In re the Estate of Giddings

96 Misc. 2d 824, 410 N.Y.S.2d 16, 1978 N.Y. Misc. LEXIS 2686
CourtNew York Surrogate's Court
DecidedOctober 18, 1978
StatusPublished
Cited by2 cases

This text of 96 Misc. 2d 824 (In re the Estate of Giddings) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Giddings, 96 Misc. 2d 824, 410 N.Y.S.2d 16, 1978 N.Y. Misc. LEXIS 2686 (N.Y. Super. Ct. 1978).

Opinion

OPINION OF THE COURT

Bernard L. Reagan, S.

The executor, Edward B. Giddings, has filed his account in this estate together with a petition for judicial settlement.

The executor objects to the amount of attorney’s fees claimed by the former attorney for the estate, Robert M. Weichert.

Letters testamentary of the last will and testament of Fay N. Giddings were issued by this court on the 21st day of January, 1964, to Edward B. Giddings.

Robert M. Weichert was retained by the petitioner to perform all legal services involved in the administering and settling of the above estate.

On or about January 18, 1973 Mr. Weichert was disbarred from the practice of law in New York State by order of the Appellate Division of the Supreme Court, Fourth Judicial Department (Matter of Weichert, 40 AD2d 261), and at the time of said disbarment had not completed the work necessary to settle the estate.

In May, 1976 petitioner retained Peter W. Mitchell, Esq., of the law firm of Flanagan, Mitchell & O’Brien to complete all work necessary to settle the said estate; Mr. Weichert was informed of this fact. At the same time, Mr. Mitchell requested Mr. Weichert to forward to his office the necessary documents and papers in order that the executor might account and judicially settle the estate.

Mr. Mitchell’s office was assured by Mr. Weichert that all the documents necessary for the accounting were contained in his file and that the information necessary to file the accounting would be made available. For a period of six months telephone calls were made by the executor and by Mr. Mitchell to Mr. Weichert, and various excuses were made why the file had not been forwarded to Mr. Mitchell. On or about December 2, 1976 Mr. Mitchell’s office was advised that the [826]*826file would not be forwarded until the balance allegedly due Mr. Weichert of his fee amounting to $8,700, to wit: the sum of $1,000, was paid.

There is authority that disbarment destroys an attorney’s retaining lien (Matter of Woodworth, 85 F2d 50).

The procedure for a suspended, disbarred or resigned attorney in the Fourth Department to obtain attorney fees for services rendered and disbursements incurred prior to the effective date thereof is set forth in 22 NYCRR 1022.26 of the Appellate Division Rules, Fourth Department.

22 NYCRR 1022.26 (c) states in part "[the disbarred attorney] may be compensated on a quantum meruit basis for services rendered and disbursements incurred prior to the effective date * * * [of his disbarment]. The amount and manner of payment of such compensation shall be fixed by the court * * * In no event shall the combined fee exceed the amount the client would have paid had no substitution been required.”

22 NYCRR 1022.26 (b) also provides that a disbarred attorney shall promptly notify each of his clients and advise him/ her to secure another attorney. In the event that the client does not obtain substitute counsel, the disbarred attorney shall move pro se in the court where the proceeding is pending for leave to withdraw therefrom.

More than three years elapsed from the time Mr. Weichert was disbarred until the time that the executor secured substitute counsel. No evidence has been presented to this court indicating that the executor had received prompt notification of the disbarment, nor had any application ever been made by Mr. Weichert for leave to withdraw from the matter.

At this point in time the court concludes that Mr. Weichert, by his actions and inactions, was refusing to comply with 22 NYCRR 1022.26 as promulgated by the Appellate Division, Fourth Department, both in letter and in spirit.

On March 25, 1977 this court signed a show cause order returnable on May 5, 1977 requiring Mr. Weichert to show cause why a decree should not be made ordering him to turn over to the executor or the court all the information and documentation in his possession relevant to the administration and settlement of the estate of Fay N. Giddings.

After numerous adjournments at the request of Mr. Weichert, in an answer dated June 1, 1977 he alleged and repre[827]*827sented to the court as follows: "4. That on June 4, 1968 respondent’s law office was entirely consumed by fire, and the file of 'Estate Fay N. Giddings’ was lost and destroyed.”

Mr. Mitchell was now left to his own resources to construct the entire accounting dating back to January 24, 1964. This was done after many painstaking hours and filed with the court on July 17, 1978.

Under schedule "D” of the accounting Mr. Weichert’s claim of $1,000 was rejected, and the petitioner asked the court to set the fee of Peter W. Mitchell, Esq., of Flanagan, Mitchell & O’Brien, his present attorney, and Mr. Robert M. Weichert, his former attorney.

It is ultimately the court’s responsibility to decide what constitutes reasonable compensation (SCPA 2110).

In setting the attorney fees the court must consider all of the relevant factors, the difficulty of the questions involved, the skill required to handle the problem, the time and labor required, the lawyer’s experience, ability and reputation, the customary fee charged by the members of the Bar for similar services and the amount involved (Matter of Potts, 123 Misc 346, affd 213 App Div 59, affd 241 NY 593; Matter of Brehm, 37 AD2d 95).

The court held a hearing on August 29, 1978 for the purpose of fixing attorneys’ fees. Mr. Weichert testified that he had billed the estate on May 26, 1969 for $8,700. The bill on the face of it is for legal services rendered in the estate of Fay N. Giddings, covering the entire proceeding from probate to settlement. The claim was filed with this court on June 7, 1977 and has an attached statement of account showing the various payments made by the executor totaling $7,700, leaving a balance due of $1,000.

In substance Mr. Weichert testified his fee was arrived at as follows:

Sale of Realty $1,200

Administration of Estate $2,500

(including probate, tax proceedings and settlement)

Litigation $5,000

Total $8,700

In administration of the estate Mr. Weichert claims he expended 100 hours at $25 per hour, for a total of $2,500. For [828]*828litigation work pertaining to a will construction proceeding he claims 100 hours’ work at $50 per hour, for a total of $5,000.

No time sheets were kept on the above, nor was there any diary kept as to the exact nature of the services performed. When Mr. Weichert was examined as to the details of his alleged services, he responded as follows: "I think you will find, your Honor, there are more than twenty letters back and forth in the administration of this estate; in both of these files there are 246 letters received and answered by me.”

Mr. Weichert then produced two large files, Exhibits Nos. 10 and 11.

In reviewing these files the court finds there was a good deal of paper work involved but much of it unnecessary and concerning how Mr. Weichert could get his fee or who would have charge of keeping the bank accounts, Mr. Weichert or the executor.

The fact that Mr. Weichert had previously refused to produce these files and stated in his answer in writing to Mr.

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Bluebook (online)
96 Misc. 2d 824, 410 N.Y.S.2d 16, 1978 N.Y. Misc. LEXIS 2686, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-giddings-nysurct-1978.