In re the Estate of Brady

6 Mills Surr. 356, 58 Misc. 108, 110 N.Y.S. 755
CourtNew York Surrogate's Court
DecidedFebruary 15, 1908
StatusPublished
Cited by1 cases

This text of 6 Mills Surr. 356 (In re the Estate of Brady) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Brady, 6 Mills Surr. 356, 58 Misc. 108, 110 N.Y.S. 755 (N.Y. Super. Ct. 1908).

Opinion

Ketcham, S.

This is a motion to vacate an order of the former surrogate, appointing William E. Philips as substituted trustee under the will of James Brady, deceased, in place of the sole surviving trustee nominated in the will.

The only question presented is that of power to make the order ; and, among the facts presented, such as apply to that question are as follows:

Under the trust contained in the will, there was to be annually paid to Virginia Washington Post and Annie Hulse, each during her life, a specific sum for income; and upon the death of either of the two persons last named there was to be made over to her issue one-half of the body of the trust fund and its accumulations.

Mrs. Post died on August 18, 1907, leaving 'as her issue James Brady Post and George W. Post, Jr. Annie Hulse, now [358]*358Mrs. Annie Hulse Little, survives, and her children are Julia Brady Adams, George Scrymser Little and James Brady Little. The sole surviving trustee, John B. De Cue, died on September 29, 1907. ' On October 8, 1907, Henry O. M. Ingraham, as the executor of the deceased trustee, filed his account of the acts and doing of his decedent as executor and trustee, with his petition asking for its settlement.

In this petition all the facts as to the vacancy in the office of trustee, with every other matter necessary to invoke and justify the action of the court in the appointment of a new trustee, were alleged; while, in addition to the prayers appropriate to an accounting, it was prayed that some one be appointed a substituted trustee for the trust created under the will of James Brady for the benefit of Annie Hulse Little and her lawful issue.

Upon this petition a citation was issued, directed to all the persons interested both in the settlement of the account and in the trusts described. This citation, served upon all the parties now moving, called them to attend the judicial settlement of the account, but did not call their attention to the prayer for the appointment of a new trustee. In the proceeding thus instituted, the parties now moving to vacate the appointment of Mr. Philips duly appeared, on November 8, 1907; and they did nothing more than to appear. On November 18, 1907, the order which is now complained of was made.

On November 12, 1907, upon the application of all the beneficiaries under these trusts, the Supreme 'Court, in New York county, made its order appointing the Farmers’ Loan and Trust Company as its agent and representative to carry out the provisions of the trusts.

It is needless to detail the proceeding in which, before the filing of Mr. Ingraham’s petition, Mrs. Little, with the written consent of her children, applied to the surrogate for the appointment of the Farmers’ Loan and Trust Company, to the trust created for her and her children, or the fact that she thereafter [359]*359gave to the surrogate notice that she withdrew such application. It is hard to see that a proceeding limited to a request for the appointment of a person therein designated could confer jurisdiction to appoint another person; nor is it easy to derive from the application itself, its treatment by the surrogate or the attempted withdrawal, any suggestion against the power of the surrogate to entertain and determine the later proceeding.

It would ordinarily be admitted that the Surrogate’s Court had jurisdiction generally of the subject-matter of an appointment such as is here in question; that its jurisdiction was concurrent with that of the Supreme Court and that, between the two courts, each holding equal jurisdiction, the one which first acquired jurisdiction of the particular subject and of the persons would be vested with the exclusive power of appointment.

This proposition is questioned by the moving parties. They derive from the expression of the statute, to the effect that upon the death of the last surviving trustee the trust shall “ vest ” in the Supreme Court, an argument which they express as follows: “ In order to displace the trust vested by the statute in the Supreme Court immediately upon the death of the sole surviving trustee of an unexecuted trust, the Surrogate’s Court must exercise its power of appointment in the manner prescribed by law before the Supreme Court has taken actual control and nominated an agent to assist it in executing the trust.” It is, therefore, claimed that, although the surrogate, on the twelfth of November, had before him a pending application for the appointment of a substituted trustee, with abundant jurisdiction of the person, his jurisdiction was ousted by the intervention of the Supreme Court on that day.

This seems to overwork the word vest ” as found in the statute. In the mere fact that the trust “ vests ” in one court is there anything incompatible with the exercise of jurisdiction by another court, which is by statute authorized to appoint an officer to the trust ? Can the jurisdiction bestowed upon the sur[360]*360rogate to make the appointment be so reduced by the “ vesting ” of the trust in the Supreme 'Court that the surrogate, in order to make his jurisdiction effectual, must not only take prior cognizance of the matter of appointment but must hasten to the final act before the Supreme Court has assumed to act ? While it is possible that, in the act by which the trust was “ vested ” in the Supreme Court, to be exercised by its agent or representative, the legislative intent was that neither the trust nor its exercise should ever depart from the court in which the trust was “ vested,” the earlier statute must be read in the light of the later enactment that the surrogate may, upon the death of the sole surviving trustee, choose his successor. Code Civ. Pro., § 2818.

The two provisions must be read together and must be reconciled by every .art of construction. The earlier act must be taken as modified and, if necessary, repealed with respect to any of its provisions inconsonant with the last legislative utterance. By the interpretation thus enforced, it would seem that the law “ vests ” the trust in the Supreme Court only so far as such vesting may be consistent with the power of the surrogate, not only to entertain a proceeding for the appointment, but to follow such proceeding during his judicial opportunity and leisure to a final determination; and the later enactment would have no adequate or normal force if, while the surrogate was in .the act of making his appointment, pursuant to a proceeding in which he had the jurisdiction not only of the general subject-matter, but of the special question and the persons of the parties thereto, his act could be arrested by the action of a court of concurrent jurisdiction which took cognizance only after the surrogate’s jurisdiction had been absolutely established. The resort to the Supreme Court was too late, if the surrogate acquired complete jurisdiction of the appointment before November l'2th.

The question presented must be determined entirely within the limits of the proceeding initiated by the petition of Mr. In[361]*361graham. The surrogate’s jurisdiction, if it ever existed, attached before the making of the order of the Supreme Oourt and could not be detached by a later assumption of jurisdiction by a court whose jurisdiction as to the particular matter had been, anticipated.

It will be convenient, first, to consider the motion only so far as it affects the appointment of a new trustee of the trust for the benefit of Mrs. Little and her children.

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Related

Runk v. Thomas
138 A.D. 789 (Appellate Division of the Supreme Court of New York, 1910)

Cite This Page — Counsel Stack

Bluebook (online)
6 Mills Surr. 356, 58 Misc. 108, 110 N.Y.S. 755, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-brady-nysurct-1908.