In re the Estate of Holquin

101 Misc. 2d 174, 420 N.Y.S.2d 670, 1979 N.Y. Misc. LEXIS 2649
CourtNew York Surrogate's Court
DecidedSeptember 26, 1979
StatusPublished
Cited by7 cases

This text of 101 Misc. 2d 174 (In re the Estate of Holquin) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Holquin, 101 Misc. 2d 174, 420 N.Y.S.2d 670, 1979 N.Y. Misc. LEXIS 2649 (N.Y. Super. Ct. 1979).

Opinion

[176]*176OPINION OF THE COURT

Louis D. Laurino, S.

The Public Administrator, as administrator of the estate of Julio Ernesto Alban Holquin, has petitioned the court for permission to compromise a cause of action for the decedent’s wrongful death; to allow counsel fees; to direct distribution of the proceeds; to settle his account as administrator of the estate; to discharge him as fiduciary; and for other incidental relief.

The decedent’s widow, Piedad Holquin de Alban, as widow and as mother of the decedent’s infant son, Andres, has filed an answer objecting to the petition and account on the grounds that the Federal court has exclusive jurisdiction over the matter and that the matter has already been compromised and settled by order of the Federal court.

The decedent’s distributees, his widow and infant child, were and are residents and citizens of Colombia, South America. The Public Administrator qualified as administrator of the decedent’s estate and as such brought suits against various parties to recover for the decedent’s pain and suffering on behalf of the estate and for the decedent’s wrongful death on behalf of the distributees.

The result of these efforts has been an offer of settlement by the United States and Eastern Airlines, a proposed allowance for counsel fees and a proposed distribution of the assets.

On March 8, 1979, the Public Administrator filed his petition with this court to discontinue the cause of action for pain and suffering, to compromise the wrongful death action, and for other relief in connection with the proceeding.

On March 19, 1979, the widow, as a distributee and as the mother of the infant distributee, petitioned in the Federal court, Eastern District of New York, to be appointed guardian ad litem of the infant and to have the settlement approved, distribution directed and other relief. An order of compromise appointing the widow guardian ad litem, settling the matter and directing distribution of the proceeds and other relief was entered on April 6, 1979. The order was conditioned upon approval of the Surrogate’s Court as well.

The primary objection raised by the respondent widow is the lack of jurisdiction of this court to determine the present application. Respondent contends that the exclusive jurisdiction of all proceedings embraced by the subject wrong[177]*177ful death action, including the compromise thereof, is in the Federal District Court by virtue of title 28 (§ 1346, subd [b]) of the United States Code. This section of the United States Code does provide for exclusive jurisdiction in the Federal court of "civil actions on claims against the United States, for money damages * * * [resulting from] death caused by the * * * [negligence of a government employee] * * * if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred.” As can be seen from a plain reading of the statute, the condition precedent to the Federal court exercising its original and exclusive jurisdiction of a wrongful death action is that such action is decisionally or statutorily authorized by the State in which the Federal court is situated (cf. Moragne v States Mar. Lines, 398 US 375); and, moreover, the law of the State must be applied by the Federal court to determine the rights and liabilities of the parties to such an action (Hess v United States, 361 US 314).

In New York, the situs of the present cause of action, an action for wrongful death which was unknown at common law is a creature of statute (EPTL 5-4.1 et seq.) and accordingly a party commencing such action must strictly adhere to the requirements of the statute (Matter of Meng, 227 NY 264). The applicable New York statutes provide that an action for the wrongful death of a decedent who is survived by distributees vests in the decedent’s personal representative "duly appointed in this state or any other jurisdiction” (EPTL 5-4.1). Although the statute creates a property right out of an injury to the deceased person, and confers a beneficial interest in such property right upon the persons surviving the decedent who fall within the class of distributees of his estate, and despite the fact that the personal representative is a nominal party. (Winbush v City of Mount Vernon, 306 NY 327), the statute confers the right of action not upon the persons injured by decedent’s death but only upon his personal representative (Matter of Meng, supra) who is, therefore, a necessary party (Davis v New York Cent. & Hudson Riv. R. R. Co., 233 NY 242). The personal representative of the decedent is, accordingly, the real party in interest, and the cause of action can only be enforced by him (Mundt v Glokner, 24 App Div 110) as a statutory trustee for the beneficiaries (Edwards v Sullivan, 200 Misc 488).

Similarly, the statute provides that only the personal repre[178]*178sentative can petition for approval of a settlement and the compromise of an action for wrongful death, either in the court in which the action is pending or to the Surrogate’s Court that appointed him (EPTL 5-4.6; SCPA 2204; see discussion in Matter of Elder, 90 Misc 2d 460). Although it is not truly germane to the issues presented herein, it is worth noting that while trial courts of this State recognize their concurrent jurisdiction to compromise a cause of action for wrongful death and direct distribution, they rarely exercise this power on the grounds "that the Surrogate’s Court is peculiarly competent to deal with notices and hearings relative to apportionment and distribution of proceeds, the appointment, conduct and discharge of special guardians, and requirements of security, if any.” (Riley v Capital Airlines, 42 Misc 2d 194, 207.)

Also, with respect to a final disposition of a wrongful death action, it is true that a party beneficially interested therein may by his own act release or otherwise extinguish his interest in the right of action (Matter of Finkelstein, 1 Misc 2d 1067, affd 6 AD2d 1055), but only the decedent’s personal representative, in his representative capacity and in the exercise of the authority and powers conferred on him by his appointment, can effectively extinguish a cause of action for wrongful death (Stuber v McEntee, 142 NY 200). Even where the sole beneficiary acting in his individual capacity executed a release in a wrongful death action, it has been held such release does not bar recovery for wrongful death by the personal representative who has the right to continue the suit once begun (Davis v New York Cent. & Hudson Riv. R. R. Co., 233 NY 242, supra).

Applying these general principles of law to the facts of the present case, it appears that the real party in interest, namely, the Public Administrator of Queens County, had as his option the right to seek approval of settlement either before the Federal court or the Surrogate’s Court which issued his letters (EPTL 5-4.6; Matter of Elder, supra). He has chosen this court and because of his choice of forum the objective relating to the lack of jurisdiction of this court must fall. Similarly, as the choice of forum is his alone, whatever proceedings were had in the Federal court on the petition of decedent’s widow are a nullity vis-á-vis the approval of the settlement, the distribution of proceeds and discharge of defendants (Stuber v McEntee, supra; Davis v New York Cent. & [179]*179Husdon Riv. R. R.

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Bluebook (online)
101 Misc. 2d 174, 420 N.Y.S.2d 670, 1979 N.Y. Misc. LEXIS 2649, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-holquin-nysurct-1979.