In re the Estate of Baugher

29 Misc. 3d 700
CourtNew York Surrogate's Court
DecidedJune 22, 2010
StatusPublished
Cited by3 cases

This text of 29 Misc. 3d 700 (In re the Estate of Baugher) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Baugher, 29 Misc. 3d 700 (N.Y. Super. Ct. 2010).

Opinion

OPINION OF THE COURT

John B. Riordan, J.

Before the court is a petition for the probate of an instrument dated March 11, 2008. Petitioner is the nominated executor. Respondents are children of decedent and children of a predeceased son. Also pending before the court is a proceeding by the nominated executor for the recovery of property alleged to be an asset of the estate (SCPA 2103). The examinations of the attorney-draftsman, the nominated executor, and the attesting witnesses have been completed.

On this motion, respondents seek: (1) a stay of the probate proceeding pending conclusion of the SCPA 2103 proceeding; (2) a stay of the probate proceeding pending a construction of the in terrorem clause in the instrument offered for probate; (3) an order granting petitioner the right to depose the nominated successor executor prior to filing objections; and (4) an order granting petitioner the right to depose the attorney-draftsman of a prior instrument purporting to be the last will and testament of decedent, again, prior to the filing of objections.

In support of that branch of the motion which seeks a stay of this proceeding pending a construction of the instrument offered for probate, respondents allege that the in terrorem clause violates public policy. An issue as to whether a provision of a last will and testament violates public policy must be resolved by construction of the instrument (see e.g. Matter of Collura, 98 Misc 2d 1104 [Sur Ct, Nassau County 1979]; Matter [702]*702of Pace, 93 Misc 2d 969 [Sur Ct, Cayuga County 1977]; Matter of Lang, 60 Misc 2d 232 [Sur Ct, Erie County 1969]) to determine the testator’s intent and the effect of the provisions on the persons to be influenced. However, the court has no authority to construe a will before its admission to probate (SCPA 1420 [3]; Matter of Martin, 17 AD3d 598 [2d Dept 2005]). That branch of the motion is therefore denied.

Respondents also seek an order permitting the deposition of the nominated successor executor and the attorney-draftsman of a prior instrument. In opposition, the petitioner argues that respondents are attempting to circumvent the in terrorem clause by obtaining a court order directing discovery.

In terrorem clauses, while valid and enforceable, are not favored by the courts and will be strictly construed (Matter of Ellis, 252 AD2d 118 [2d Dept 1998], lv denied 93 NY2d 805 [1999]). EPTL 3-3.5 (b) (3) (D) provides that the preliminary examination under SCPA 1404 of the attesting witnesses, the person who drafted the will, the nominated executors and the proponents in a probate proceeding, will not result in the forfeiture of any benefit under the will. Neither the nominated successor executor nor the drafter of a prior instrument of the testator are among those within this so-called statutory “safe harbor” of persons who may be deposed without fear of triggering an in terrorem clause.

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Related

MatterofPrevratil
Appellate Division of the Supreme Court of New York, 2014
In re the Estate of Prevratil
121 A.D.3d 137 (Appellate Division of the Supreme Court of New York, 2014)

Cite This Page — Counsel Stack

Bluebook (online)
29 Misc. 3d 700, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-estate-of-baugher-nysurct-2010.