IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON DIVISION ONE In the Matter of the Dependency of ) No. 79740-9-I ) consolidated with S.M.M., d.o.b. 06/01/Il, ) No. 79741-7-I K.N.M., d.o.b. 12/16/07, ) No. 79742-5-I I.A.H., d.o.b. 03/10/06, ) No. 79743-3-I I.A.H., d.o.b. 03/10/06,
Minor Children. ) STATE OF WASHINGTON, ) DEPARTMENT OF CHILDREN, ) YOUTH, AND FAMILIES, ) ) Respondent, ) v.
MICHAEL MURPHY, ) PUBLISHED OPINION ) Appellant. ) FILED: February 18, 2020
VERELLEN, J. — In a dependency, RCW 13.34.100(1) requires the court to
appoint a guardian ad litem (GAL) for “any child who is the subject of an action
under this chapter, unless a court for good cause finds the appointment
unnecessary.” In the absence of a finding of good cause, the lack of a GAL
generally compels a remand for a hearing to determine whether the child was
prejudiced. Both the trial court and the Department of Children, Youth, and No. 79740-9-112
Families (the Department) should guard against overlooking the requirement for a
GAL or a good cause finding.
Michael Murphy challenges the court’s post-dependency order removing his
daughters, K.M. and S.M., and placing them in out-of-home care. A GAL
represented the girls at the dependency hearing but withdrew after the court
returned the girls to the parents in July 2018. The court did not appoint a new
GAL before removing the girls in February 2019. The court did not find good
cause that a GAL was unnecessary. Therefore, we remand for appointment of a
GAL and a hearing to determine whether K.M. and S.M. were prejudiced by the
court’s failure to appoint a new GAL prior to ordering removal.
FACTS
The underlying dependency action deals with four children: two sisters,
K.M. and S.M., and their older twin brothers. In May 2018, the court found the
girls dependent and determined “{t]he overriding issue in this case is the health
and welfare of the children, and most specifically. . . the extremely poor dental
health of the children.”1 In the July 2018 dispositional order, the court required the
parents to engage in a parenting assessment and any subsequent recommended
services.2 The court also required the children to participate in dental and medical
exams.3 The court returned the girls to the parents’ home, subject to the
1Clerk’s Papers (CP) at 139. 2 CP at 32.
~ CP at 32.
2 No. 79740-9-1/3
Department’s approval of the home. The court also required “all adults in the
home [to pass] a background check.”4
In December 2018, the Department petitioned to remove the girls. The
Department cited various issues, including the parents’ failure to take the girls to
medical and dental appointments.
On December 20, 2018, the court held the first hearing on the Department’s
removal petition. At the hearing, attorneys represented each of the brothers and
informed the court that the brothers wanted the sisters to remain with the parents.
Also at the hearing, the father’s counsel pointed out the girls’ lack of
representation:
This family desperately wants to be together. The children want to be together. I would point out that [K.M.1 and fS.M.1 have no voice here today. They have no CASA at this time. And there’s no one here advocating for them, but everyone else in this family is here asking to be together and asking that this family stay together.[51
The court reserved ruling until the parents completed parenting
assessments. On January 14, 2019, the court held a second hearing on removal.
The court again reserved ruling until the parents completed the parenting
assessments.
On February 26, 2019, the court held a third hearing on the Department’s
removal petition. At the hearing, the father again reminded the court about the
girls’ lack of representation:
~ CP at 31. ~ Report of Proceedings (RP) (Dec. 20, 2018) at 28 (emphasis added).
3 No. 79740-9-1/4
These children have been very clear that they want to be together and the family should be reunited. I would point out that we don’t hear from [K.M.1 or [S.M.1 in these proceedings. There is no process. [KM.] is now 11 and the court should look at some point why she should be represented given the amount of litigation and adversarial nature of this case.~61
At the conclusion of the hearing, the court entered an order removing the
girls and placing them in out-of-home care. The court indicated, “[T]he issue is not
whether or not the parents are in compliance with court orders but whether or not
the children are safe in the parents’ care.”7
The same problems continue to arise. The parents continue to violate court order after court order after court order. And at this point—and to be completely honest—had the parents complied with the last court orders, based on the parenting assessment, I would have simply ordered intensive family preservation services again rather than removal. . .I am going to grant the Department’s motion .
at this time. I gave the parents ample opportunity.[8]
The father sought discretionary review on multiple grounds. A
commissioner of this court granted review solely on the GAL issue.
