In Re: The Estate of Al Katz, and Lawrence T. Newman v. Robert W. York (mem. dec.)

Indiana Court of Appeals·Decided October 7, 2020·No. 20A-ES-140·Published

Opinion

MEMORANDUM DECISION Pursuant to Ind. Appellate Rule 65(D), this Memorandum Decision shall not be FILED regarded as precedent or cited before any Oct 07 2020, 9:08 am

court except for the purpose of establishing CLERK the defense of res judicata, collateral Indiana Supreme Court Court of Appeals

and Tax Court

estoppel, or the law of the case.

APPELLANT PRO SE Lawrence T. Newman Bradenton, Florida

IN THE

COURT OF APPEALS OF INDIANA

In Re: The Estate of Al Katz, October 7, 2020 Deceased, Court of Appeals Case No.

20A-ES-140

and Appeal from the Marion Superior Lawrence T. Newman Court Appellant-Petitioner, The Honorable James A. Joven, Judge

v.

Trial Court Cause No.

49D13-1009-ES-40244

Robert W. York, Appellee-Respondent.

Tavitas, Judge.

Court of Appeals of Indiana | Memorandum Decision 20A-ES-140 | October 7, 2020 Page 1 of 21

Case Summary

[1] Lawrence Newman, pro se, appeals the trial court’s award of appellate attorney

fees to Robert York (“Attorney York”), personal representative of the Estate of Al Katz (“Estate”). We affirm.

Issues

[2] Newman raises numerous issues on appeal. We revise the issues as follows:

I. Whether Newman is entitled to raise arguments on behalf of beneficiaries to the Estate.

II. Whether Newman is entitled to raise arguments not presented to the trial court.

III. Whether the trial court properly ordered the appellate attorney fees to be paid to the Estate.

IV. Whether the trial court was biased and prejudiced against Newman.

V. Whether Newman properly challenges prior appellate court orders awarding appellate attorney fees.

VI. Whether the trial court properly awarded $167,437.50 in appellate attorney fees.

VII. Whether the appellate attorney fee award violated Newman’s constitutional rights.

Court of Appeals of Indiana | Memorandum Decision 20A-ES-140 | October 7, 2020 Page 2 of 21

Facts

[3] This is the fourth appeal instituted by Newman or his wife, Beverly, regarding

the Estate of Al Katz (“Estate”). Beverly was Katz’s daughter, but Katz’s last will and testament “intentionally [left Beverly] nothing” due to an estrangement. In re Estate of Katz, No. 18A-ES-1721 (“Appellate Cause 1721”), slip op. at 2 (Ind. Ct. App. Dec. 31, 2018), trans. denied, cert. denied, 140 S. Ct. 534 (2019). After Katz’s death in 2010, Beverly was appointed as personal representative, and Newman, an attorney, filed an appearance on behalf of Beverly. The Indiana Supreme Court, however, suspended Newman in December 2011. 1 See In re Newman, 958 N.E.2d 792 (Ind. 2011).

[4] In 2013 and 2014, Newman filed several motions for reimbursement of alleged administrative expenses. In 2015, the trial court removed Beverly as personal representative and appointed Attorney York to serve as the successor personal representative and attorney of the Estate. Under Appellate Cause No. 49A02- 1506-ES-642 (“Appellate Cause No. 642”), Beverly appealed the trial court’s order removing her, but this Court dismissed Beverly’s appeal on August 21, 2015. On November 10, 2015, this Court denied Beverly’s petition for rehearing, and our Supreme Court denied Beverly’s petition to transfer.

