In re the Estate of Hennel

133 A.D.3d 1120, 20 N.Y.S.3d 460

This text of 133 A.D.3d 1120 (In re the Estate of Hennel) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Hennel, 133 A.D.3d 1120, 20 N.Y.S.3d 460 (N.Y. Ct. App. 2015).

Opinions

Devine, J.

Appeal from an order of the Surrogate’s Court of Schenectady County (Versaci, S.), entered June 5, 2013, which, in a proceeding pursuant to SCPA 1809, among other things, partially granted petitioners’ motion for summary judgment determining the validity of their claim against decedent’s estate.

Edmund Felix Hennel (hereinafter decedent) owned rental property in the City of Schenectady, Schenectady County and, in 2001, he took out a loan for gifting purposes secured by a mortgage on the property. The 2001 mortgage was satisfied as part of a 2003 refinancing transaction that, in turn, left a new mortgage on the property. In 2006, after decedent tired of maintaining the property and dealing with tenants, petitioners, his grandsons, agreed to assume those responsibilities. Decedent, as a result, executed a deed that reserved to him a life estate and granted the remainder interest to petitioners. Petitioners were assured by decedent that they would not be burdened by the mortgage when they entered into possession of the property, and decedent contemporaneously executed a will directing “that the mortgage ... if any, in existence at the time of [his] death, ... be paid from the assets of [his] estate.”

Decedent executed a will in 2008 that revoked the prior will and made no provision for discharging the mortgage. Decedent passed away on December 1, 2010 and, after the 2008 will was admitted to probate, petitioners filed a notice of claim asserting that the estate was obliged to satisfy the mortgage. Respondent, decedent’s widow and the executor of his estate, rejected the claim. Petitioners responded by commencing this SCPA 1809 proceeding, asserting that the claim should be allowed. [1121]*1121Petitioners subsequently moved, and respondent cross-moved, for summary judgment. Surrogate’s Court granted petitioners’ motion in part and held, among other things, that decedent had agreed to satisfy the mortgage out of estate assets and that his estate was obliged to honor that agreement. Respondent now appeals.

We affirm. A will is ambulatory in nature, and the testator is generally free to alter or revoke its provisions prior to his or her death (see Matter of American Comm. for Weizmann Inst. of Science v Dunn, 10 NY3d 82, 92 [2008]; Blackmon v Estate of Battcock, 78 NY2d 735, 739 [1991]). A testator may validly surrender that right, but “the law requires, as a threshold, a showing of clear and unambiguous evidence of the intent to” do so (Matter of Murray, 84 AD3d 106, 116 [2011], lv dismissed and denied 18 NY3d 874 [2012]; see Matter of American Comm. for Weizmann Inst. of Science v Dunn, 10 NY3d at 91). Petitioners were accordingly obliged to demonstrate that “decedent’s alleged promise was made and understood, not as a mere expression of intention, but as the assumption of a binding obligation in consideration of a promise given by [petitioners] in return, or of performance by [petitioners] of a stipulated act” (Frankenberger v Schneller, 258 NY 270, 273 [1932]; accord Matter of Versailles Found. [Bank of N.Y.], 202 AD2d 334, 334 [1994]).

Here, Frank Parisi was the attorney who represented decedent and petitioners in their 2006 dealings, and respondent acknowledged the accuracy of his deposition testimony. Parisi testified that the 2006 will resulted from decedent committing, in return for petitioners taking over management of the property, to convey title of the property to them and to ensure that his estate would satisfy the mortgage burdening it. Decedent gave petitioners money to cover a mortgage payment due after the transfer of title. Petitioners thereafter paid the mortgage out of the rent they collected — rent that belonged to decedent as life tenant — rather than from their own assets.

Numerous documents were also created to effectuate the agreement, and instruments “executed at substantially the same time, [and] related to the same subject-matter, . . . must be read together as one” (Nau v Vulcan Rail & Constr. Co., 286 NY 188, 197 [1941]; see Patton v Ferrara, 46 AD3d 1203, 1204 [2007]). The 2006 will directs that the mortgage be satisfied out of the assets of decedent’s estate, while the deed grants a remainder interest to petitioners without any mention of the [1122]*1122mortgage.

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Bluebook (online)
133 A.D.3d 1120, 20 N.Y.S.3d 460, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-hennel-nyappdiv-2015.