In re the Estate of Del Valle

126 Misc. 2d 78, 481 N.Y.S.2d 232, 1984 N.Y. Misc. LEXIS 3551
CourtNew York Surrogate's Court
DecidedOctober 1, 1984
StatusPublished
Cited by2 cases

This text of 126 Misc. 2d 78 (In re the Estate of Del Valle) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Del Valle, 126 Misc. 2d 78, 481 N.Y.S.2d 232, 1984 N.Y. Misc. LEXIS 3551 (N.Y. Super. Ct. 1984).

Opinion

OPINION OF THE COURT

Louis D. Laurino, J.

In this accounting proceeding the administratrix was appointed on the designation of decedent’s mother and the two adult out-of-wedlock children, all of whom are domiciled in Puerto Rico. In the present proceeding she has caused a citation to issue to these two children and a third out-of-wedlock child of the decedent to show cause “why they should not be barred from any distributive share of the estate”. The two children domiciled in Puerto Rico, Gabriel Del Valle and Yvette Del Valle, have defaulted, the third child, Samuel Del Valle, is an infant and the [79]*79guardian ad litem appointed to protect his interests has raised objections as to this relief and to other items contained in the account itself.

The administratrix now moves for summary judgment dismissing the objections filed by the guardian ad litem on behalf of Samuel on the grounds that Samuel would not qualify as an out-of-wedlock child of the decedent under EPTL 4-1.2 as enacted at the time of the decedent’s death and that the later more liberal amendments to the statute are not retroactive (Matter of Smith, 114 Misc 2d 346). The guardian contends that a child’s legitimacy is determined by the law of his place of birth or domicile (Miller v Miller, 91 NY 315) and that under the law of Connecticut where Samuel was domiciled at the time of his father’s death, Samuel would be considered legitimate. The decedent, Gabriel Del Valle, died July 2, 1978. His son, Samuel Del Valle, was born in New York on February 28, 1969. His parents were not married. Within a year of his birth the decedent filed with the Department of Health acknowledging that he was the father of Samuel and requested that fact to be shown on his birth certificate. The child resided in New York with his father, the decedent, and his mother until 1972, when he moved to Connecticut where he is still domiciled with his mother. The guardian ad litem also alleges that the decedent maintained contact with the infant after he moved to Connecticut and aided in his support, which facts were not denied.

At the time of decedent’s death, section 45-274 of the Connecticut General Statutes Annotated did not distinguish between the legitimate and illegitimate children of a mother, all were her children. However, as to a father, only those children born in wedlock or being born out of wedlock “whose parents afterward intermarry shall be deemed legitimate”. (See Nagle v Wood, 178 Conn 180.)

On April 13, 1977, the Supreme Court of the United States decided Trimble v Gordon (430 US 762), which found a similar Illinois statute unconstitutional as it violated the equal rights protection clause of the Fourteenth Amendment of the Constitution.

In view of the Supreme Court’s holding in Trimble v Gordon (supra), the Probate Court in Hartford, Connecticut, determined it could not decide who the distributees in the estate of a decedent were and forwarded the matter to the Superior Court which, in turn, certified four questions on the matter to the Supreme Court of Connecticut which rendered its decision on June 26, 1979, in Nagle v Wood (supra).

[80]*80The estate in question was that of Russell R. Richards, who died February 13, 1976, survived by his parents and two young children, Robert R. Richards and Kelley Ann Richards, whose mother, Mrs. Richards, never married.

During his lifetime, Mr. Richards lived with the children and their mother as a family unit. He had acknowledged paternity of the children, being named as their father on their birth certificates and claiming them as dependents on his income tax returns.

The questions certified to the Connecticut Supreme Court were as follows:

“‘(a) Upon the foregoing facts, are Robert R. Richards and Kelley Ann Richards the “children” of the decedent, Russell R. Richards, within the meaning of Section 45-274 of the Connecticut General Statutes, and therefore his sole heirs at law?

“ ‘(b) If the answer to question (a) is “no”, do the provisions of Section 45-274 therefore deny to Robert R. Richards and Kelley Ann Richards equal protection of the law, in violation of the Fourteenth Amendment of the United States Constitution?

“ ‘(c) If the answer to question (a) is “no”, do the provisions of Section 45-274 therefore deny to Robert R. Richards and Kelley Ann Richards equal protection of the law, in violation of Section 20 of Article I of the Connecticut Constitution?

“ ‘(d) If the answers to questions (a), (b) and (c) are “no”, are defendants, Russell R. Richards and Helyn R. Richards [the decedent’s parents] the decedent’s sole heirs at law, under the provisions of Section 45-276?’ ” (Nagle v Wood, 178 Conn 180, 181, n 1, supra.)

During the pending of the proceedings, section 45-274 of the Connecticut General Statutes Annotated was amended to provide “b (2) A child born out of wedlock shall inherit from (A) his or her mother and (B) his or her father, provided such father (i) has been adjudicated the father of such child by a court of competent jurisdiction, or (ii) has acknowledged under oath in writing to be the father of such child.” The amendment became effective October 1, 1978. Besides, for the first time distinguishing between the children of a woman born in or out of wedlock, the statute in its reference to the proof required regarding the out-of-wedlock children of a male appeared to be similar to EPTL 4-1.2 as it then stood, the constitutionality of which was subsequently uphéld in Lalli v Lalli (439 US 259).

On the appeal to the Supreme Court of Connecticut, the parents of Russell Richards asked that the amended statute be [81]*81applied to the case at bar. This the court declined to do on the grounds that the statute was prospective only, “[t]he amendment in question, at its passage, related to future inheritances by illegitimate children and it conferred or took away no present right. There is a general presumption that a statute affecting substantive rights is intended to apply prospectively only” (Nagle v Wood, 178 Conn 180, 187, supra).

As to the four questions certified by the Superior Court, the Supreme Court found that although the Connecticut statute did not distinguish between the legitimate and illegitimate children of a woman, it did distinguish between the children born in wedlock and out of wedlock to a man. The answer to the first question was “No”, Kelley and Robert Richards are not the “children” of Russell R. Richards within the meaning of section 45.274 of the General Statutes of Connecticut (Nagle v Wood, supra, p 188).

The court went on to state: “[t]he answer to both the second and third questions is ‘yes’; the provisions of General Statutes § 45-274 as applied to Robert and Kelley Ann Richards violate the equal protection clause of both the United States and .the Connecticut constitutions” (Nagle v Wood, 178 Conn 180, 188, supra). The court cited Trimble v Gordon (supra), as controlling.

The court answered the fourth questions with the Delphian response, “[t]he answer to the fourth question as propounded need not be answered.” (Nagle v Wood, 178 Conn 180, 188, supra.)

A statute or part of a statute found to be unconstitutional is void (see Cleveland v City of Watertown, 99 Misc 66, affd 179 App Div 954, revd on other grounds 222 NY 159).

However, in applying

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126 Misc. 2d 78, 481 N.Y.S.2d 232, 1984 N.Y. Misc. LEXIS 3551, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-del-valle-nysurct-1984.