In re the Estate of Hollinger

93 Misc. 2d 926, 403 N.Y.S.2d 857, 1978 N.Y. Misc. LEXIS 2156
CourtNew York Surrogate's Court
DecidedMarch 23, 1978
StatusPublished
Cited by4 cases

This text of 93 Misc. 2d 926 (In re the Estate of Hollinger) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Hollinger, 93 Misc. 2d 926, 403 N.Y.S.2d 857, 1978 N.Y. Misc. LEXIS 2156 (N.Y. Super. Ct. 1978).

Opinion

OPINION OF THE COURT

John D. Bennett, J.

What is essentially a rather simplistic determination of a claim against this estate has been made unnecessarily complicated by a series of tortured maneuvers by the litigants in this court and the Supreme Court. As a philospher observed in the book of Ecclesiastes (7:29): "God made us plain and simple, but we have made ourselves very complicated.”

This claim has its genesis in a motion for summary judgment in lieu of complaint (CPLR 3213) based upon a separation agreement providing for the payment of $35,000 per year to the plaintiff (claimant) payable in monthly installments of $2,971 for her life or until she remarries, in addition to other benefits. The subsequent decree of divorce expressly provided that the separation agreement was not merged in the judgment.

Although there are three executors — two individuals and a bank — they have all been represented in these proceedings by one of their number, Mr. Levine, an attorney. His initial response to the Supreme Court proceeding was to bring on a motion which, among other relief, requested a transfer of the litigation to this court. By decision of October 31, 1977 a consent to receive the litigation was given by this court, [928]*928subject to the Supreme Court’s approval. The motion for a summary judgment was thereafter denied by the Supreme Court without prejudice to renewal and the matter transferred to this court.

That motion has now been renewed and is based upon all of the papers filed in the Supreme Court matter, including additional papers filed here. Mr. Levine’s opposition to a summary disposition of this claim is based upon three major arguments:

1. That a separation agreement is not "an instrument for the payment of money only” within the contemplation of CPLR 3213 and accordingly a summary disposition under that section is improper.

2. That the Supreme Court action was "time-barred” because it was not commenced within 60 days after his alleged rejection of the claim (SCPA 1810).

3. That in any event the claim is subject to arbitration under clause "Fifteenth” of the separation agreement.

The question of what constitutes an instrument for the payment of money only under CPLR 3213 has been characterized as the "most vexing problem that has arisen” under the statute (4 Weinstein-Korn-Miller, NY Civ Prac, par 3213.02a). Cases such as Wagner v Cornblum (36 AD2d 427) and Orenstein v Orenstein (59 Misc 2d 565), have held that a separation agreement is not "an instrument for the payment of money only” primarily emphasizing the word "only” and the fact that a separation agreement normally contains more than provisions merely for the payment of support. This extremely literal interpretation of the statute has met with less than unanimous approval (see Practice Commentaries, McKinney’s Cons Laws of NY, Book 7B, CPLR C3213:4; and Rickert v Packet Facilities, 35 AD2d 711, 712 [in a strong dissent Justice McGivern terms the majority’s result as "purposeless exaltation of form over substance”]). However the struggles may rage in other courts over technicalities of procedure, the Surrogate’s Court has historically been thankfully free of emphasis on form over substance.

Matter of Razoux (154 Misc 477) is an example of the disfavor with which technicalities of procedure and sharp practice are viewed in the Surrogates’ Courts. There the court stated (p 478): "Perhaps such a highly developed practice may serve some good purpose in courts of general jurisdiction. On [929]*929this question the court ventures no opinion. It cannot fail to have untoward effects in a tribunal whose chief functions are the safeguarding of the rights of widows and orphans”. (See, also, 1 Butler, New York Surrogate Law and Practice, § 376.) Conceding that as a technical matter the claimants use of CPLR 3213 was ill-advised, she is nevertheless not without a remedy in this court. Whether or not this court may exercise any of its subject matter jurisdiction is no longer dependent upon the kind of proceeding in which the matter is raised (SCPA 202). The statute permits this court in any proceeding, whether or not specifically provided for, to exercise any of its jurisdiction even though the jurisdiction sought to be exercised is incidental to a different proceeding. It is therefore within this court’s prerogative to convert the transferred Supreme Court action into a proceeding for the determination of a claim either under SCPA 1809 (proceeding by fiduciary to determine validity of claims) or as an incidental and preliminary step in an accounting proceeding following a creditor’s application for a compulsory accounting (SCPA 1808, subd 5).

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Cite This Page — Counsel Stack

Bluebook (online)
93 Misc. 2d 926, 403 N.Y.S.2d 857, 1978 N.Y. Misc. LEXIS 2156, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-hollinger-nysurct-1978.