In re the Estate of Collins

124 A.D.2d 48, 510 N.Y.S.2d 940, 1987 N.Y. App. Div. LEXIS 40080
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJanuary 23, 1987
StatusPublished
Cited by27 cases

This text of 124 A.D.2d 48 (In re the Estate of Collins) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Collins, 124 A.D.2d 48, 510 N.Y.S.2d 940, 1987 N.Y. App. Div. LEXIS 40080 (N.Y. Ct. App. 1987).

Opinion

OPINION OF THE COURT

Doerr, J.

Bertha Collins died on June 4, 1981 at the age of 80 years. She was survived by two distributees, her nephews Richard and Robert Hoffman, the objectants in this action. At her death, the decedent left two wills. The first, dated January 31, 1951, left her entire estate to her husband, James Collins, who predeceased her. The second will, the subject of this proceeding, is dated January 17, 1977 and left $1,000 to each of her [50]*50nephews, $100 to her sister-in-law, Isabel "Billy” Hoffman and the residue to William Mayne, the draftsman of the will and Bertha Collins’ accountant and financial advisor. The earlier will was offered for probate, but was objected to by William Mayne who then offered the 1977 will. In a prior proceeding challenging proper execution of this later will, the Court of Appeals, reversing this court’s finding, held that the fact that the witnesses to the will could not recall the events of the will’s execution did not necessarily bar the will from probate (Matter of Collins, 60 NY2d 466), and on remittitur we found due execution (Matter of Collins, 101 AD2d 694). We further held that objectants could still litigate their other objections to the validity of the will, the decedent’s competency to make a will, and the issue of fraud and undue influence in procuring the will. Thereafter, a lengthy trial ensued.

The record establishes that Bertha Collins and her husband, James Collins, lived uneventful lives and enjoyed good relations with their families, which included the objectants. There were frequent visits between the Collinses and the Hoffmans. The Collinses had no children.

Toward the end of 1975, James Collins and Bertha Collins both began to suffer physical and mental deterioration. James had trouble with his personal hygiene and Bertha exhibited strange behavior, complaining that James had girlfriends in the garage. On another occasion police were called because Bertha was of the mind that there were monkeys in the house. A survey of the house revealed no monkeys.

In late March 1976, James Collins allegedly assaulted his wife. William Mayne reported this incident to the police and, indeed, Mayne signed the information leading to the arrest of James Collins. James was taken for observation to DeGraff Memorial Hospital where he died in April 1976. At her husband’s funeral, Bertha mentioned that the flowers on the "piano” were beautiful, but she was pointing to her husband’s casket.

After James’ death, Bertha stayed with her sister-in-law, Billy Hoffman, in the latter’s one-bedroom retirement apartment, and then spent six days with Richard Hoffman and his wife where, again, she exhibited unusual behavior such as dressing at 3:00 a.m. wanting to go outdoors, talking about a "cute little dog” when no dog was present, and thinking her husband was still alive. While Bertha was at the Hoffman’s, Mayne advised them that he had made arrangements for [51]*51Bertha to be admitted to the Senior Meadows Retirement Center. After her admission to the Center, Bertha’s bizarre behavior continued as indicated in the record.

During the hospitalization of James Collins, the need for the appointment of a conservator for Bertha was indicated. Bertha implied that she would like Mayne to be appointed her conservator and the question came down to whether he or the then attorney for the Collinses should be appointed. The Surrogate rejected both suggestions and, instead, appointed a stranger, one Francis Shedd, an attorney. Shedd thereafter requested Mayne to deliver all pertinent documents relating to Bertha’s assets to him and interviewed Bertha, explaining his position as conservator and inquiring of her about her assets. The conservator also discussed with testatrix the possibility of a new will. Bertha indicated to the conservator that she would like to leave her estate primarily to her two nephews and that she was also fond of her sister-in-law, Billy Hoffman. Shedd asked Bertha whether she planned to leave anything to Mayne, to which she replied: "Why should I?” Mayne had earlier delivered to the conservator a bill for $4,500 for services rendered, otherwise unexplained, and upon showing the bill to Bertha she had no reaction. The record contains a memorandum authored by Shedd after his meeting with Bertha summarizing his conversation with her. In this memorandum the conservator concluded that Bertha’s competence to make a new will was questionable, but since she had indicated to him that she wanted her nephews to be the primary beneficiaries of her estate, it was his judgment that instead of having a new will, it would be better to let her property pass by the laws of intestacy since her nephews would be the distributees in any event.

On January 19, 1977, the conservator, Shedd, sent a letter to Mayne asking him to turn over Bertha’s will. In response, he received a note from Mayne with a copy of the 1951 will, which Shedd then filed in the Surrogate’s office. However, as the reality of events unfolded, and they are not disputed, Mayne had drafted and assisted Bertha Collins in executing a new will dated January 17, 1977. No one knew of this will except Mayne, and possibly Bertha Collins, until after the latter’s death in June 1981. It is this will which is the subject of these proceedings.

The circumstances surrounding the execution of this will require comment. Richard Kahl, the attorney who represented the James Collins estate and was Mayne’s attorney, testified [52]*52that, in September 1976, Mayne contacted him suggesting that Bertha execute a new will. Kahl declined to prepare such a will because at that time he was representing the conservator who was opposed to a new will. Kahl did, however, recommend to Mayne that if a new will was contemplated, a doctor should first certify that Bertha was competent before she signed a new will. Ostensibly, in response to this advice, Mayne prepared a will for Bertha Collins in which he was the primary beneficiary, prepared an affidavit for a physician to sign attesting to her competency, and took Bertha to the office of Dr. Clark Thrifthauser, who was not decedent’s regular physician. After interviewing Mrs. Collins, the doctor signed the affidavit prepared by Mayne attesting to decedent’s soundness of mind and memory. On the same day, armed with this affidavit and the newly prepared will, Mayne escorted Bertha to a bank where she signed the document in the presence of the bank manager and assistant manager, who acted as witnesses to the will.

At the conclusion of the trial, the jury found that the testatrix was of sound mind and memory and competent to make a will, and that execution of the will was not procured by undue influence. The objectants have appealed, arguing that this verdict is against the weight of the credible evidence. We agree, and accordingly remit for a new trial.

We first observe that the issue of due execution of the will found by the jury and challenged on this appeal has already been decided (Matter of Collins, 101 AD2d 694, supra). Appellants’ attack on this portion of the verdict is without merit and should not be tried again.

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Bluebook (online)
124 A.D.2d 48, 510 N.Y.S.2d 940, 1987 N.Y. App. Div. LEXIS 40080, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-collins-nyappdiv-1987.