In re the Estate of Horner

120 Misc. 450
CourtNew York Surrogate's Court
DecidedMarch 15, 1923
StatusPublished
Cited by2 cases

This text of 120 Misc. 450 (In re the Estate of Horner) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Horner, 120 Misc. 450 (N.Y. Super. Ct. 1923).

Opinion

Foley, S.

This proceeding is brought for the construction of the will of decedent. He died February 26, 1922, leaving his widow, Lillian Horner; his son, Robert J. Horner, Jr., and his daughter, Grace B. Simms. The son, Robert J. Horner, Jr., at that time was the father of four infants, Elsie, Muriel, Constance and Robert J., 3d. The daughter, Grace B. Simms, at that time was and is the mother of one child, Gladys Simms. The validity of four trusts created by the will is challenged. The residuary estate was divided into four equal parts. One part was given outright to his daughter, Grace. The remaining three parts were constituted as separate trusts. The first was entitled A trust for the benefit of the children of Robert J. Horner, Jr.” Its terms were fixed by the 10th paragraph of the will as follows: “ Tenth. I direct my Trustees to pay out of the interest accruing upon the trust created for the benefit of children of Robert J. Horner, Jr., such sums as they shall deem advisable for the maintenance and education of Elsie Horner, Muriel Horner, Robert J. Horner, Jr., and Constance Horner. Upon any of said children reaching the age of twenty-one (21) years, I direct my Trustees to pay to said child his or her interest in said trust fund as shall be determined by the number of the said children then surviving and after all of the said children herein mentioned have reached the age of twenty-one (21) years and the payments herein provided have been made, the trust created for their benefit shall thereupon terminate. Should any of said children die before reaching the age of twenty-one years, leaving issue him or her surviving, the said issue shall receive the portion of said fund the parent would have received, if living.” No provision was made for the contingency of all of the children dying without issue before reaching twenty-one. For convenience in reference I have designated this trust as trust A.

The second trust is entitled “ A trust for the benefit of Robert J. Horner, Jr.” I shall hereafter refer to this trust as trust B. Its terms require the trustees to pay to him the sum of thirty dollars a week during his life, with discretion in the trustees to increase the payment to fifty dollars a week. The surplus income is to be paid to the trust fund for the benefit of the children of Robert J. Horner, Jr., which has been designated by me as trust A. Upon the [453]*453death of the son the principal is to be paid over to trust A, if existing, or if that trust has terminated, to be divided equally between the children of Robert J. Homer, Jr.

The third trust carved out of the residue is entitled “ A tmst for the benefit of children of Grace B. Simms.” The income was directed to be paid for their maintenance and education ” until each arrives at the age of twenty-one years. The conditions for payment over at majority or in case of death before twenty-one leaving issue, are similar to those of the trust for the benefit of the children of Robert J. Horner, Jr., set forth above. This trust I shall refer to as trust C.

The fourth trust was created by paragraph 5 in the sum of $50,000 and was for the benefit of the widow for life. Upon her death the principal is to be divided into two parts. One-half is to be paid to the trust for the benefit of the children of Robert J. Horner, Jr. (trust A), and the remaining half is to be paid to the trust for the benefit of the children of Mrs. Simms (trust C). This trust I have designated as trust D.

So numerous are the questions raised as to the validity of these trusts and the contingencies unforeseen by the testator or by the draftsman of the will, that a comprehensive constmction of the will this early in the administration of the estate would be futile. Experience has shown that actualities and not hypothetical situations are the best subjects of interpretation. Matter of Mount, 185 N. Y. 162, 170. As stated in Matter of Franklin Trust Co., 190 App. Div. 575, 577: Attempts to settle points that may arise under a will creating estates in expectancy are often futile. Such an effort, noticeably painstaking, in Manice v. Manice (43 N. Y. 303), did not prevent another litigation upon the same will which reached the Court of Appeals thirty-five years later (Matter of Mount, 185 N. Y. 162, 170. See Beers v. Grant, 110 App. Div. 152; affd., 185 N. Y. 533).” It is my purpose in this proceeding, therefore, not to go beyond the actual necessities of the present situation, but to reserve the interpretation of the provisions as to the subsequent estates, the gifts over and remainders under the will until the actual events have occurred.

Salvage of the lawful provisions of the will has been a fixed judicial policy. “ The principle is now well settled that the courts lean in favor of the preservation of such valid parts of a will as can be separated from those that are invalid without defeating the general intent of the testator.” Matter of Hitchcock, 222 N. Y. 57, 73. So here it is unnecessary to declare the entire will void or to decree intestacy.

The validity of the trust for the benefit of the children of [454]*454Robert J. Homer, Jr., is attacked on the ground that it unlawfully suspends the power of alienation and prevents vesting within the statutory period of two lives in being. Pers. Prop. Law, § 11. The rule as to suspension is that a minority is to be considered as a life.” • It is claimed by the testator’s widow that the language of the will makes possible the continuation of this trust for the lives of at least three of the grandchildren, and that this trust is void. This contention assumes that at least two of the four grandchildren will die without issue before arriving at the age of twenty- * one, and that a primary share will pass through a third life and be suspended until a third child reaches majority. At the outset of the examination the general intent of the testator must be emphasized. He created this trust for the benefit of his four grandchildren for their maintenance and education, a purpose favored by the courts. The testator’s lack of confidence in the' father of the children is indicated by the creation of trust A for his grandchildren and the limitation of income to be paid to him to thirty dollars a week under trust B. This reduction of the gift to his son is explained by him as follows: The reason I have made no other provisions for my son, Robert J. Horner, Jr., excepting that contained in this paragraph, is because of cash advances made to him during my lifetime.” It is significant, too, that the surplus income of this trust B was given to the grandchildren, under trust A. To declare this entire trust invalid with resulting intestacy, would nullify the plain intention of the testator. I am of the opinion, therefore, that the primary trust for each child is severable and is valid for the minority of each of these children. Matter of Colegrove, 221 N. Y. 455; Schermerhorn v. Cotting, 131 id. 48; Steinway v. Steinway, 163 id. 183; Carrier v. Carrier, 226 id. 114; Leach v. Godwin, 198 id. 35. There are other supporting reasons for a determination of the validity of this trust, first, the trust is for specifically named beneficiaries; second, as to any child dying with issue before twenty-one, the gift over of the share to issue is clearly valid; third, the trust is likewise valid as to income and principal of the primary quarter share in case of the survival of each one of the children to his or her majority;

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