In re the Estate of Etheridge

136 Misc. 2d 233, 518 N.Y.S.2d 723, 1987 N.Y. Misc. LEXIS 2416
CourtNew York Surrogate's Court
DecidedJuly 10, 1987
StatusPublished
Cited by1 cases

This text of 136 Misc. 2d 233 (In re the Estate of Etheridge) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Etheridge, 136 Misc. 2d 233, 518 N.Y.S.2d 723, 1987 N.Y. Misc. LEXIS 2416 (N.Y. Super. Ct. 1987).

Opinion

OPINION OF THE COURT

Bernard M. Bloom, S.

This is a proceeding to revoke letters of administration.

[234]*234This decision should remove any uncertainty as to the right to intestate distribution from one’s natural family members after adoption.

The decedent, Kenneth L. Etheridge, died intestate on June 11, 1984. A petition for appointment as administrator was presented by a nephew, Herbert Etheridge, who listed himself and 12 other nephews and nieces as the distributees. At a kinship hearing conducted before a law assistant-Referee, there was oral testimony that within his marriage to Marie Etheridge, the decedent had fathered a son whose given name was Roger, but it was shown also that a number of years later, on October 13, 1955, a final order of adoption made Roger the legal child of Angel Garay, whom his mother had married after her divorce from his natural father. Upon this and other kinship evidence which need not be detailed, letters of administration issued to Herbert Etheridge under decree dated February 21, 1985.

Roger Garay, who was not afforded citation in the administration proceeding, is the petitioner. He purports to be the sole distributee in intestacy and, as such, claims the right to be substituted as the decedent’s personal representative. In so maintaining, he concedes the accuracy of the proof received concerning his adoption by his stepfather, but urges that a mistake of law is inherent in the court’s tacit conclusion that he has no interest in his natural father’s estate. It is also alleged that a statutory ground exists for revocation of the letters in that they were granted by a false suggestion of material fact on the part of Herbert Etheridge (see, SCPA 711 [4]). But as the only matter which the administrator is accused of having misrepresented was with whom the beneficial interest in the estate lies, it is easily seen that aside from the addition of a hint of animus, this is only a restatement of the mistake of law argument in another form.

In 1955, when the petitioner’s adoption took place, the subject of rights of inheritance involving adopted persons, both in intestacy and under wills or other instruments, was addressed at length at former section 115 of the Domestic Relations Law. With respect to the former, it was provided that "The rights of a foster child to inheritance and succession from his natural parents remain unaffected by adoption.” (Domestic Relations Law former § 115, unnum para [2].) For a great number of adopted children, that privilege was more apparent than real since, under the general law of descent [235]*235and distribution found in the Decedent Estate Law as it then stood, a child who had been born out of wedlock, unless later legitimated by marriage of the parents, was a distributee of his or her mother only if she left surviving no legitimate issue and under no circumstances was a distributee of his or her father (Decedent Estate Law § 83 former [14]). But since Roger Etheridge was born within marriage, he was, of course, a presumptive intestate successor of his father, Kenneth L. Etheridge, and remained so after having become the adopted son of Angel Garay.

In 1961, section 115 of the Domestic Relations Law was renumbered section 117 without alteration of its text. (L 1961, ch 147.) However, major revision was in store.

Shortly after it came into being in 1962, the Temporary State Commission on the Modernization, Revision and Simplification of the Law of Estates, better known as the Bennett Commission, embarked upon a diligent study of the place of the adopted child in the law of intestacy in this State and, for comparative purposes, around the Nation. A report was prepared (Second Report of Bennett Commn, 1963 NY Legis Doc No. 19, Report No. 1.2C, at 148) which brought to the Legislature’s attention what were perceived to be anomalies in New York’s existing statutory and decisional law. One of these was that although a child’s right to take in intestacy from his natural parents after adoption was enshrined by statute, as noted above, and, though by case law, he could continue to be an heir of his other natural kindred as well (Matter of Adler, 202 Misc 1100 [Sur Ct, Bronx County 1952]; Matter of Gourlay, 173 Misc 930 [Sur Ct, Kings County 1940]; Matter of Monroe, 132 Misc 279 [Sur Ct, Westchester County 1928]; Matter of Landers, 100 Misc 635 [Sur Ct, Oneida County 1917]), the converse was not true; the natural parents, and, by extension, other biological relatives, were not distributees in the estate of a child who had been adopted (Domestic Relations Law § 117, unnum para [1]). Another was that the adopted child, while a distributee of the adoptive parents (Domestic Relations Law § 117, unnum para [3]), and a successor also of their natural and other adopted children and of their descendants (Domestic Relations Law § 117, former unnum para [7]), enjoyed no such status with respect to other kindred of the adoptive parents (Matter of Hall, 234 App Div 151 [3d Dept 1931], affd 259 NY 637 [1932]; Hopkins v Hopkins, 202 App Div 606 [4th Dept 1922], affd 236 NY 545 [1923]), yet kindred of the adoptive parents of any description could succeed to the intestate [236]*236property of the adoptee (Matter of Hollstein, 251 App Div 771 [3d Dept 1937]).

What concerned the Commission more than these incongruities, however, was the fact that the law operated to keep the child tied to his natural family though it was deemed socially and psychologically desirable that severance be complete and that the child be fully incorporated into the new family unit in all respects. It was argued that the harm that could be done in many instances by causing the natural family background to be revealed to those previously ignorant of it was so great as to outweigh the benefit to adopted children generally from the existing policy by which intestate succession in both family trees sometimes occurred. Another observation was that the retention of heirship rights from the biological family often created uncertainty in title to property, not only with respect to children known to have been adopted whose new identity and fate could not be ascertained but also in instances where no such child was known but whose existence could not be negatived with assurance.

At the same time, the Commission published a separate report the subject of which was the law governing inclusion or exclusion of adopted children as members of their new families where class designations such as "children,” "issue,” "descendants” and "heirs” in wills and trusts were encountered. (Second Report of Bennett Commn, 1963 NY Legis Doc No. 19, Report No. 1.3B, at 163.) Fault was found with the "precautionary addendum,” a rule of law dating to 1887 (L 1887, ch 703) which had found its way to Domestic Relations Law § 117 (former unnum para [4]) (see also, Domestic Relations Law § 117, former unnum para [8]). It provided that when an instrument made the passing or limitation over of real or personal property dependent upon the contingency of an individual dying without heirs, an adopted child should not be deemed the child of such person so as to defeat the rights of remaindermen.

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Bluebook (online)
136 Misc. 2d 233, 518 N.Y.S.2d 723, 1987 N.Y. Misc. LEXIS 2416, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-etheridge-nysurct-1987.