[5] Newman continued filing claims and various pleadings in the Estate proceedings, and he filed another appeal under Appellate Cause Number

1 Newman remains suspended.

Court of Appeals of Indiana | Memorandum Decision 20A-ES-140 | October 7, 2020 Page 3 of 21 49A05-1710-ES-2475 (“Appellate Cause No. 2475”) regarding three of the trial court’s orders, including an injunction order. Attorney York filed a motion to dismiss, and on January 4, 2018, this Court entered an order which granted in part and denied in part Attorney York’s motion to dismiss. Specifically, this Court ordered Newman’s appeal from two of the trial court’s orders to be dismissed with prejudice, but denied the motion to dismiss Newman’s appeal of one of the trial court’s orders. On June 6, 2018, Attorney York filed a second verified motion to dismiss the appeal. On September 12, 2018, this Court granted Attorney York’s motion to dismiss the appeal, granted Attorney York’s request for appellate attorney fees, and remanded to the trial court to calculate the amount of appellate attorney fees.

[6] On October 12, 2018, Newman filed a petition for rehearing. On November 19, 2018, this Court denied Newman’s petition for rehearing and granted Attorney York’s request for additional appellate attorney fees. Newman then filed a petition to transfer, which our Supreme Court denied. Our Supreme Court granted Attorney York’s request for attorney’s fees and remanded to the trial court “to determine the amount of attorney’s fees the appellee is entitled to recover from the appellant related to the transfer proceedings.” Appellate Cause No. 2475, April 12, 2019 order.

[7] Meanwhile, the trial court issued an order on June 12, 2018, regarding the sale of certain property belonging to the Estate. In Appellate Cause No. 1721, Newman appealed the order and argued:

Court of Appeals of Indiana | Memorandum Decision 20A-ES-140 | October 7, 2020 Page 4 of 21

Newman argues that Attorney York was wrongfully appointed because of his long-standing animus against [Newman]; that the trial court’s disparate treatment of [Newman] and Attorney York evidence bias; the trial court’s determinations that [Newman’s]

administrative expense claims were dismissed or denied are erroneous; and that [Newman’s] administrative expense claims have statutory priority over federal and state tax claims.

Appellate Cause No. 1721, slip op. at 15. We affirmed the trial court and, pursuant to Indiana Appellate Rule 66(E), we concluded that Attorney York as personal representative was entitled to appellate attorney fees. We remanded “to the trial court to determine the proper amount of the appellate fee award.” Id. at 18.

[8] Newman filed a petition for rehearing, which this Court denied. Newman then filed a petition to transfer, which our Supreme Court denied. Newman then filed a petition for a writ of certiorari, which the United States Supreme Court denied on November 18, 2019.

[9] Attorney York filed a petition with the trial court for a determination of appellate attorney fees. Attorney York detailed all of the appellate pleadings and proceedings and noted the following regarding Appellate Cause No. 2475:

34. In summary, Newman filed 320 pages of Motions, Briefs, Responses and the like, in addition to 599 pages of documents.

35. York in summary filed 193 pages of Motions, Responses, Briefs and the like, in addition to 366[ ]pages of documents from the record which had not been included by Newman.

Court of Appeals of Indiana | Memorandum Decision 20A-ES-140 | October 7, 2020 Page 5 of 21

Appellant’s App. Vol. II p. 125. Regarding Appellate Cause No. 1721, Attorney York detailed the pleadings and appellate proceedings and noted:

65. In summary, Newman filed 192 pages of Motions, Briefs, Responses and the like, in addition to 254 pages of documents.

66. York in summary filed 116 pages of Motions, Responses, Briefs and the like, in addition to 346[ ]pages of documents from the record which had not been included by Newman.

Id. at 128.

In the Appellate Cases Newman filed a combined total of 512 pages of Motions, Briefs, Responses and the like, in addition to a combined 853 pages of documents. In order to properly respond to Newman’s voluminous submissions, York was nevertheless required to file a combined total of 309 pages of Motions, Responses, Briefs and the like, in addition to a combined 712[ ]

pages of documents from the record which had not been included by Newman.

Id. at 130. York requested that the trial court assess his fees at $375.00 an hour for 453.20 hours.

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In Re: The Estate of Al Katz, and Lawrence T. Newman v. Robert W. York (mem. dec.), (Ind. Ct. App. 2020).

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