IN THE COURT OF APPEALS OF IOWA
No. 15-1732 Filed March 22, 2017
IN RE THE DETENTION OF DAVID L. TAFT JR.
DAVID L. TAFT JR. Respondent-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Linn County, Lars G. Anderson,
Judge.
Respondent, who was civilly committed as a sexually violent predator,
appeals a jury’s verdict finding he was not suitable for discharge or placement in
a transitional release program. AFFIRMED.
Philip B. Mears of Mears Law Office, Iowa City, for appellant.
Thomas J. Miller, Attorney General, and Kevin Cmelik and Linda J. Hines,
Assistant Attorneys General, for appellee.
Heard by Mullins, P.J., and Bower and McDonald, JJ. 2
BOWER, Judge.
David Taft Jr., who was civilly committed as a sexually violent predator,
appeals a jury’s verdict finding he was not suitable for discharge or placement in
a transitional release program. We find the jury was properly instructed on the
State’s burden of proof, the preconditions for placement in the transitional
release program, and the necessity of an approved release prevention plan. We
affirm the decision of the district court.
I. Background Facts & Proceedings
In 1987, Taft was charged with lascivious acts with a minor and other
sexual offenses. He was convicted of the offenses and sentenced to prison. Taft
was discharged in May 1991. A few days after his release, he entered a home
where two girls, ages nine and ten, were home alone and sexually assaulted one
of the girls and attempted to assault the other. See State v. Taft (Taft I), 506
N.W.2d 757, 759 (Iowa 1993). Taft was convicted of sexual abuse in the second
degree, burglary in the first degree, and assault causing bodily injury. Id. at 763.
When Taft was discharged from prison in 2005, the State filed a petition
alleging he should be committed as a sexually violent predator under Iowa Code
chapter 299A (2005). A jury found he suffered from a mental abnormality, which
made it more likely than not he would reoffend, and he was committed to the civil
commitment unit for sexual offenders. See Taft v. Iowa Dist. Ct. (Taft II), 828
N.W.2d 309, 311 (Iowa 2013). In this program, there is an annual review to
determine whether the committed person should be discharged or placed in a
transitional release program. Id. at 313. There is a rebuttable presumption in
favor of extending civil commitment. Id. (citing Iowa Code § 229A.8(1)). A 3
committed person is entitled to a final hearing if, based on a consideration of all
the evidence, the court finds the person has shown by a preponderance of the
relevant and reliable evidence a hearing should be held to determine whether the
person’s mental abnormality has changed so the person is not likely to reoffend.
Id. at 318.
After Taft’s 2013 annual review, the district court denied his request for a
final hearing. Taft petitioned for certiorari, claiming sections 229A.8A(2)(d) and
(e) were unconstitutional. See Taft v. Iowa Dist. Ct. (Taft III), 879 N.W.2d 634,
638 (Iowa 2016). Our supreme court determined the issue was not ripe for
adjudication, noting Taft had been denied a final hearing for reasons other than
those presented in sections 229A.8A(2)(d) and (e). Id. at 639 (“Even assuming
arguendo we determined the challenged criteria violate Taft’s substantive due
process liberty rights, such a determination would not have any effect on the
district court’s determination at the annual review.”).
While Taft III, was pending, on February 25, 2015, the district court
granted Taft’s request for a final hearing, pursuant to section 229A.8(6), after his
2014 annual review.1 The final hearing was held in September 2015. The
State’s expert, Dr. Stacey Hoem, a psychologist, testified she believed Taft was
more likely than not to reoffend. She also testified Taft did not qualify for
transitional release under section 229A.8A because he did not have an adequate
relapse prevention plan and he recently had three disciplinary reports. Taft
1 Before the final hearing on the 2014 annual review was held, the 2015 annual review was filed. Taft requested the 2015 annual review be subject to separate proceedings to determine whether he was entitled to a final hearing based on the 2015 annual review. The district court noted evidence of Taft’s current circumstances was relevant, but the hearing did not specifically address the 2015 annual review. 4
presented the testimony of Dr. Craig Rypma, a psychologist who stated Taft was
not likely to reoffend and his relapse prevention plan was adequate. The jury
returned a verdict finding Taft’s mental abnormality had not changed so he was
not suitable for discharge and he was not suitable for placement in the
transitional release program. Taft now appeals.
