In re the Estate of Hedberg

45 Misc. 3d 651, 991 N.Y.S.2d 863
CourtNew York Surrogate's Court
DecidedAugust 25, 2014
StatusPublished
Cited by3 cases

This text of 45 Misc. 3d 651 (In re the Estate of Hedberg) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Hedberg, 45 Misc. 3d 651, 991 N.Y.S.2d 863 (N.Y. Super. Ct. 2014).

Opinion

OPINION OF THE COURT

Diana A. Johnson, S.

Objectants’ oral motion for a directed verdict, made at the close of petitioner’s case and renewed after the jury’s verdict, to deny probate to the will on the ground petitioner failed to make out a prima facie case on testamentary capacity is determined as follows.

Jo-Ann Sullivan (petitioner) seeks to probate an instrument dated August 25, 2006, as the last will and testament of her mother Marie Hedberg (decedent). Petitioner is the nominated executor and beneficiary of one half of the residuary under the will. Stephen Hedberg, who participated in the trial as an interested party, is decedent’s son and the devisee of the real property under the will and beneficiary of one half the residuary. Patricia Moskowitz, Natalie Hedberg and John Hedberg (objectants) are decedent’s children not named in the will who interposed objections to it.

At the close of petitioner’s prima facie case, objectants moved for a directed verdict denying probate to the will on the ground that petitioner failed to make out a prima facie case that decedent was competent to execute the will. Specifically object-ants argued petitioner failed to carry her burden of proving [653]*653decedent’s competency to make a will in that only one of the two attesting witnesses to the will was called to testify. The court reserved decision on the motion. After the jury verdict finding decedent had testamentary capacity and that there was no undue influence, objectants renewed their motion.

As a preliminary matter the court notes that petitioner’s argument in her posttrial memorandum that there is no authority for the court to act on this motion as the jury has rendered its verdict is incorrect (see Matter of Slade, 106 AD2d 914 [4th Dept 1984] [affirming lower court’s granting of contestants’ motion for directed verdict on issue of lack of testamentary capacity renewed after the jury’s verdict finding, inter alia, that decedent had testamentary capacity]).

Pursuant to SCPA 1404, at least two attesting witnesses, if they are within the state and competent and able to testify, must be produced before the court and examined before a will is admitted to probate. The examination may cover all relevant matters, including the testator’s mental competence, due execution, the genuineness of the will, and the testator’s freedom from restraint and fraud (Margaret V. Turano, Practice Commentaries, McKinney’s Cons Laws of NY, Book 58A, SCPA 1404).

Pursuant to SCPA 1405, if it is shown by affidavit or other competent evidence that a witness cannot with due diligence be found within the state, or cannot be examined by reason of physical or mental condition, the court may in its discretion dispense with the testimony of the attesting witness (see Matter of Smith, 51 AD2d 1021 [2d Dept 1976]).

At trial only one of the two attesting witnesses was called to testify. No application was made by petitioner to the court to dispense with the testimony of the second attesting witness. Petitioner’s argument that she did not have to produce the second attesting witness as objectants stipulated that they had no issue regarding due execution is of no moment, as even if the probate proceeding was not contested a will must still be proved by the examination or affidavit of the attesting witnesses (Charles J. Groppe et al., Harris New York Estates: Probate Administration and Litigation § 7:119 at 419 [6th ed 2014]). And where, as here, objections to probate are filed, affidavits cannot be utilized (see Margaret V. Turano, Practice Commentaries, McKinney’s Cons Laws of NY, Book 58A, SCPA 1405, 1406; Estate of Swierzewski, NYLJ, Apr. 18, 1995 at 26, col 5 [Sur Ct, Nassau County 1995]; Matter of Westover, 145 Misc 2d [654]*654469 [Sur Ct, Fulton County 1989]). Thus petitioner’s argument that it is immaterial that the second witness was not called as the self proving affidavits were introduced into evidence is unavailing.

By calling only one of the attesting witnesses, petitioner failed to establish a prima facie case for a valid will requiring at least two attesting witnesses, unless dispensed, to be produced before the court and examined before a will is admitted to probate. Having failed to call the second witness to the will, objectants’ motion for a directed verdict denying probate to the purported last will and testament of Marie Hedberg dated August 25, 2006 is granted.

Even had petitioner made an application to dispense under SCPA 1405, containing satisfactorily established grounds to dispense, and the court had granted the application, the court would not have admitted the will to probate on the testimony of the one attesting witness herein, Evie Efkarpidis.

Ms. Efkarpidis testified that her normal procedure, having witnessed over 50 wills for the attorney draftsman Stephen Nathan, was to speak briefly to the person, ask his/her name, date of birth, talk about the weather, and at times ask who lives with the person. In this proceeding she testified that although she recognized her signature on the subscribing affidavit, she: did not remember decedent; did not recall when the will was executed or any comments made by Mr. Nathan to decedent prior to making the will; and had no specific recollection of anything that happened on that day regarding the execution of decedent’s will.

Based on this scant testimony the court would have required further and additional proof before it would have admitted this will to probate (see Charles J. Groppe et al., Harris New York Estates: Probate Administration and Litigation § 7:140 at 432 [6th ed 2014]). And as stated in Matter of Collins (60 NY2d 466, 473 [1983]), a failure of recollection “intensifies the care and vigilance that must be exercised in examining the remaining evidence.” However, the testimony of the attorney draftsman of the will raises more questions than it provides answers.

Mr. Nathan testified petitioner had contacted him by phone having obtained his number from her friend who recommended him. She told him her mother wanted to make a will but could not get to his office. He sent a “Will Questionnaire” to petitioner (petitioner’s No. 2 in evidence). He didn’t know whether decedent or petitioner sent the questionnaire back to [655]*655him. He did not know whose handwriting was on the questionnaire. He relied on the questionnaire and did not explore with decedent personally or by phone the questionnaire. After receiving the questionnaire back he had some phone conversations (made and received) with petitioner to fill in the blanks. He was unsure if he sent a draft of the will to petitioner or decedent. He stated petitioner took decedent to his office to execute the will, but waited outside the room while the will was executed. He had never spoken to decedent or met her until she came to his office to execute the will. He paraphrased some of the will to decedent, and asked her to go over it. He indicated that decedent took a long time going over the will suggesting that decedent carefully read the document. Decedent neither asked questions, nor indicated there were any problems with the document. He gave decedent a printed script to read out loud to the witnesses at the execution ceremony and had decedent initial the bottom of the script. After the will ceremony he made three copies (two bound, one unbound) of the will. He kept the original will, one bound copy, and the unbound copy for his files. The other bound copy he could not recall if he gave to decedent or petitioner.

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Cite This Page — Counsel Stack

Bluebook (online)
45 Misc. 3d 651, 991 N.Y.S.2d 863, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-hedberg-nysurct-2014.