In re the Estate of Alexis

14 Misc. 3d 379
CourtNew York Surrogate's Court
DecidedNovember 8, 2006
StatusPublished
Cited by3 cases

This text of 14 Misc. 3d 379 (In re the Estate of Alexis) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Estate of Alexis, 14 Misc. 3d 379 (N.Y. Super. Ct. 2006).

Opinion

OPINION OF THE COURT

John B. Riordan, J.

In this administration proceeding, the petitioner, Ciliana Joseph, seeks letters of administration with respect to her sister’s estate. Petitioner also asks that the court disqualify as a [380]*380distributee the decedent’s spouse, Jean Alexis, who is currently incarcerated after having been convicted of second degree murder in connection with the decedent’s death. In addition to her husband, the decedent was survived by eight brothers and sisters. Temporary letters of administration issued to the petitioner on December 4, 2003.

On April 21, 2004, the decedent’s husband was indicted for murder in the second degree. Second degree murder is an intentional felony under New York’s Penal Law (Penal Law § 125.25 [1]). After having been convicted at trial of the charge on March 10, 2005, the decedent’s husband was sentenced to 25 years to life on April 11, 2005. The decedent’s husband filed a notice of appeal in May of 2005. Since the petitioner requested that the decedent’s spouse be disqualified as a distributee by reason of his conviction for the decedent’s murder, a guardian ad litem was appointed for him. Pursuant to this court’s prior decision dated March 23, 2006 (Decision No. 991/2006), the guardian ad litem’s role was limited to reporting on the status of the appeal.

The guardian ad litem has advised the court that, although his ward has informed him that he does intend to perfect his appeal, it is unlikely that an appeal will be successful. The court has also received correspondence from the decedent’s spouse wherein he states “I want the Court to know that I also have no interests on [szc] my decedent wife [sic] Adeline Joseph Estate.” Thus, the issue before the court is whether the conviction of the decedent’s spouse for murder in the second degree is sufficient without a hearing to disqualify him as a distributee of the decedent’s estate.

It is well-established law that one who takes the life of another should not be permitted to profit from his own wrong and shall be barred from inheriting from the person slain (Riggs v Palmer, 115 NY 506 [1889]; Matter of Covert, 97 NY2d 68 [2001]; Matter of Miller, 17 Misc 2d 508 [1959]; Matter of Sparks, 172 Misc 642 [1939]). In Riggs v Palmer (115 NY 506, 511 [1889]), the Court articulated the basic principle that “[n]o one shall be permitted to profit by his own fraud, or to take advantage of his own wrong, or to found any claim upon his own iniquity, or to acquire property by his own crime.” Although there is no express statutory provision denying, to one who killed, the right to inherit from his victim (but cf EPTL 4-1.6 regarding joint bank accounts), numerous cases since Riggs v Palmer have reaffirmed the applicability of the common-law general principle [381]*381that one should not be permitted to profit by taking the life of another and, in particular, that one who feloniously murders shall not be entitled to share in his victim’s estate (Matter of Covert, 97 NY2d 68 [2001]; Petrie v Chase Manhattan Bank, 38 AD2d 206 [1972], mod 33 NY2d 846 [1973]; Matter of Jacobs, 2 AD2d 774 [1956], affd 3 NY2d 723 [1957]; Bierbrauer v Moran, 244 App Div 87 [1935]; Matter of Kirkman, 120 Misc 2d 278 [1983]; Matter of Bach, 81 Misc 2d 479 [1975], affd 53 AD2d 612 [1976]; Matter of Grey v Levitt, 76 Misc 2d 720 [1974]; Matter of Loud, 70 Misc 2d 1026 [1972]; Matter of Miller, 17 Misc 2d 508 [1959]). These cases hold essentially that there is no vesting of the estate in the wrongdoer because the crime precludes the wrongdoer from becoming a distributee (Matter of Sparks, 172 Misc 642 [1939]; Matter of Wolf, 88 Misc 433 [1914]).

The basic rule has been expanded so that the wrong need not have been committed with an intent towards acquiring the victim’s property or even with a desire to bring about the victim’s death (Matter of Drewes, 206 Misc 940 [1954]; Matter of Sparks, 172 Misc 642 [1939]). In addition, the common-law principle has been applied to wrongdoers other than a legatee under a will or a distributee in intestacy. The courts have similarly denied a beneficiary of a life insurance policy from receiving the life insurance proceeds where he stabbed the insured to death (Matter of Loud, 70 Misc 2d 1026 [1972]) and barred an individual convicted of manslaughter from receiving death benefits on behalf of his victim under the Retirement and Social Security Law (Matter of Grey v Levitt, 76 Misc 2d 720 [1974]).

The application of the Riggs v Palmer principle is not always straightforward, and not all wrongful conduct will disqualify a person as a distributee (5 Warren’s Heaton, Surrogates’ Courts § 74.13 [6th ed rev]). In Matter of Eckardt (184 Misc 748 [1945]), a woman, who was a somnambulist, killed her husband. She was acquitted on the grounds that she did not know the nature and quality of her act. The court reasoned that the wife was not profiting from her own wrong since she had not done anything “legally wrong.” Similarly, there is some authority that if the killing was unintentional or accidental, the rule will not be applied (Matter of Savage, 175 Misc 2d 880 [1998] [holding that one who kills by accident does not forfeit the right to inherit from the decedent]; Matter of Wolf, 88 Misc 433 [1914] [husband convicted of manslaughter for killing his wife was permitted to take as a distributee where it appeared that he killed her when [382]*382he really intended to kill her paramour]). If the killing was done in self-defense (Matter of Savage, 175 Misc 2d 880 [1998]) or by reason of insanity (Matter of Wirth, 59 Misc 2d 300 [1969]), the principle barring the person from profiting from his wrong is likewise inapplicable.

The petitioner maintains that the decedent’s spouse’s criminal conviction is conclusive proof of its underlying facts and is the proper subject of collateral estoppel in this administration proceeding (S.T. Grand, Inc. v City of New York, 32 NY2d 300 [1973]). Thus, petitioner reasons that the criminal conviction for intentional murder (murder in the second degree) conclusively proves the element of an intentional killing which renders the decedent’s spouse ineligible as a distributee obviating the need for a hearing.

This court has held that “[a] criminal conviction either by plea or after trial is conclusive proof of its underlying facts in a subsequent civil proceeding and collaterally estops a party from relitigating the issues” (Estate of Mirissis, NYLJ, Mar. 16, 1993, at 25, col 3, citing Merchants Mut. Ins. Co. v Arzillo, 98 AD2d 495 [1984]; Grayes v DiStasio, 166 AD2d 261 [1990]). In Mirissis, this court held that a de novo hearing was not necessary in order to prove that the wrong was intentional where the killer had entered a plea to manslaughter in the first degree (see also Matter of Loud, 70 Misc 2d 1026 [1972]). Nevertheless, this court held that before declaring a forfeiture on the part of the killer, “the court should review the transcript of the minutes of the plea.” Likewise, the court found that since “the record of conviction indicates that a notice of appeal was filed . . . the guardian ad litem should report on the status of same” (Estate of Mirissis, NYLJ, Mar. 16, 1993, at 25, col 3).

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