ANALYSIS
The father contends the court abused its discretion in removing the girls
without appointing a new GAL.
We review “orders issued in dependency cases for an abuse of discretion.”9
ROW 13.34.100(1) provides, “The court shall appoint a guardian ad litem for a
6 RP (Feb. 26, 2019) at 85 (emphasis added). ~ Id. at 92. 8k1.at93-94. ~ In re Dependency of D.C.-M., 162 Wn. App. 149, 158, 253 P.3d 112 (2011).
4 No. 79740-9-1/5
child who is the subject of an action under this chapter, unless a court for good
cause finds the appointment unnecessary.”
If the court fails to appoint a GAL or enter a good cause finding that
appointment was unnecessary, the question becomes whether the child was
prejudiced by the lack of a GAL. If the appellate court lacks confidence that the
trial court’s decision “fully serves the best interests of the children when they had
no advocate,” remand is warranted for a determination whether the child was
prejudiced by the lack of an advocate.10 However, reversal is not required if the
“testimony is so strong that [the appellate court is] confident that a guardian ad
litem would have reached the same conclusion as the therapists and the [trial]
court.”11
Here, there was no implicit or explicit finding of good cause to waive the
GAL requirement; the only question is whether the lack of a GAL was prejudicial.
The Department argues, “[T]he strong evidence of continued harm in this case
could not have been refuted by a [GAL].”12 The Department also contends the
GAL could not have provided any more evidence about the parent-child
relationship because “all evidence of attachment and love between the parents
and children had been fully fleshed out by the parties involved.”13 But these
10 In re Dependency of A.G., 93 Wn. App. 268, 281, 968 P.2d 424 (1998). ~1 In re Dependency of O.J., 88 Wn. App. 690, 696, 947 P.2d 252 (1997). 12 Resp’t’s Br. at 17. 13 Id. at 18.
5 No. 79740-9-1/6
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IN THE COURT OF APPEALS OF THE STATE OF WASHINGTON DIVISION ONE In the Matter of the Dependency of ) No. 79740-9-I ) consolidated with S.M.M., d.o.b. 06/01/Il, ) No. 79741-7-I K.N.M., d.o.b. 12/16/07, ) No. 79742-5-I I.A.H., d.o.b. 03/10/06, ) No. 79743-3-I I.A.H., d.o.b. 03/10/06,
Minor Children. ) STATE OF WASHINGTON, ) DEPARTMENT OF CHILDREN, ) YOUTH, AND FAMILIES, ) ) Respondent, ) v.
MICHAEL MURPHY, ) PUBLISHED OPINION ) Appellant. ) FILED: February 18, 2020
VERELLEN, J. — In a dependency, RCW 13.34.100(1) requires the court to
appoint a guardian ad litem (GAL) for “any child who is the subject of an action
under this chapter, unless a court for good cause finds the appointment
unnecessary.” In the absence of a finding of good cause, the lack of a GAL
generally compels a remand for a hearing to determine whether the child was
prejudiced. Both the trial court and the Department of Children, Youth, and No. 79740-9-112
Families (the Department) should guard against overlooking the requirement for a
GAL or a good cause finding.
Michael Murphy challenges the court’s post-dependency order removing his
daughters, K.M. and S.M., and placing them in out-of-home care. A GAL
represented the girls at the dependency hearing but withdrew after the court
returned the girls to the parents in July 2018. The court did not appoint a new
GAL before removing the girls in February 2019. The court did not find good
cause that a GAL was unnecessary. Therefore, we remand for appointment of a
GAL and a hearing to determine whether K.M. and S.M. were prejudiced by the
court’s failure to appoint a new GAL prior to ordering removal.
