In re the Estate of Cooke

148 Misc. 768, 266 N.Y.S. 493, 1933 N.Y. Misc. LEXIS 1287
New York Surrogate's Court·Decided September 2, 1933·Published·Cited by 5 cases

Opinion

Wingate, S.

Julia Anne Cooke died on March 9, 1928, leaving a will by which she appointed Everett Stanton as sole executor without bond. This instrument was admitted to probate on March twenty-ninth and the executor named duly qualified in that capacity. For some time prior to her death the decedent had employed Joseph A. Reilly as her attorney in such matters as required legal attention, and he had. drawn the will in question. Reilly had also acted as attorney for various close friends and relatives of the decedent and was more or less intimately acquainted with all of the beneficiaries named in her will.

Upon his qualification as executor, Stanton retained Reilly as his attorney in the settlement of the estate. By the middle of June, 1930, the estate assets had been marshaled and were ready for distribution. On June twenty-third, at Reilly’s suggestion, Stanton, who was a resident of White Plains, delivered to the former an estate check for $16,418.80 for the purpose of making a division thereof and distribution to those entitled under the terms of the will upon their execution and delivery of usual receipts and releases. A photostatic copy of this check is attached to the moving papers herein and demonstrates that it was drawn on the Corn Exchange Bank, Plaza Branch, on June 23, 1930, to the order of Joseph A. Reilly; that it was indorsed by the latter for deposit in his personal account and paid to him through the Bank of America on the same day.

Reilly apparently got in touch with the distributees and obtained from them receipts and releases duly executed but never paid over to them any portion of the money given h"m by Stanton for that purpose.

During the succeeding year and a half, their complaints became frequent at the delay in the distribution of the estate, and in May, 1932, an order was made by this court directing the executor to account. Such account was filed in the middle of June and was judicially settled. In May of 1933, no payments havng been made pursuant to this decree, an order was issued and served upon the executor directing him to show cause why he should not be punished for contempt for fai ure to make the payments directed by the final decree. This and all previous processes which were served upon him were promptly delivered by the executor to Reilly who promised to attend to them and subsequently assured Stanton that [770]*770this had been done. As a matter of fact, upon the return of the contempt order, the executor was adjudged m default, and an order for his arrest was issued. On June 13, 1933, he was taken into custody by a deputy sheriff of Westchester county and has since been confined in jail. Immediately thereafter the executor’s brother and others made determined and exhaustive efforts to find Reilly, all of which proved fruitless. On July twenty-fourth and twenty-fifth he was indicted for grand larceny by the grand jury of Kings county but has not yet been apprehended.

An extremely full showing has been made to this court respecting the life and circumstances of the executor. He is a man forty-seven years of age, married, with one child of two years, residing at 86 Smith avenue, White Plains, N. Y. For a number of years he was employed at moderate salaries by a number of different concerns, his last employment terminating in November, 1932, at which time he was receiving a wage of twenty-five dollars per week. His only assets consist of an equity in his White Plains residence, the surrender value of two life insurance policies and bank balances aggregating $92.56. The value of the first named is problematical. The premises are assessed for tax purposes at $12,500 and are subject to a $5,000 mortgage. Affidavits submitted by an apparently competent real estate appraiser in the locality assert that the property could not now be sold so as to realize anything in excess of the mortgage. The surrender value of the life insurance policies is $686.18.

Since the termination of respondent’s last employment his family has been supported by his wife, who is engaged in welfare work in White Plains.

The foregoing facts are entirely uncontroverted and are set forth with great elaboration and detail in the affidavits of the executor himself, of his brother who is intimately acquainted with his affairs, of his wife and of his attorney. In addition to this, complete transcripts of all bank accounts which the executor and his wife have had for the last few years have been submitted to the court. The latter demonstrate that no sizable deposits or withdrawals have been made in either account at any time; that the only bank accounts of the executor, personally, are in Westchester Title and Trust Company, showing a credit of $5.31, and in the County Trust Company with a balance of $87.25. The bank account of the wife in the last-named institution shows a balance of $106.81.

On July 27, 1933, the executor’s attorney wrote the attorney for the unpaid distributees offering to turn "over to him on their behalf the White Plains residence and the surrender value of the insurance policies. No reply to this offer was made.

[771]*771The present application is for the discharge of the executor from further confinement upon the surrender by him of all of the assets which he possesses.

It is probable that any conscientious court approaches the decision of a question involving so-called contempt with extreme diffidence. Proceedings of this nature are of two distinct varieties. One is predicated upon a direct attack upon the authority or standing of the court itself. The other, of which the present is an example, is merely a remedy afforded the suitor in certain cases in tribunals of equity jurisdiction and involves no direct or, in the usual case, intentional disrespect to the judicial dignity of the particular tribunal. In certain aspects, both processes, while perhaps desirable and even necessary, appear somewhat anachronistic. The former, involving, as it does, the action of the particular court in the triple capacity of complaining witness, prosecuting attorney and determining tribunal, is, superficially at least, contrary to the accepted Anglo-Saxon standards of fair play. The latter, on the other hand, savors strongly of the long since discredited and abandoned practice of imprisonment for debt. That this remedy is an extremely salutary one in many cases involving fraud in fiduciary relations cannot be denied. Nevertheless, where stich conduct is definitely negatived, as in the case of the present respondent, it is certainly not pleasing of application.

The case presently at bar is, of course, an instance of the second variety of contempt, concerning which the court said in Cochran v. Ingersoll (13 Hun, 368, 370): The court is not called upon to vindicate either its dignity or its process, but simply to assist a suitor in the collection of a claim, and there is a solid and obvious distinction between contempt, strictly such, and those offenses which go by that name, but which are punished as contempt only for the purpose of enforcing some civil remedy.” (See, also, Basch v. Associated Features Booking Co., Inc., 92 Misc. 450, 452.)

On ordinary humanitarian principles it will be obvious that any incarceration for the violation of a direction to perform a certain act which is designed merely to vindicate the rights of a given suitor should not be continued where the effect cannot by any stretch of the imagination be beneficial to the person whose rights are thereby sought to be aided. As was said by the court in Staples v. Staples (206 App. Div.

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In re the Estate of Cooke, 148 Misc. 768, 266 N.Y.S. 493, 1933 N.Y. Misc. LEXIS 1287 (N.Y. Super. Ct. 1933).

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