II. Standard of Review
Our review in this detention matter is for the correction of errors at law.
See In re Det. of Shaffer, 769 N.W.2d 169, 172 (Iowa 2009). To the extent
constitutional issues are raised, however, our review is de novo in light of the
totality of the circumstances. See In re Det. of Matlock, 860 N.W.2d 898, 901
(Iowa 2015).
III. Jury Instructions
A. Taft claims the instructions impermissibly allowed the State to
prove Taft was dangerous by a preponderance of the evidence. The jury was
given the following instructions:
No. 10 In order to prove that the Respondent is not suitable for discharge, the State must prove that the Respondent’s mental abnormality remains such that he is likely to engage in predatory acts that constitute sexually violent offenses if he is discharged. .... No. 13 As used in these Instructions, the term “likely to engage in predatory acts constituting sexually violent offenses” means that the person more likely than not will engage in acts constituting sexually violent offenses. The word “likely” means that a proposition is more probably true than not. You are instructed that at the time of Respondent’s commitment in 2005, it was determined that he was likely to engage in predatory acts constituting sexually violent offenses if not confined in a secure facility. 5
The instructions also stated, “Whenever I instruct you that the State must prove a
proposition, it must do so by evidence beyond a reasonable doubt.”
Taft claims the phrase “more likely than not,” is a preponderance of the
evidence standard. He points out the United States Supreme Court stated in
Addington v. Texas, 441 U.S. 418, 427 (1979), a state must justify confinement in
civil commitment proceedings “by proof more substantial than a mere
preponderance of the evidence.” Taft claims the district court should have given
the jury his proposed instruction on the State’s burden of proof.
Under section 229A.8(6)(d)(1), in a final hearing the State has the burden
to prove beyond a reasonable doubt, “The committed person’s mental
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IN THE COURT OF APPEALS OF IOWA
No. 15-1732 Filed March 22, 2017
IN RE THE DETENTION OF DAVID L. TAFT JR.
DAVID L. TAFT JR. Respondent-Appellant. ________________________________________________________________
Appeal from the Iowa District Court for Linn County, Lars G. Anderson,
Judge.
Respondent, who was civilly committed as a sexually violent predator,
appeals a jury’s verdict finding he was not suitable for discharge or placement in
a transitional release program. AFFIRMED.
Philip B. Mears of Mears Law Office, Iowa City, for appellant.
Thomas J. Miller, Attorney General, and Kevin Cmelik and Linda J. Hines,
Assistant Attorneys General, for appellee.
Heard by Mullins, P.J., and Bower and McDonald, JJ. 2
BOWER, Judge.
David Taft Jr., who was civilly committed as a sexually violent predator,
appeals a jury’s verdict finding he was not suitable for discharge or placement in
a transitional release program. We find the jury was properly instructed on the
State’s burden of proof, the preconditions for placement in the transitional
release program, and the necessity of an approved release prevention plan. We
affirm the decision of the district court.
I. Background Facts & Proceedings
In 1987, Taft was charged with lascivious acts with a minor and other
sexual offenses. He was convicted of the offenses and sentenced to prison. Taft
was discharged in May 1991. A few days after his release, he entered a home
where two girls, ages nine and ten, were home alone and sexually assaulted one
of the girls and attempted to assault the other. See State v. Taft (Taft I), 506
N.W.2d 757, 759 (Iowa 1993). Taft was convicted of sexual abuse in the second
degree, burglary in the first degree, and assault causing bodily injury. Id. at 763.
When Taft was discharged from prison in 2005, the State filed a petition
alleging he should be committed as a sexually violent predator under Iowa Code
chapter 299A (2005). A jury found he suffered from a mental abnormality, which
made it more likely than not he would reoffend, and he was committed to the civil
commitment unit for sexual offenders. See Taft v. Iowa Dist. Ct. (Taft II), 828
N.W.2d 309, 311 (Iowa 2013). In this program, there is an annual review to
determine whether the committed person should be discharged or placed in a
transitional release program. Id. at 313. There is a rebuttable presumption in
favor of extending civil commitment. Id. (citing Iowa Code § 229A.8(1)). A 3
committed person is entitled to a final hearing if, based on a consideration of all
the evidence, the court finds the person has shown by a preponderance of the
relevant and reliable evidence a hearing should be held to determine whether the
person’s mental abnormality has changed so the person is not likely to reoffend.
