In re the Estate of Camac

2 Misc. 3d 894, 772 N.Y.S.2d 792, 2004 N.Y. Misc. LEXIS 5
CourtNew York Surrogate's Court
DecidedJanuary 8, 2004
StatusPublished

This text of 2 Misc. 3d 894 (In re the Estate of Camac) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Camac, 2 Misc. 3d 894, 772 N.Y.S.2d 792, 2004 N.Y. Misc. LEXIS 5 (N.Y. Super. Ct. 2004).

Opinion

OPINION OF THE COURT

Lee L. Holzman, J.

The petitioners, who are the decedent’s two daughters and the coexecutrices of her estate, filed the following applications: (1) an SCPA 1809 proceeding to disallow the claim of the decedent’s son (respondent) that the decedent had entered into a contract to bequeath one third of her estate to him; (2) an SCPA 1420 proceeding seeking a determination that the respondent forfeited his $200,000 legacy under paragraph second of the decedent’s will pursuant to the in terrorem clause contained in paragraph eleventh and that this legacy lapsed and passes to the petitioners under the residuary clause; and (3) a proceeding to dismiss the respondent’s application for a compulsory accounting.

The respondent’s claim to one third of the estate is based upon a document purportedly signed by the decedent on April 19, 1998 which reads as follows:

“Let this letter confirm that it is my desire that my son Howard Camac handle all of my business affairs, since I feel that he is better qualified than Deanna or Laura to take care of the commercial properties and investments.
“As you know, I regret the fact that my husband elected to leave my son out of his will. It is my desire that, upon my death, all three (3) of my children share equally in my estate.
“In consideration of your love and dedication to me, and in further consideration for your willingness to take care of my properties and business affairs, I [896]*896agree to execute a new will, leaving all of my assets to Deanna, Laura and Howard.
“Very truly yours
“signed/ Violet Camac.”

This document was considered both by this court (Matter of Camac, NYLJ, Feb. 28, 2002, at 21, col 1) and by the Appellate Division, First Department (Matter of Camac, 300 AD2d 11), upon the petitioners’ motion for summary judgment with respect to the objections filed by the respondent in the probate proceeding. That motion was granted in part by this court and in full by the Appellate Division. It was not until the summary judgment motion in the probate proceeding was pending in the Appellate Division that the respondent first asserted that he has a contractual right to one third of the estate.

The respondent stated in his deposition that the document upon which he relies arose as a result of conversations between himself and his mother. The respondent had told his mother that he wanted to be protected with regard to a loan that he had made for his father’s funeral. The decedent responded that she wanted him to be protected and that she wanted her three children to share equally in her estate. Based upon these conversations, the respondent prepared a document in March 1998 which his mother signed so that he would be protected with regard to the loan and his share of the estate. The respondent showed the March document to his attorney who “didn’t think it was strong enough language to protect” the respondent. His counsel then prepared the April document. The respondent, with no one else being present, discussed this document with his mother at her home. Specifically, he expressed his “concerns,” and she purportedly replied “do whatever you have to do to protect yourself.” She signed the document.

In the absence of a contractual obligation, a will is an ambulatory instrument that may be changed by the testator at any time. Consequently, to insure that decedents, who can no longer speak for themselves, have agreed to give up their right to freely change their wills, a “contract to make a testamentary provision of any kind” must be in writing and subscribed by the party to be charged (EPTL 13-2.1 [a] [2]). The additional requirements to establish a claim based on a contract to make a will are stated in Matter of Guarino (13 Misc 2d 539, 541 [1958]) as follows:

