In re the Estate of Frutiger

62 Misc. 2d 163, 308 N.Y.S.2d 692, 1970 N.Y. Misc. LEXIS 1799
CourtNew York Surrogate's Court
DecidedMarch 17, 1970
StatusPublished
Cited by5 cases

This text of 62 Misc. 2d 163 (In re the Estate of Frutiger) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Frutiger, 62 Misc. 2d 163, 308 N.Y.S.2d 692, 1970 N.Y. Misc. LEXIS 1799 (N.Y. Super. Ct. 1970).

Opinion

John M. Keane, S.

This is a motion made by the petitioner for probate (the executor named in the will) to dismiss objec[164]*164tions to probate filed by two brothers who were the only distributees of the decedent, on the ground that they had consented to the probate by executing waivers of the issuance of citation and consents to probate. This motion is the more unusual because the objections were filed on June 28, 1968 and the waivers of the issuance of citation and consents to probate were not filed until March 18, 1969. The consent to probate was contained in the form used in this court for the waiver of the issuance of citation and consent to probate. To understand how such a situation could develop, it is necessary to recite the facts.

Walter Henri Frutiger died June 22, 1965 in Endicott, New York. He was survived by two brothers. One, Willard, lived in Endicott. The other, Ernest, lived in Coatsville, Pennsylvania, approximately 200 miles from Endicott. Ernest drove to Endicott and arrived in the evening of June 23,1965 to attend his brother’s funeral the following day.

On June 24, 1965, prior to the funeral, Ernest suggested that arrangements be made to read the will soon after the funeral. Willard made arrangements with the Endicott Trust Company, the executor named in the will and two codicils. Shortly after the funeral in midafternoon a conference was held at Endicott Trust Company. Present were Ernest D. Frutiger; Willard U. Frutiger; Roger B. Cooper, executive vice-president of the Endicott Trust Company; Warren D. Jennings, counsel for the Endicott Trust Company; and Harold R. Evans, Jr., then an associate attorney with his father-in-law, Warren D. Jennings.

The testimony concerning what occurred at that conference is completely irreconcilable. Postponing for the moment a discussion of the completely divergent testimony, it is conceded that Ernest D. Frutiger and Willard U. Frutiger each signed a form used in this court entitled, “ Waiver and Consent to Probate.” These instruments were retained by Mr. Jennings.

After the conference ended in the late afternoon, Ernest and Willard Frutiger journeyed some 10 miles to Binghamton to the office of Thomas W. Ryan, Esq., who was and still is counsel for Willard U. Frutiger. Testimony concerning that later conference was excluded by this court on the basis that it was irrelevant to the question concerning the validity of the execution of the waivers and consents to probate. On the morning of the next day, June 25, 1965, Ernest and Willard Frutiger were present in the Endicott Trust Company when a search for a will was made of the safe-deposit box of their deceased brother. At this time an inventory of the assets in the box was [165]*165made. Among the assets were somewhat over 3,000 .shares of IBM stock, then worth in excess of $1,000,000.

There were two codicils attached to the will. The first codicil affected only the bequests to Ernest and Willard Frutiger. The second codicil affected the interests of all residuary legatees. Therefore, all the residuary legatees became necessary parties to a probate proceeding. Eventually it developed that these residuary legatees would number over 250 people, most of whom lived in Switzerland.

On September 1, 1965, a petition was made for the appointment of a temporary administrator. On September 30, 1965, letters of temporary administration were issued to the Endicott Trust Company. Harold R Evans, Jr., testified that on September 15, 1965, when he filed the will and codicils, he attempted to file the waivers of citation and consents to probate but that they were not accepted because no probate proceeding was then pending.

After Ernest D. Frutiger went home, he consulted counsel in nearby Philadelphia. On November 17, 1965 a conference was held at the Endicott Trust Company, attended by Mr. Cooper; Mr. Evans; Willard U. Frutiger and his counsel, Mr. Ryan; and the Philadelphia counsel for Ernest D. Frutiger. When the discussion indicated that objections were being considered to the probate of the will and codicils, no one mentioned the fact that waivers of the issuance of citation and consents to probate had been .signed earlier by Ernest and Willard Frutiger.

Mr. Jennings, who had been in poor health, died the following year, on October 4, 1966. Eventually Mr. Evans concluded that the task of getting together material on the large number of parties for a probate proceeding would be unduly delayed if done by a single practitioner. In January, 1968 he retained the firm of Chernin & Gold to act as his counsel. A probate petition was filed on March 4, 1968 and a citation issued, which included the names of Ernest D. Frutiger and Willard U. Frutiger. Both were served with a copy of the citation.

Within the time granted by the court, objections to probate were filed by Ernest D. Frutiger and Willard U. Frutiger on June 28,1968. Conferences continued among the attorneys and on at least two occasions this court participated in a pretrial conference to ascertain whether the differences might be resolved. When no resolution of the differences appeared possible, a petition was made for an order framing the issues. On February 17, 1969 an order was made framing the issues for a trial.

[166]*166Shortly thereafter, on March 18, 1969, there were filed the two waivers of citation and consents to probate .signed on June .24, 1965 by Ernest D. Frutiger and Willard U. Frutiger. On March 21, 1969 Ernest D. Frutiger and Willard U. Frutiger were directed to show cause on April 22, 1969 why their objections should not be dismissed on the ground that they had previously consented to the probate of the will. Such is the recital of facts about which there is no dispute.

It is the position of this court that the validity of these waivers and consents,to probate must be determined primarily on the basis of what occurred at the conference on June 24, 1965. Ernest and Willard Frutiger 'contend that the instruments are invalid because (1) they were not properly acknowledged; (2) that they were fraudulently obtained; and (3) that the proponent of the will and codicils is estopped from use of said instruments because of the lapse of time between their execution and filing in this court.

It was Ernest D. Frutiger’s recollection that Mr. Cooper, the bank officer, did most of the talking at the conference; requested his waiver and consent; advised him that its execution was merely to record his presence at the conference; and presented the forms in blank for his signature. Willard U. Frutiger’s recollection was less detailed. He, too, said that Mr. Cooper did most of the talking. He understood the waiver and consent was signed so the court could permit payment of his late brother’s debts. He, too, said he signed a blank form.

Mr. Jennings, of course, is deceased. Mr. Cooper and Mr. Evans testified that Mr. Jennings brought Xerox copies of the will and codicils to the conference along with waivers of citation and consents to probate with the blanks filled out in his handwriting; that ample opportunity was given the brothers to examine the will and codicils; and finally, that Mr. Jennings requested the waivers be signed, stating, “ We need these to probate the will.”

Mr. Jennings did not take the acknowledgments but said to Mr. Evans, “Here, you notarize them.” Mr. Evans testified that he did not ask either Ernest D. Frutiger or Willard U. Frutiger if .they so acknowledged their signatures.

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In Re Estate of Frutiger
272 N.E.2d 543 (New York Court of Appeals, 1971)

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Bluebook (online)
62 Misc. 2d 163, 308 N.Y.S.2d 692, 1970 N.Y. Misc. LEXIS 1799, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-frutiger-nysurct-1970.