In re the Estate of Gebauer

79 Misc. 2d 715, 361 N.Y.S.2d 539, 1974 N.Y. Misc. LEXIS 1739
CourtNew York Surrogate's Court
DecidedNovember 8, 1974
StatusPublished
Cited by13 cases

This text of 79 Misc. 2d 715 (In re the Estate of Gebauer) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Gebauer, 79 Misc. 2d 715, 361 N.Y.S.2d 539, 1974 N.Y. Misc. LEXIS 1739 (N.Y. Super. Ct. 1974).

Opinion

Edward M. Hobby, S.

The action bef ore the court was initiated by a petition seeking to compel, the executor to execute and deliver over a deed to real property. The petition alleges that the decedent, one John Gebauer, entered into a written contract dated August 7, 1971 to sell to the petitioner, John L. Whitmer, a parcel of land containing 25 acres located in the Town of Ellicottville, Cattaraugus County, New York, for a purchase price of $2,500. The petition alleges the delivery and receipt of a down payment of $200 at the time of the execution of the agreement. It alleges the readiness and willingness of the petitioner to perform at all times. Finally, it alleges a breach of the agreement by the decedent during his life and ownership and seizure of the real property by the decedent at the time of his death. It concludes with a prayer for relief that the executor of the estate of the contracting seller be compelled to deliver to petitioner a deed and to perform all conditions set forth in the contract.

The answer to the petition filed by the respondent executor is somewhat novel. It alleges as a first defense that the contract was obtained by fraud and deceit in that: (a) the petitioner knew that the decedent “ was in ill health and, in fact, physically and mentally incompetent to enter into a contract ”, and (b) that the petitioner “ surreptitiously and knowingly spirited the decedent from the home of his daughter where he was being cared for and conveyed him to the office of an attorney where the alleged contract was prepared and executed all without knowledge of decedent’s family”. A second separate defense alleges that ‘1 notice of the infirmities in the alleged contract were given to the petitioner through his then attorney, Fred C. Rider, Esq., by virtue of written communication from the attorneys for the decedent ”.

At the commencement of the trial, counsel for the respondent executor objected to the jurisdiction of the court. The basis of [717]*717the objection asserted was that a Surrogate’s Court lacked jurisdiction to determine in an independent proceeding the rights of a vendee of real property claiming under a contract of sale with a decedent. The contention made was that a Surrogate’s Court could only determine title as a collateral issue to an accounting proceeding, or other proceeding already instituted in Surrogate’s Court.

The confusion of the attorney for the respondent executor apparently stems from those judicial determinations relating to the jurisdiction of a Surrogate’s Court under former Surrogate’s Court Act and concerning contracts other than for the conveyance of real property. It is true that prior to the adoption of the Surrogate’s Court Procedure Act there were extant judicial determinations that in considering contracts other than those for the conveyance of real property the equitable powers of the Surrogate’s Court could not be exercised in an independent proceeding, but only collaterally to an accounting or other specified proceeding over' which the court had specific statutory jurisdiction. These judicial determinations were based upon a construction of former section 40 of the Surrogate’s Court Act. (See Matter of Venblow, 2 AD 2d 365 [reviewing earlier determinations], and Matter of Guetta, 17 Misc 2d 837.)

However, it appears that the limitation imposed by these determinations delimiting the equitable jurisdiction of the Surrogate ’s Court to specified proceedings was changed by the adoption of the Surrogate’s Court Procedure Act. This new act provides that the proceedings enumerated in this act shall not be deemed exclusive and the court is empowered in any proceeding, whether or not specifically provided for, to exercise any of the jurisdiction granted to it by this act or other provisions of law, notwithstanding that the jurisdiction sought * * * is or may be exercised in or incidental to a different proceeding.” (SCPA 202.)

The revisers of the Surrogate’s Court Act said that the very purpose of this new statute (SCPA 202) was to prevent the interpretation that was made in Matter of Venblow (supra) and that SCPA 202 was intended to complement the application to the Surrogate’s Court of the provisions of section 2-b of the Judiciary Law. It is this latter statute that grants to courts of record the power to devise and make new process and forms and proceedings necessary to carry into effect the powers and jurisdiction granted to the court. As stated, the statutory purpose of enacting SCPA 202 was to enable a Surrogate’s Court ■to grant directly any relief which it could grant incidental to [718]*718another statutory proceeding. The general equitable powers of a Surrogate’s Court provided under SCPA 201 were expanded in their application by the adoption of ¡SCPA 202. (See revisers notes to SCPA 202 in 20 N. Y. Std. Civ. Prac. Serv., p. 61, and Practice Commentary, McKinney’s Cons. Laws of N. Y., Book 58A, § 202, p. 144 et seq.)

It is not necessary here, however, to limit the decision as to jurisdiction upon this expanded application of the equitable powers of a Surrogate’s Court under SCPA 201 and SCPA 202. This is for the reason that a Surrogate’s Court has long had jurisdiction to try, in an independent proceeding, those cases where a decedent dies ¡seized of real property after he has made a contract for the conveyance thereof ”. Such jurisdictional authority was conferred on the Surrogate’s Court by section 227 of the former Surrogate’s Court Act. It was repeatedly held that the general equitable jurisdiction of the Surrogate’s Court provided for under section 40 of the former Surrogate’s Court Act, to wit: to make a full, equitable and complete disposition of the matter by such order or decree as justice requires ’ ’ was applicable without limitation when the equitable proceeding related to the enforcement of a contract made by a decedent for the sale of real property. (See Matter of Gerhardt, 261 App. Div. 140, 142-143; Matter of Venblow, 2 A D 2d 365, 370-371, supra.)

Specific statutory authorization for such an equitable proceeding has been continued under the new Surrogate’s Court Procedure Act. SCPA (§ 1921, subd. 2) specifically provides that a petition may be filed on behalf of a vendee praying for a decree •that a deed be made and delivered for the conveyance of real property under contract of purchase from a decedent. That is precisely the prayer for relief made by the petitioner in the case at bar.

This court holds that the jurisdiction of the Surrogate’s Court to hear, try and determine the issue raised in the instant proceeding exists under both: (1) the equitable jurisdictional provisions of SCPA 202 and SCPA 201 and (2) under the provisions of SCPA (1921, subd. 2).

The court considers now the matters in dispute. The principal contention of the respondent in this proceeding is that the decedent was non compos mentis at the time that the decedent entered into the contract for the sale of the realty. As a consequence thereof, the respondent urges that the contract is null and unenforceable.

[719]*719As in all cases, the facts in the case at bar should be measured within the applicable law. Until relatively recent times the framework of the appropriate legal principles was relatively easy to form.

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Bluebook (online)
79 Misc. 2d 715, 361 N.Y.S.2d 539, 1974 N.Y. Misc. LEXIS 1739, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-gebauer-nysurct-1974.