Id. at 318.
After Taft’s 2013 annual review, the district court denied his request for a
final hearing. Taft petitioned for certiorari, claiming sections 229A.8A(2)(d) and
(e) were unconstitutional. See Taft v. Iowa Dist. Ct. (Taft III), 879 N.W.2d 634,
638 (Iowa 2016). Our supreme court determined the issue was not ripe for
adjudication, noting Taft had been denied a final hearing for reasons other than
those presented in sections 229A.8A(2)(d) and (e). Id. at 639 (“Even assuming
arguendo we determined the challenged criteria violate Taft’s substantive due
process liberty rights, such a determination would not have any effect on the
district court’s determination at the annual review.”).
While Taft III, was pending, on February 25, 2015, the district court
granted Taft’s request for a final hearing, pursuant to section 229A.8(6), after his
2014 annual review.1 The final hearing was held in September 2015. The
State’s expert, Dr. Stacey Hoem, a psychologist, testified she believed Taft was
more likely than not to reoffend. She also testified Taft did not qualify for
transitional release under section 229A.8A because he did not have an adequate
relapse prevention plan and he recently had three disciplinary reports. Taft
1 Before the final hearing on the 2014 annual review was held, the 2015 annual review was filed. Taft requested the 2015 annual review be subject to separate proceedings to determine whether he was entitled to a final hearing based on the 2015 annual review. The district court noted evidence of Taft’s current circumstances was relevant, but the hearing did not specifically address the 2015 annual review. 4
presented the testimony of Dr. Craig Rypma, a psychologist who stated Taft was
not likely to reoffend and his relapse prevention plan was adequate. The jury
returned a verdict finding Taft’s mental abnormality had not changed so he was
not suitable for discharge and he was not suitable for placement in the
transitional release program. Taft now appeals.
II. Standard of Review
Our review in this detention matter is for the correction of errors at law.
See In re Det. of Shaffer, 769 N.W.2d 169, 172 (Iowa 2009). To the extent
constitutional issues are raised, however, our review is de novo in light of the
totality of the circumstances. See In re Det. of Matlock, 860 N.W.2d 898, 901
(Iowa 2015).
III. Jury Instructions
A. Taft claims the instructions impermissibly allowed the State to
prove Taft was dangerous by a preponderance of the evidence. The jury was
given the following instructions:
No. 10 In order to prove that the Respondent is not suitable for discharge, the State must prove that the Respondent’s mental abnormality remains such that he is likely to engage in predatory acts that constitute sexually violent offenses if he is discharged. .... No. 13 As used in these Instructions, the term “likely to engage in predatory acts constituting sexually violent offenses” means that the person more likely than not will engage in acts constituting sexually violent offenses. The word “likely” means that a proposition is more probably true than not. You are instructed that at the time of Respondent’s commitment in 2005, it was determined that he was likely to engage in predatory acts constituting sexually violent offenses if not confined in a secure facility. 5
The instructions also stated, “Whenever I instruct you that the State must prove a
proposition, it must do so by evidence beyond a reasonable doubt.”
Taft claims the phrase “more likely than not,” is a preponderance of the
evidence standard. He points out the United States Supreme Court stated in
Addington v. Texas, 441 U.S. 418, 427 (1979), a state must justify confinement in
civil commitment proceedings “by proof more substantial than a mere
preponderance of the evidence.” Taft claims the district court should have given
the jury his proposed instruction on the State’s burden of proof.
Under section 229A.8(6)(d)(1), in a final hearing the State has the burden
to prove beyond a reasonable doubt, “The committed person’s mental
abnormality remains such that the person is likely to engage in predatory acts
that constitute sexually violent offenses if discharged.” The phrase “[l]ikely to
engage in predatory acts of sexual violence,” “means that the person more likely
than not will engage in acts of a sexually violent nature.” Iowa Code § 229A.2(5).
