In re the Estate of Keeler

186 Misc. 20, 53 N.Y.S.2d 61, 1945 N.Y. Misc. LEXIS 2851
CourtNew York Surrogate's Court
DecidedJanuary 9, 1945
StatusPublished
Cited by3 cases

This text of 186 Misc. 20 (In re the Estate of Keeler) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Keeler, 186 Misc. 20, 53 N.Y.S.2d 61, 1945 N.Y. Misc. LEXIS 2851 (N.Y. Super. Ct. 1945).

Opinion

Foley, S.

This is an accounting proceeding brought on by the executors. By appropriate orders of this court and of the Supreme Court, New York County, an action was transferred for trial and determination to the Surrogate’s Court and consolidated with the pending accounting proceeding. It was initiated by Wanda S. Keeler, the widow of the testator, against the estate for alleged breach of contract on the part of the testator in failing to make her the ultimate beneficiary of a policy of life insurance in the sum of $50,000. Recovery was demanded for that amount.

On appeal the Appellate Division affirmed the transfer. (Matter of Keeler, 268 App. Div. 964.)

The action was tried with a jury pursuant to the original demand of the plaintiff.

At the close of the plaintiff’s case counsel for the parties who were joined in opposition to the plaintiff’s claim moved to dismiss the complaint. These parties were the executors, the niece [22]*22of the testator, who is also an executrix, and the special guardian of an infant beneficiary and remainderman. The motion to dismiss was granted by the Surrogate and the claim of the widow, Wanda S. Keeler, was disallowed upon the merits.

It was significant of the weakness of the plaintiff’s case that she shifted her position several times by amendment of the pleadings before and during the trial. The original complaint was followed by an amended complaint. A further amendment constituting a fundamental change was made at the inception of the trial and at the close of the plaintiff’s case the amended complaint was again changed on motion. Three varying forms of the bill of particulars were served and filed.

The answer of the executors alleges a general denial of the making of the contract and affirmative defenses that any such agreement if made was void under the Statute of Frauds.

In the form of the amended complaint, as it existed at the beginning of the trial, the plaintiff claimed that she and her husband, the testator, entered into an agreement on November 20, 1937, ‘ ‘ in contemplation of their marriage, and in consideration of the mutual promises of marriage each to the other made, wherein and whereby it was provided'that he would designate plaintiff as the irrevocable beneficiary of his life insurance policy in the sum of $50,000.” That policy of insurance was. one of several which the testator had taken out on his life several years before the parties met. Shortly after the announcement of their engagement, and on December 8,1937, the testator designated his prospective wife as the beneficiary of the policy. The designation signed by him and registered with the insurance company recited the maiden name of the plaintiff and described her as “ fiancee ”. The parties were married thereafter on February 5, 1938. In the following month he formally changed the name of the beneficiary from his wife to his estate, and in March, 1941, he again made a change of beneficiary from his estate to his sister, Myra K. Tilton. She was ultimately paid the proceeds of the insurance policy after his death, which occurred on September 26, 1942.

It was conceded by counsel for the plaintiff upon the trial that the agreement was oral and that no written contract relating to the insurance policy in dispute was made between the parties either before or after marriage. The plaintiff’s evidence consisted only of alleged declarations made by the testator to the general effect that the plaintiff was hesitant to marry and did not want to give up her business employment at the [23]*23time of the marriage and that as an inducement the testator had furnished her some assurance of security by making her the beneficiary of the policy. Reliance was further placed by plaintiff upon her designation as a beneficiary and a letter written by him to her shortly before his death which contained a statement as to such designation. The effect of these written declarations will be considered later in this decision.

This evidence failed to establish that the testator ever agreed to designate her irrevocably as the ultimate recipient of the proceeds of the insurance policy. Even if the Statute of Frauds did not apply to the situation here, the complaint would have been dismissed because of the complete failure of the evidence submitted by the plaintiff to' sustain her claim.

But regardless of that conclusion, two independent provisions of the Statute of Frauds constitute effective bars to any recovery by the plaintiff.

(1) The alleged agreement or promise here was void because it was not in writing and because its performance was not to be completed before the end of a lifetime ”. (Personal Property Law, § 31, subd. 1.)

(2) It is likewise void because it was not in writing and because it is alleged to have been made in consideration of marriage ”. (Personal Property Law, § 31, subd. 3.) These provisions of the Statute are clear and the authorities which have interpreted them are definite and explicit.

In Bayreuther v. Reinisch (264 App. Div. 138, affd. 290 N. Y. 553) Mr. Justice Dore wrote for' the unanimous court in a case where a promise was alleged to have been made by an employee of the City of New York to a nurse who claimed that he had agreed to make her the irrevocable beneficiary of his pension fund death benefits in consideration of services to be rendered by her. Justice Dore pointed out that the alleged oral contract was unenforeible because by its terms it was not to be completed before the end of the lifetime of the promisor. He stated (p. 141) that the amendment made in 1933 (L. 1933, ch. 616) to subdivision 1 above quoted was “ enacted to prevent the assertion of oral claims against funds of deceased persons after their death when the person alleged to have made the oral agreement is no longer able to make denial.”

With the exception that the alleged promisee here was the wife, the facts in the Bayreuther case (supra) and in the pending proceeding are in substance identical. Other cases which have decreed the invalidity of alleged agreements which were claimed to have become effective at or after the death of the [24]*24promisor may be found in Matter of Ditson (177 Misc. 648), Matter of Quigley (179 Misc. 210) and Matter of Seiler (258 App. Div. 303).

The alleged agreement here was also void because it was not in writing under subdivision 3 of section 31, and because it is claimed to have been made “ in consideration of marriage (Hunt v. Hunt, 171 N. Y. 396; Matter of Goldberg, 275 N. Y. 186.)

The claim of. the plaintiff that performance in the form of the subsequent marriage, or the giving up of the business employment by the wife as a condition of the marriage, or any other form of act by either of the parties would permit the enforcement of the alleged oral agreement is without any foundation. (Burns v. McCormick, 233 N. Y. 230; Bayreuther v. Reinisch, supra; Tyler v. Windels, 186 App. Div. 698, affd. 227 N. Y. 589; Wahl v. Barnum, 116 N. Y. 87.)

Nothing short of full performance by both parties will take the contract out of the operation of the statute. Partial performance, if recognized, would be a nullification of the statute. (Wahl v. Barnum, supra.) The doctrine of part performance is a creation of equity.

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Bluebook (online)
186 Misc. 20, 53 N.Y.S.2d 61, 1945 N.Y. Misc. LEXIS 2851, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-keeler-nysurct-1945.