In re the Estate of Froman

165 Misc. 400, 300 N.Y.S. 1088, 1937 N.Y. Misc. LEXIS 1239
CourtNew York Surrogate's Court
DecidedAugust 24, 1937
StatusPublished
Cited by8 cases

This text of 165 Misc. 400 (In re the Estate of Froman) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Froman, 165 Misc. 400, 300 N.Y.S. 1088, 1937 N.Y. Misc. LEXIS 1239 (N.Y. Super. Ct. 1937).

Opinion

Foley, S.

In this proceeding a construction of the will is sought. It was originally brought by the widow of the testator. The latter died on January 28, 1937. His widow died on May 12, 1937. Her executor has been substituted in her place by an appropriate order. He seeks, in effect, an adjudication of this court decreeing total invalidity as to the trusts created by the will [402]*402in order that her estate may obtain her intestate share of this estate, which would be $10,000, plus one-half of the balance of the property. As his other distributees and next of kin the testator left surviving four sisters and a brother.

If the continuance of the proceeding depended exclusively upon the right of the widow and of her estate to share in the property of her husband, a dismissal would have been directed because of the entire absence of any such right of the widow or her estate. The testator gave to her certain property outright and the income of a trust of the permissible statutory share of his estate which effectively barred her from exercising her right of election under the provisions of section 18 of the Decedent Estate Law. She did not reject the testamentary benefits and did not attempt to assert a right of election under that section. Under its terms the right of the surviving spouse to elect is a personal one, excepting as to infants and incompetents. Such right, if not previously exercised, is lost upon the death of the surviving spouse and does not pass to the executor or administrator of the estate. (Note of the Decedent Estate Commission to section 18, Decedent Estate Law, Combined Reports, p. 189; Matter of Coffin, 152 Misc. 619.)

A further bar to the right of her executor to contest the validity of the trusts is found in the,language of the will. The eighth paragraph directs that the provisions for the benefit of the widow “ are in lieu of all dower, thirds or any other rights which she may have in my estate.” It has been repeatedly held that where a clause of similar import is contained in the will and the widow accepts the testamentary benefits, she is not entitled to share in the distribution of any property passing by intestacy. (Matter of Silsby, 229 N. Y. 396; Matter of Hungerford, 135 Misc. 385; Matter of Hodgman, 140 N. Y. 421; Matter of Benson, 96 id. 499; Chamberlain v. Chamberlain, 43 id. 424.)

The surrogate, accordingly, determines that the estate of the widow is forever excluded from participating in any portion of the testator’s estate if intestacy as to any part of it be hereafter decreed. Her executor or his successor is not a party required to be cited in any future proceeding either by way of accounting or construction, excepting the final accounting, which may determine the balance of income due her as life tenant.

The lack of interest, however, of the widow’s estate does not obviate the necessity for a present construction of the will because of the fact that other parties actually interested have requested ip their answers an interpretation of the meaning and effect of the provisions relating to certain trusts created by the will.

[403]*403Without discussion at the moment of the division of the various trusts, concerning which alleged invalidity arises, it appears that three general trusts were created by paragraphs fifth, sixth and seventh. Under paragraph fifth a fund of $10,000 was given to the trustee with directions te pay the income to the widow for life. Upon her death the income was to be paid in four equal parts to each of the four sisters during their lives. As to the trusts for three of the sisters, Gertrude, Hannah and Rose, the testator directed that the share of each should vest in their issue as remaindermen with provision for the retention by the trustee during minority of the portion of the fund which might vest in an infant.

These trusts are clearly valid. The statutory prohibition against unlawful suspension of the power of alienation was not violated. The trust term consisted of (1) the life of the widow, (2) the life of tiie designated sister, with remainder to her issue. The further direction for the withholding of the payment of principal during the minority of an infant who might be issue of. the respective life tenant created no illegality. Vesting will occur at the death of the second life tenant. Possession ..only was postponed. The suspension of the full power to alienate during minority resulted only from the disability of infaney. (Matter of Trevor, 239 N. Y. 6, at p. 16; Matter of Carroll, 274 id. 288, at p. 303.) There were no gifts over in the event of the death of the minor before arriving at majority. The possibility of the invalidity of the ulterior gifts cannot affect the legality of these trusts. Upon that phase of the pending proceeding, which involves a gift for two successive lives with remainder to the issue of the secondary life tenant to be retained during minority in the case of infants, there is almost an exact parallel with the terms of the will in Matter of Trevor (supra). In that caste the Court of Appeals sustained the legality of the original dispositions, although there were alternative and contingent gifts over, which might have ultimately proved to be violative of the statutes against perpetuities. Validity is, therefore, found.

Ihe trust for the sister Florence differed from those for the benefit of the other sisters by the elimination of any gift of the remainder t© her issue. Upon her death her share was directed to be held in further trusts for the benefit of her three sisters during their separate lives with gifts over upon their respective deaths to their issue in form similar to the trusts created for each of .said sisters.

It is urged that there should be a present determination of invalidity because this share will have passed through the life of the widow, through the life of Florence, and a possible third life of one of her sisters, or a possible fourth and fifth life if any of them-should survive her and die without children.

[404]*404In order to carry out as far as possible the testator’s intent we may sustain the trust for the first two lives — those of the widow and the sister Florence. What may happen thereafter is now academic. His plan called for the treatment of his four sisters on terms of equality. Each was to receive an equivalent share of the income. To destroy the trust for Florence would unbalance the benefits for each of the sisters and nullify the obvious purpose of the testator. The future estates, the validity of which are now in question, are contingent and cannot take effect until the termination of the life of Florence and the ascertainment at that time of the actual facts of survivorship. “ The court deals not with academic or abstract questions as to what may happen. * * * The will is to be read in the light of what has happened, not so much for the purpose of determining its validity as for the purpose of seeing clearly by such fight what is possible in the way of separating the good from the bad.” (Matter of Trevor, supra, at p. 18. See, also. Matter of Mount, 185 N. Y. 162.)

A similar conclusion denying a present determination of the validity or invalidity of the ulterior gifts over for the fives of Gertrude, Hannah and Rose, in the event of their dying without child or children surviving, must likewise be reached. These contingencies are extremely remote at the present time. Their present disposition is academic.

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Bluebook (online)
165 Misc. 400, 300 N.Y.S. 1088, 1937 N.Y. Misc. LEXIS 1239, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-froman-nysurct-1937.