A similar issue was addressed by the Iowa Supreme Court in In re
Detention of Williams, 628 N.W.2d 447, 458 (Iowa 2001), where the court
considered whether the State’s burden of proof to show a person “more likely
than not” would engage in acts of a sexually violent nature, improperly reduced
the State’s burden, contrary to due process. Our court agreed with a Washington
case, which “reasoned that because Washington requires the highest standard of
proof [beyond a reasonable doubt], ‘the term “likely” can be given its ordinary
meaning without the risk of falling below the constitutionally required minimum of
clear and convincing evidence.’” Williams, 628 N.W.2d at 458 (quoting In re Det.
of Brooks, 973 P.2d 486, 491 (Wash. 1999)). The supreme court noted Iowa, 6
like Washington, requires proof beyond a reasonable doubt. Id. at 458-59. The
court stated:
We thus conclude that defining the statutory term “likely” as “more likely than not” or “more probable than not” will not diminish the required high level of proof. The instruction given by the district court not only comports with the statutory definition, due process requires nothing more. Williams’s argument to the contrary is without merit.
Id. at 459.
We conclude Taft has not shown the jury was improperly instructed on the
State’s burden of proof.
B. Taft claims the instruction setting forth the preconditions for
placement in the transitional release program was confusing, contradictory, and
unconstitutional.
Instruction No. 8 provided:
To prove that Respondent is not suitable for transfer to a transitional release program, the State must prove that the Respondent’s mental abnormality has not improved to the point that he is appropriate for transfer to a transitional release program. The Respondent is appropriate for transfer to a transitional release program only if he satisfies all of the following criteria: (1) The Respondent’s mental abnormality is no longer such that the person is a high risk to reoffend. (2) The Respondent has achieved and demonstrated significant insights into his sex offending cycle. (3) The Respondent has accepted responsibility for his past behavior and understands the impact sexually violent crimes have upon victims. (4) A detailed relapse prevention plan has been developed and accepted by the treatment provider which is appropriate for the Respondent’s mental abnormality and sex offending history. (5) No major discipline reports have been issued for the Respondent for a period of six months. (6) The Respondent is not likely to escape or attempt to escape custody if placed in a transitional release program. 7
(7) The Respondent is not likely to engage in predatory acts constituting sexually violent offenses while in the program. (8) The placement is in the Respondent’s best interest. (9) The Respondent has demonstrated a willingness to agree to and abide by all rules of the program. (10) The Respondent has agreed to register as a sex offender. If you find from the evidence that the State has proved that the Respondent does not satisfy any one or more of these criteria, then the Respondent is not suitable for transfer in a transitional release program. If, however, the State has failed to prove that the Respondent does not meet any one or more of these criteria, then the Respondent is suitable for transfer to a transitional release program.
1. Taft objected to the language in paragraph 1, providing he was
eligible for the transitional release program only if “his mental abnormality is no
longer such that the person is a high risk to reoffend.” He states the term “high
risk” is not defined and was confusing. “We review jury instructions to determine
if they are correct statements of the law and are supported by substantial
evidence.” State v. Scalise, 660 N.W.2d 58, 64 (Iowa 2003). “In our review, we
read all of the instructions together, not piecemeal or in artificial isolation.” Id.
Paragraph 1 follows the language of section 229A.8A(2)(a) and, therefore,
is a correct statement of the law. Looking at the jury instructions as a whole, we
determine the use of the term “high risk” is not confusing, particularly when
considered in conjunction with instruction No. 11, which defines the term “mental
abnormality” as “a congenital or acquired condition affecting the emotional or
volitional capacity and predisposing the person to commit a sexually violent
offenses to a degree that causes the person serious difficulty in controlling his
behavior.” Looking at the instructions as a whole, we conclude the court did not
err in giving this instruction. 8
2. Taft objected to paragraph 4, claiming he had submitted a relapse
prevention plan, which had been approved by his therapist, Bill Reese. See Iowa
Code § 229A.8A(2)(d). At the time Taft was requesting a final hearing, the State
agreed “the approval of the plan moots the claim that [Taft] is currently
disqualified based on the portion of the transitional release criteria set forth in
[section] 229A.8A(2)(d).” During the final hearing, the State presented evidence
to show Reese had not properly approved the relapse prevention plan. Taft
claims the issue of whether he had an adequate relapse prevention plan should
not have been submitted to the jury based on the State’s earlier agreement he
had an approved relapse prevention plan.
