In re the Estate of Downing

142 Misc. 11, 253 N.Y.S. 695, 1931 N.Y. Misc. LEXIS 1531
CourtNew York Surrogate's Court
DecidedJuly 1, 1931
StatusPublished
Cited by1 cases

This text of 142 Misc. 11 (In re the Estate of Downing) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Downing, 142 Misc. 11, 253 N.Y.S. 695, 1931 N.Y. Misc. LEXIS 1531 (N.Y. Super. Ct. 1931).

Opinion

O’Brien, S.

On this accounting proceeding a question of construction arises. The decedent left him surviving a widow and six children. By the terms of the will he created a trust fund of his residuary estate for the benefit of his wife for life, and on the death of the wife the residuary estate to be divided into six equal parts for each of his children. These parts are to be held in further trusts during the lives of the children, and on the death of any child, leaving issue, are to be paid to the issue. The trust provision of the six identical trusts, in so far as they are material here, are as follows: “To my said daughter, Nathalie Downing, during her natural life and upon her decease I give, devise and bequeath the said one-sixth part to her lawful issue her surviving, if any, and in case of her decease not leaving lawful issue her surviving, then and in that case upon her decease to my children, Augustus C. Downing, Lizzie, the wife of Harry D. Spears, Josephine, the wife of Frederick Reiset, Helen D. Downing and Lucy Downing, share and share alike or to the survivors or survivor of them and in case neither of them shall survive my said daughter, Nathalie, then and in that case and upon her decease, not leaving lawful issue her surviving, to the lawful issue, if any, or if none, to the heirs or next of kin of my said children [naming the other five children].”

Nathalie L. Root, the beneficiary of the above trust, died on May 12, 1930, leaving no issue her surviving. Two of the above children of the testator survive her, namely, Josephine and Lucy. The other three children survived the testator but predeceased Nathalie L. Root. The two surviving sisters of Nathalie L. Root claim that under the above provision of the will they are entitled to this entire trust fund which was held for Nathalie, while the children of the three children of testator who predeceased Nathalie L. Root claim that they are entitled to take their parents’ shares and contend that their parents were not disinherited from this trust fund by reason of their predeceasing Nathalie. I hold that the lawful issue of testator’s children Augustus C. Downing, Lizzie, the wife of Harry D. Spears, and Helen D. Downing, each of whom predeceased Nathalie, upon the latter’s death take share and share alike per stirpes and not per capita the share which their parent would have taken had he (or they) survived Nathalie. This interpretation is not only justified by but, upon close analysis, will be found to be in conformity with the language above used. Plainly the language provides for this disposition of the fund, for it will be noted that after directing that upon Nathalie’s death her lawful issue her surviving shall take, the provision continues and directs that if no lawful issue shall survive Nathalie, “ then and in that case upon her decease, to my children Augustus C. Downing, Lizzie, the [13]*13wife of Harry D. Spears, Josephine, the wife of Frederick Fteiset, Helen H. Downing and Lucy Downing, share and share alike, or to the survivors or survivor of them, and in case neither of them shall survive my said daughter Nathalie, then and in that case upon her decease not leaving lawful issue her surviving to the lawful issue, if any, or if none to the heirs or next of kin of my said children Augustus C., Lizzie, Josephine, Helen H. and Lucy share and share alike per stirpes and not per capita.” This language clearly means that upon the death of Nathalie the fund set up for her shall go to the following persons or groups: (1) If she should leave issue her surviving, then to that issue; (2) if she leaves no issue surviving her then to all of testator’s other children (naming them), share and share alike; or (3) to the survivors or survivor of said children named, and to the issue of any of said children who shall have predeceased Nathalie and if there be no lawful issue surviving those of testator’s children who predecease Nathalie then to the heirs and next of kin of said testator’s children predeceasing Nathalie. The accuracy of this interpretation will be more readily recognized if one will note several important points: (1) The use of the disjunctive “ or ” between the names of the five children and the words to the survivors or survivor of them,” while the conjunctive “ and ” follows said words and joins with the survivors or survivor of the children the classes thereinafter named, viz., the lawful issue of any of the children who predeceased Nathalie, and if none, then the heirs and next of kin of children of testator predeceasing Nathalie; (2) the word “ and ” is significant and manifestly was intended to provide that the first of these classes thereinafter described should share with said survivors or survivor per stirpes and if there were no lawful issue of said children of testator predeceasing Nathalie then the heirs and next of kin of said predeceasing children should share with testator’s children surviving Nathalie per stirpes; (3) if the word “ neither ” in the phrase “ in case neither of them shall survive my said daughter Nathalie ” be assumed to be synonymous with “ none,” this erroneous concept of neither ” will naturally lead to an erroneous interpretation of testator’s language. If, however, the correct definition of neither ” is applied, then testator’s language is readily understood and our interpretation is correct. Neither ” is defined in the Century Dictionary (Yol. 5, p. 3962) as follows:

neither a. and pron. * * * I. a. Not either. See either.
neither conj. * * * (neither, a. and pron., being the same as either with the negative prefixed:) I. Not either; not in either case: a disjunctive conjunction {the negative of either), preceding one [14]*14of a series of two or more alternative clauses, and correlative with nor (or, formerly, neither or ne) before the following clause or clauses.”

It is interesting to note that in this dictionary similarly to neither,” the adjective, and the pronoun neither,” the conjunction is defined in the first instance as “ Not either; not in either case: a disjunctive conjunction {the negative of either) preceding one of a series of two or more alternative clauses, and correlative with nor {or, formerly, neither or ne) before the following clause or clauses.” It is clear, therefore, that neither ” is the negative of “ either.” Either,” the pronoun, is defined in the Century Dictionary (Vol. 3, p. 1857) as one or the other; one of two taken indifferently.” If, then, we substitute this equivalent of “ either,” viz., one or the other,” with the negative, for the word " neither ” in the clause now under discussion, it will read as follows: then and in that case upon her decease, to my children, Augustus C. Downing, Lizzie, the wife of Harry D. Spears, Josephine, the wife of Frederick Reiset, Helen H. Downing and Lucy Downing, share and share alike, or to the survivors or survivor of them, and in case one or the other of them shall not survive my said daughter Nathalie, then in that case and upon her decease not leaving issue her surviving to the lawful issue, if any, or if none to the heirs or next of kin of my said children Augustus C., Lizzie, Josephine, Helen H. and Lucy, share and share alike per stirpes and not per capita.” This latter reference to and inclusion of the heirs and next of kin of

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Related

In re the Judicial Settlement of the Account of Proceedings of New York Trust Co.
238 A.D. 822 (Appellate Division of the Supreme Court of New York, 1933)

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Bluebook (online)
142 Misc. 11, 253 N.Y.S. 695, 1931 N.Y. Misc. LEXIS 1531, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-downing-nysurct-1931.