In re the Estate of Florio

182 Misc. 2d 385, 697 N.Y.S.2d 908, 1999 N.Y. Misc. LEXIS 496
CourtNew York Surrogate's Court
DecidedOctober 5, 1999
StatusPublished

This text of 182 Misc. 2d 385 (In re the Estate of Florio) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Florio, 182 Misc. 2d 385, 697 N.Y.S.2d 908, 1999 N.Y. Misc. LEXIS 496 (N.Y. Super. Ct. 1999).

Opinion

OPINION OF THE COURT

Michael H. Feinberg, S.

This is a miscellaneous proceeding for construction of Article third of the decedent’s will brought by the nominated executor, Robert Filipkowski (the petitioner).

[386]*386Background

Robert Francis Florio (the decedent) died on December 9, 1996, survived by two daughters, Catherine Filipkowski (Catherine) and Margaret Stella (Margaret), his distributees. Margaret has two infant daughters, Gloria Stella and Andrea Stella (the infants), who are relevant to this proceeding. The decedent’s will of July 15, 1992 was admitted to probate on July 7, 1997, and letters testamentary issued to the petitioner. The major asset of the decedent’s probate estate is a two-family house located at 8821 14th Avenue, Brooklyn, New York (the premises). Margaret lives with her family in the top floor apartment of the premises, while Gloria Florio, the decedent’s former wife, occupies the ground floor apartment. Article third of the decedent’s will purports to dispose of the premises; the present dispute concerns the specifics of this disposition.

Article third provides as follows:

“article third: I give, devise and bequeath to Catherine fil-ipkowski, all my rights, title and interest that I may possess at the time of my death in and to any real property that I may own or have interests in, including the house known as 8821 14th Avenue, Brooklyn, New York, together with all improvements made thereon and any all [sic] household furnishings and contents contained herein. I hereby give a right to use such property to Margaret stella. After the demise of Margaret stella, or in the event she waives her right to use such property in writing I direct that such property be sold and the net proceeds of such sale be divided as follows: one half to Catherine and one half to be divided equally between gloria stella and andrea stella, all per stirpes. In the event any beneficiary is below the age of twenty-one at the time of my demise, then I direct that the share to which such beneficiary would be entitled shall be held in trust for his benefit, pursuant to the terms of article seventh, which hereinafter follows.”

At the time of death, the decedent had a fee simple interest in the premises. Consequently, Catherine’s position is that the first sentence of Article third transfers to her absolutely the entire fee simple interest, and that such interest cannot be cut down by a subsequent provision in the will. The guardian ad litem appointed by the court to represent the infants’ interests disagrees. She contends that the decedent intended an eventual sale of the premises and the division of the net sale proceeds, one-half to Catherine and one-half to be divided equally between the two infants, as expressed clearly in the [387]*387third sentence of Article third. (It should be noted that no one disputes that the second sentence and the first clause of the third sentence of Article third taken together give Margaret the right to use the premises for as long as she wishes, effectively a life estate in the premises.)

The Law and Analysis

The primary purpose in a will construction proceeding is to ascertain and give effect to the testator’s intent as expressed in his/her will (see, e.g., Matter of Carmer, 71 NY2d 781, 785; Matter of Thall, 18 NY2d 186, 192-193; Matter of Fabbri, 2 NY2d 236, 239-240). This intent must be gleaned not from a single word or phrase but from a sympathetic reading of the will in its entirety, giving to the words employed their everyday and ordinary meanings (Matter of Gustafson, 74 NY2d 448; Matter of Jones, 38 NY2d 189; Matter of Rossi, 166 Misc 2d 507). Since the testator’s intent is to be gleaned, if at all possible, from within the four corners of the will itself (Matter of Cord, 58 NY2d 539, 544; Matter of Jones, supra, at 193), the general rule is that extrinsic (paroi) evidence will not be admissible to supply or contradict, enlarge or vary the unambiguous expressions of the testator (Matter of Ragone, 58 NY2d 864; Matter of Cord, supra, at 544; Brown v Quintard, 177 NY 75; Matter of Luposello, 225 AD2d 551, 552; Matter of Knapp, 119 AD2d 676, 677). It is only where the court determines that a will is ambiguous or of doubtful import that it will admit extrinsic evidence to help in discovering the testator’s true meaning (see, Matter of Goldstein, 46 AD2d 449, affd 38 NY2d 876; Estate of Laub, NYLJ, Aug. 30, 1999, at 32, col 3 [Sur Ct, Westchester County, Emanuelli, S.]; 11 Warren’s Heaton, Surrogates’ Courts, § 187.01 [5]; § 190.01 [4] [6th ed rev]; see also, Ordover and Gibbs, Correcting Mistakes in Wills and Trusts, NYLJ, Aug. 6, 1998, at 3, col 1).

Based upon the record before it at the time, the court made an initial finding that Article third of the decedent’s will is ambiguous. The only thing that’s certain and undisputed is that the decedent intended to give Margaret a life estate in the premises. What is entirely unclear is what remainder interest the decedent intended for Catherine. Once the life estate terminates, does Catherine’s remainder interest consist of the entire fee, as indicated by sentence one, or merely of a portion of the fee in the form of one-half the net sale proceeds of the premises, as indicated by sentence three? The language of Article third is so inconsistent and contradictory that the court [388]*388cannot interpret it as it stands. Since, as already mentioned, it is appropriate in such circumstances to receive extrinsic evidence as an aid in discovering the decedent’s intent (see generally, Matter of Milliette, 123 Misc 745; see also, Matter of Billings, 139 Misc 496, 499; 11 Warren’s Heaton, Surrogates’ Courts, § 187.01 [5]; § 190.01 [4] [6th ed rev]), a hearing in the matter was held before a court attorney-Referee.

At the hearing, the attorney draftsman was permitted to testify over objection (see, CPLR 4503 [b]; Matter of Warsaski, 258 AD2d 379). Having kept no notes or memoranda of his meetings with the decedent, he testified exclusively from memory. He stated that he met the decedent in 1988 or 1989 and spoke with him approximately two to four times during the will drafting process. In addition, he gave the decedent a copy of the will to review prior to the execution date and discussed its terms with him on the execution date. As to the will’s terms, the attorney draftsman recalled that the decedent wanted Margaret to be able to live in the premises but to have no ownership interest therein. The decedent explained to him that Margaret received public assistance benefits for a disability, and he did not want to jeopardize those benefits by putting the premises in her name. Instead, the decedent wanted Margaret’s share of the premises to go to her children, the “infants” herein. Accordingly, the decedent’s will was drafted so that the premises would be sold and the net sale proceeds divided one-half to Catherine and the other half to the infants once Margaret’s life estate ended. (The attorney draftsman’s affidavit to that effect, dated March 16, 1998, was admitted into evidence without objection. Although the affidavit had been prepared by the infants’ guardian ad litem, the attorney draftsman signed it only after reviewing the will and the petition.)

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182 Misc. 2d 385, 697 N.Y.S.2d 908, 1999 N.Y. Misc. LEXIS 496, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-florio-nysurct-1999.