FACTS
The underlying dependency action deals with four children: two sisters,
K.M. and S.M., and their older twin brothers. In May 2018, the court found the
girls dependent and determined “{t]he overriding issue in this case is the health
and welfare of the children, and most specifically. . . the extremely poor dental
health of the children.”1 In the July 2018 dispositional order, the court required the
parents to engage in a parenting assessment and any subsequent recommended
services.2 The court also required the children to participate in dental and medical
exams.3 The court returned the girls to the parents’ home, subject to the
1Clerk’s Papers (CP) at 139. 2 CP at 32.
~ CP at 32.
2 No. 79740-9-1/3
Department’s approval of the home. The court also required “all adults in the
home [to pass] a background check.”4
In December 2018, the Department petitioned to remove the girls. The
Department cited various issues, including the parents’ failure to take the girls to
medical and dental appointments.
On December 20, 2018, the court held the first hearing on the Department’s
removal petition. At the hearing, attorneys represented each of the brothers and
informed the court that the brothers wanted the sisters to remain with the parents.
Also at the hearing, the father’s counsel pointed out the girls’ lack of
representation:
This family desperately wants to be together. The children want to be together. I would point out that [K.M.1 and fS.M.1 have no voice here today. They have no CASA at this time. And there’s no one here advocating for them, but everyone else in this family is here asking to be together and asking that this family stay together.[51
The court reserved ruling until the parents completed parenting
assessments. On January 14, 2019, the court held a second hearing on removal.
The court again reserved ruling until the parents completed the parenting
assessments.
On February 26, 2019, the court held a third hearing on the Department’s
removal petition. At the hearing, the father again reminded the court about the
girls’ lack of representation:
~ CP at 31. ~ Report of Proceedings (RP) (Dec. 20, 2018) at 28 (emphasis added).
3 No. 79740-9-1/4
These children have been very clear that they want to be together and the family should be reunited. I would point out that we don’t hear from [K.M.1 or [S.M.1 in these proceedings. There is no process. [KM.] is now 11 and the court should look at some point why she should be represented given the amount of litigation and adversarial nature of this case.~61
At the conclusion of the hearing, the court entered an order removing the
girls and placing them in out-of-home care. The court indicated, “[T]he issue is not
whether or not the parents are in compliance with court orders but whether or not
the children are safe in the parents’ care.”7
The same problems continue to arise. The parents continue to violate court order after court order after court order. And at this point—and to be completely honest—had the parents complied with the last court orders, based on the parenting assessment, I would have simply ordered intensive family preservation services again rather than removal. . .I am going to grant the Department’s motion .
at this time. I gave the parents ample opportunity.[8]
The father sought discretionary review on multiple grounds. A
commissioner of this court granted review solely on the GAL issue.
ANALYSIS
The father contends the court abused its discretion in removing the girls
without appointing a new GAL.
We review “orders issued in dependency cases for an abuse of discretion.”9
ROW 13.34.100(1) provides, “The court shall appoint a guardian ad litem for a
6 RP (Feb. 26, 2019) at 85 (emphasis added). ~ Id. at 92. 8k1.at93-94. ~ In re Dependency of D.C.-M., 162 Wn. App. 149, 158, 253 P.3d 112 (2011).
4 No. 79740-9-1/5
child who is the subject of an action under this chapter, unless a court for good
cause finds the appointment unnecessary.”
If the court fails to appoint a GAL or enter a good cause finding that
appointment was unnecessary, the question becomes whether the child was
prejudiced by the lack of a GAL. If the appellate court lacks confidence that the
trial court’s decision “fully serves the best interests of the children when they had
no advocate,” remand is warranted for a determination whether the child was
prejudiced by the lack of an advocate.10 However, reversal is not required if the
“testimony is so strong that [the appellate court is] confident that a guardian ad
litem would have reached the same conclusion as the therapists and the [trial]
court.”11
Here, there was no implicit or explicit finding of good cause to waive the
GAL requirement; the only question is whether the lack of a GAL was prejudicial.
The Department argues, “[T]he strong evidence of continued harm in this case
could not have been refuted by a [GAL].”12 The Department also contends the
GAL could not have provided any more evidence about the parent-child
relationship because “all evidence of attachment and love between the parents
and children had been fully fleshed out by the parties involved.”13 But these
10 In re Dependency of A.G., 93 Wn. App. 268, 281, 968 P.2d 424 (1998). ~1 In re Dependency of O.J., 88 Wn. App. 690, 696, 947 P.2d 252 (1997). 12 Resp’t’s Br. at 17. 13 Id. at 18.