“However, in order to establish a claim on a contract to make a will, in addition to the usual requirement [897]*897of competent parties, a definite subject matter and consideration for the contract, it must be shown that the agreement is fair and equitable and the terms thereof definite and certain. (Hamlin v. Stevens, 177 N.Y. 39.) Declarations of a testamentary intention do not constitute any element of a contract unless it is shown that they were communicated to the claimant ... to render services and that such services were performed in consequence of such promise or declaration. (Matter of Stewart, 21 Misc. 412.) In Frankenberger v. Schneller (258 N.Y. 270) it was stated that a distinction must be made between a promise made and understood as a mere expression of intention and the assumption of a binding obligation in consideration of a promise given by claimant in return, or performance of a stipulated act. It was there held that recovery against an estate could not be predicated upon disappointed expectations or even an expression of intention in the form of a promise not carried out. Moreover, in order to establish such a claim against the decedent, the proof must be clear and convincing without transcending the ordinary rule requiring a claimant to establish the essentials of the claim by a fair preponderance of the evidence. (McKeon v. Van Slyck, 223 N.Y. 392; Lewis v. Merritt, 113 N.Y. 386.)”

Here, the document upon which the respondent relies falls far short of “clear and convincing” proof establishing that the terms of the contract are “definite and certain” or that the decedent made the promise to the respondent for the purpose of “inducing” him to “render services.” To the extent that the terms of this document might be considered ambiguous the respondent is not entitled to a hearing to present extrinsic evidence supporting his interpretation of the document. He has not asserted that anyone other than himself and the decedent were present during the conversations which resulted in his attorney preparing the document. The respondent’s testimony would be barred under CPLR 4519 at trial. However, even assuming arguendo that his sworn statements might be considered in this application, these self-serving statements cannot support an interpretation of the document that is not clear from the document itself. This is so because any ambiguity in the document “must be construed most strongly against” the respondent who had the document prepared by his counsel, and “favorably” to the decedent “who had no voice in the selection of [898]*898its language” (Jacobson v Sassower, 66 NY2d 991, 993 [1985], citing 67 Wall St. Co. v Franklin Natl. Bank, 37 NY2d 245, 249 [1975]).

If this was intended to be a bilateral contract based upon an exchange of promises, the common practice would be to have the document signed by both parties and to have it state with specificity the respondent’s contractual obligations. Instead, the document was only signed by the decedent and the purported consideration is the respondent’s “love and dedication” to his mother and his “willingness to take care” of her “properties and business affairs.” Even if the absence of the respondent’s signature on the document might be explained by the argument that the consideration demanded by the decedent was the actual performance of the acts requested, instead of a promise to perform them, the document that was signed by her should have provided language to the effect that “I agree to execute a new will. . .

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Related

Jacobson v. Sassower
489 N.E.2d 1283 (New York Court of Appeals, 1985)
67 Wall Street Co. v. Franklin National Bank
333 N.E.2d 184 (New York Court of Appeals, 1975)
Hamlin v. . Stevens
69 N.E. 118 (New York Court of Appeals, 1903)
McKeon v. . Van Slyck
119 N.E. 851 (New York Court of Appeals, 1918)
Lewis v. . Merritt
21 N.E. 141 (New York Court of Appeals, 1889)
Frankenberger v. Schneller
179 N.E. 492 (New York Court of Appeals, 1932)
Wallace v. . Diehl
95 N.E. 646 (New York Court of Appeals, 1911)
Rose v. Elias
177 A.D.2d 415 (Appellate Division of the Supreme Court of New York, 1991)
McRay v. Citrin
270 A.D.2d 191 (Appellate Division of the Supreme Court of New York, 2000)
In re the Estate of Camac
300 A.D.2d 11 (Appellate Division of the Supreme Court of New York, 2002)
In re the Estates of Stewart
2 Gibb. Surr. 248 (New York Surrogate's Court, 1897)
In re the Will of Jerge
180 Misc. 268 (New York Surrogate's Court, 1943)
In re the Accounting of Engel
207 Misc. 406 (New York Surrogate's Court, 1955)
In re the Construction of the Will of La Prejato
3 Misc. 2d 936 (New York Surrogate's Court, 1956)
In re the Accounting of Guarino
13 Misc. 2d 539 (New York Surrogate's Court, 1958)
In re the Estate of Parker
15 Misc. 2d 162 (New York Surrogate's Court, 1958)

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Bluebook (online)
2 Misc. 3d 894, 772 N.Y.S.2d 792, 2004 N.Y. Misc. LEXIS 5, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-camac-nysurct-2004.