In re the Estate of Goldberg

153 Misc. 2d 560, 582 N.Y.S.2d 617, 1992 N.Y. Misc. LEXIS 82
CourtNew York Surrogate's Court
DecidedFebruary 14, 1992
StatusPublished
Cited by1 cases

This text of 153 Misc. 2d 560 (In re the Estate of Goldberg) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Goldberg, 153 Misc. 2d 560, 582 N.Y.S.2d 617, 1992 N.Y. Misc. LEXIS 82 (N.Y. Super. Ct. 1992).

Opinion

OPINION OF THE COURT

Eve Preminger, S.

This bitterly contested dispute between the decedent’s widow and his sister, who is the executrix of his estate, turns on an issue frequently raised in this court, the decedent’s mental capacity. What is unusual here is that the challenged capacity is not decedent’s capacity to make a will, but whether he had the degree of understanding required to release his wife from their antenuptial agreement, in which she had waived her right to elect against his will. The authorities, which are replete with applications of the established rule with respect to testamentary capacity, are sparse as to the degree of mental capacity required for inter vivas activities that fall under the rubric of donative transfers, such as gifts, trusts and the type of transaction presently before the court.

The relevant facts are as follows: in 1978 the decedent Albert Goldberg married Alicia, at that time a citizen of Columbia, who was in the United States on a limited visa. Two days before their marriage they executed an antenuptial agreement which provided that Albert agreed to support Alicia and maintain her as his wife, that Albert’s burial and interment would be the responsibility of his sister Ethel Schuman (petitioner) and that the parties waived their statutory rights of election and intestate succession.

Albert, who was more than 30 years older than Alicia, continued to reside with his sister Ethel, to whom he did not reveal that he was married.

In June 1982 Albert suffered a heart attack and was admitted to New York Hospital where he suffered a second attack and a stroke, as a result of which he was in a coma for two weeks. He recovered sufficiently to be transferred to the Rusk Institute of Rehabilitation Medicine for physical therapy on August 9, 1982, and remained there until the end of October. His treating physician diagnosed Albert as suffering from organic brain syndrome related to the stroke.

While at Rusk, on the evening of September 13, 1982, an attorney (Mr. Velardi) sitting at Albert’s bedside drafted a handwritten instrument entitled "The voiding of the antenuptial agreement made by the parties-executed before their marriage”, on a yellow legal pad. The instrument voided the [562]*562Goldbergs’ antenuptial agreement in its entirety, referring specifically to its elective share waiver. Albert and Alicia signed and acknowledged this document. In addition, the draftsman had each of the spouses sign a sentence he wrote at the foot of Alicia’s duplicate original of the antenuptial agreement, stating that they declared it to be void, which was also acknowledged.

Albert’s last will, executed in 1983 and admitted to probate in this court, disinherits Alicia in favor of the nephews who came to live with him as children after their father died. Alicia served a notice of election and the executrix instituted this proceeding for a determination of its validity.

A hearing was held before the chief court attorney to determine whether the revocation agreement fails on the grounds of lack of mental capacity or undue influence. Both parties agreed that the decision would be rendered by the court without the circulation or filing of a Referee’s report.

Mr. Velardi, the attorney, testified that his first involvement with Albert or Alicia was an August 1982 telephone call from Alicia, who got his name from a mutual friend. She requested assistance for her husband to revoke an antenuptial agreement. The attorney advised Alicia, and then Albert when he telephoned and repeated the request, that Albert should speak to his own lawyer. When Albert said he couldn’t get in touch with his own lawyer, the witness attempted to do so. Several conversations ensued and Albert eventually prevailed upon Velardi to visit him at Rusk.

Velardi had Alicia leave the hospital room during his first meeting with Albert, which took place toward the end of August at about 8:30 p.m. Albert repeated his desire to cancel the antenuptial agreement because he had been very unfair to his wife. He was near tears, and stated that he loved his wife dearly. Nevertheless, Velardi refused his request and again advised Albert to speak to his own lawyer.

About a week later, Albert telephoned Velardi with the same request. Velardi agreed to another visit, which he made on September 13th. This time Alicia remained in the room at Albert’s direction. Decedent became very emotional and said that he didn’t know how long he was going to last, and Velardi finally agreed to represent him. Velardi testified that in all their conversations he thought Albert was extremely lucid and knew what he was doing. He stated that he never asked decedent whether he had a will, or advised him that he [563]*563could simply execute a will providing for Alicia, in lieu of revoking the antenuptial agreement. He did ask Albert who his closest relatives were, to which decedent responded that he had a sister. He never inquired of Albert regarding the nature and extent of his assets, but recalled that decedent told him he understood Alicia would be entitled to share in his estate.

The medical evidence on decedent’s cognitive functioning was inconclusive. Dr. Grynbaum, decedent’s treating physician, testified that the organic brain syndrome did not leave Albert totally lacking in mental capacity but left him unable intellectually to foresee the ultimate consequences of his acts. It was his opinion that Albert could make some decisions but not decisions which involved sums of money beyond $10,000 or had long-range implications. The doctor had no notes or recollection with regard to Albert’s actual condition on the evening in question.

Dr. Grynbaum had called in an attending psychiatrist, Dr. Peter Kim, to treat Albert’s depressed state. Dr. Kim was unavailable to testify, but over objection, the court received his prior testimony in a Federal case (the Teledyne case) involving a claim by a judgment creditor against the estate and Alicia. Since the estate had full opportunity to examine Dr. Kim in Teledyne, and took the same position in that case, i.e., that the decedent lacked mental capacity during the same time period, his testimony is clearly admissible here on the question of Albert’s general cognitive capacity, even though Teledyne involved a different transaction. (CPLR 4517.)

Dr. Kim testified that he began treating Albert in mid-August and continued until his discharge from Rusk on October 24th. He stated that the organic brain syndrome which afflicted Albert affects the cognizant functions. Dr. Kim indicated that a lasting symptom of organic brain syndrome (OBS) is a labile affect, meaning that the person has wide mood swings which are vastly disproportionate to the circumstances.

It was Dr. Kim’s opinion that Albert suffered from some cognitive dysfunction throughout his stay at Rusk. He defined cognition as the human mental function which is responsible for "executing, perceiving and processing information, in other words a person’s thinking capability.” With respect to Albert’s general level of cognition, Dr. Kim stated that during the day he had a fair proportion of capacity to understand "Unitarian simple events”, while at night it fluctuated. Dr. Kim stated that a transfer which dealt with a substantial sum [564]*564of money, or involved more complex issues required greater judgment capacity but he did not rule out Albert’s capacity to understand such a transaction.

Dr.

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Bluebook (online)
153 Misc. 2d 560, 582 N.Y.S.2d 617, 1992 N.Y. Misc. LEXIS 82, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-goldberg-nysurct-1992.