At the final hearing, the State argued its earlier agreement was only for the
purposes of determining whether Taft was entitled to a final hearing. At an
annual review hearing, “[t]he burden is on the committed person to prove by a
preponderance of the evidence that there is relevant and reliable evidence to
rebut the presumption of continued commitment, which would lead a reasonable
person to believe a final hearing should be held to determine,” if the person
should be discharged or placed in a transitional release program. Iowa Code
§ 229A.8(5)(e)(1). “This standard for determining whether a final hearing is
required is satisfied if a reasonable person would find, from the relevant and
reliable evidence presented at the annual review stage, that the committed
person has more likely than not generated a fact question on either of the issues
enumerated in section 229A.8(5)(e)(1)(a) or (b).” Taft II, 828 N.W.2d at 318.
On the other hand, at the final hearing the State has the burden to prove
beyond a reasonable doubt (1) “[t]he committed person’s mental abnormality 9
remains such that the person is likely to engage in predatory acts that constitute
sexually violent offenses if discharged” or (2) “[t]he committed person is not
suitable for placement in a transitional release program pursuant to section
229A.8A.” Iowa Code § 229A.8(6)(d).
Thus, at the earlier proceeding Taft had the burden to show by a
preponderance of the evidence a final hearing should be held. At the final
hearing, however, the State had the burden to show beyond a reasonable doubt
Taft should continue to be committed. We conclude the district court did not err
in finding the State’s agreement Taft met the requirement in section
229A.8A(2)(d), for purposes of determining whether he was entitled to a final
hearing, did not mean the State agreed it had shown beyond a reasonable doubt
Taft had not fulfilled the requirement to show he had developed an approved
relapse prevention plan.
3. Paragraph 5 provides, “No major discipline reports have been
issued for the Respondent for a period of six months.” This provision follows
section 229A.8A(2)(e). Taft claimed the issue should not be submitted to the jury
because he did not have a major discipline report for a period of six months.
We determine there are two separate six-month periods. As discussed
above, the process to obtain a final hearing is separate from the actual final
hearing—there is a bifurcated process. For the first part, Taft did not have a
major discipline report for the six-month period before the district court ruled he
was entitled to a final hearing. Some period of time went by before the final
hearing was held. In order to meet the second part, pursuant to section
229A.8A(2)(e), Taft would need to show he did not have a major discipline report 10
in the six-month period before the final hearing. Taft testified he had six major
discipline reports in 2015, three of them arising between May and the final
hearing in September. We conclude the district court did not err in submitting
this issue to the jury.
4. During the discussions concerning Instruction No. 8, counsel for
Taft mentioned arguments concerning the constitutionality of section
229A.8A(2)(d) and (e) were pending before the Iowa Supreme Court in Taft III,
879 N.W.2d at 638-39. Taft raised the same arguments in the present
proceedings. The district court overruled the objections to Instruction No. 8 but
did not specifically address Taft’s constitutional issues. We conclude Taft has
not preserved error on his constitutional arguments concerning paragraphs 4 and
5 of Instruction No. 8 because the district court did not rule on the issue. See
State v. Mitchell, 757 N.W.2d 431, 435 (Iowa 2008) (“Generally, we will only
review an issue raised on appeal if it was first presented to and ruled on by the
district court.”).
IV. Evidentiary Ruling
Taft claims the district court abused its discretion by permitting the State to
present evidence to show he did not have an adequate relapse prevention plan.
He again points out the State agreed he had an approved relapse prevention
plan at the time Taft was requesting a final hearing. Taft claims the district court
should have ruled the State was precluded from presenting evidence to show his
relapse prevention plan was inadequate. We review a court’s evidentiary rulings
for an abuse of discretion. In re Det. of Blaise, 830 N.W.2d 310, 315 (Iowa
2013). 11
For the reasons discussed above concerning the applicability of the
State’s agreement to the final hearing, we determine the district court did not
abuse its discretion in permitting the State to present evidence during the final
hearing to show Taft did not have an adequate relapse prevention plan, as
required by section 229A.8A(2)(d).
We affirm the decision of the district court.
AFFIRMED.