5 No. 79740-9-1/6
arguments oversimplify the role of a GAL in motions to remove children from the
parents’ home.
Prior to ordering removal, the court received evidence concerning the girls’
dental health, the girls’ school attendance, the living conditions in the parents’
house, and the parents’ refusal to comply with the dispositional order and
subsequent requirements. The Department contends this was enough information
to make a decision on removal without any input from a GAL. But this logic would
circumvent the purpose of RCW 13.34.100. The purpose of the statute is to
ensure the children’s interests are individually represented to the court.
In In re Dependency of O.J., the mother appealed the court’s order
terminating her parental rights to her two sons and argued, in part, the court’s
failure to appoint a GAL was reversible error.14 At no point during the dependency
and termination were the boys represented by a GAL, and no one raised the GAL
issue prior to the termination hearing. During the three-day termination hearing,
the court heard extensive testimony from various individuals involved with the
children, including teachers, therapists, caseworkers, and one of the boy’s foster
mothers.15 At closing argument, the mother’s counsel raised the GAL issue for the
first time. This court noted:
Had [the mother] drawn the court’s attention to its failure to make a finding of good cause not to appoint a guardian ad litem and the
1488 Wn. App. 690, 947 P.2d 252 (1997). ~lc1.at 696.
6 No. 79740-9..I/7
court still failed to act or relied for its finding on something other than good cause, there might well be reversible error.~16~
Ultimately, this court concluded the trial court’s failure to appoint a guardian ad
litem was not reversible error because the “testimony [was] so strong that we are
confident that a guardian ad litem would have reached the same conclusion as the
therapists and the court.”17
In In re Derendency of A.G., the mother appealed the trial court’s decision
terminating her parental rights to her two daughters.18 She argued the
“termination [was] void because a guardian ad litem was not appointed for either of
the children at any time during the proceedings.”19 The court determined:
[Nb attorney brought up the matter of an appointment of a guardian ad litem to any of the judges or commissioners who made the numerous decisions. No court brought up the matter on its own, and no good cause determination was ever made. While we do not have to reverse for these omissions, the combination of circumstances in this case requires a remand.[201
The caseworker was the only witness at the termination hearing. But there
was evidence of a close relationship between the mother and her children. “We
are not certain that the one-sided story presented to the trial court is ultimately fair
to [the mother] and the children because we cannot be confident that the decision
16 Id. 17 Id. 1893 Wn. App. 268, 968 P.2d 424 (1998). 19k~.at271. Id. at 280-81.
7 No. 79740-9-1/8
fully serves the best interests of the children when they have no advocate.”21 As a
result, this court remanded the case “to the trial court for a hearing to determine
whether the children were prejudiced by the failure to appoint a guardian ad
litem.”22
Here, at the three hearings on the Department’s removal petition, the court
heard from the Department, the father’s attorney, the mother’s attorney, and the
attorney for each of the two sons. Although the father’s attorney, mother’s
attorneys, and the boys’ attorneys argued to keep the girls in the home, the court
did not hear from an individual representative for the girls. Notably, the GAL could
have suggested alternatives to removal or specific conditions on removal.
Ultimately, we cannot predict the GAL’s testimony in this case. Unlike Q.J.,
the court was not presented with testimony from any teachers, therapists, or
counselors involved with SM. and K.M. Rather, similar to A.G., we are not certain
that the story presented to the trial court is ultimately fair to the girls, who had no
advocate.23 We are not confident that a GAL would have reached the same
conclusion as the trial court.24
21 ki. at 281. 22 Id.
23 See ki. at 280 (“We are not certain that the one-sided story presented to
the trial court is ultimately fair to [the mother] and the children because we cannot be confident that the decision fully serves the best interests of the children when they had no advocate.”). 24 See O.J., 88 Wn. App. at 696 (“[T]hat testimony is so strong that we are
confident that a guardian ad litem would have reached the same conclusion as the therapists and the court.”).
8 No. 79740-9-119
We also reject the Department’s other arguments. First, any contention that
the February 2019 removal was an emergency proceeding is not compelling. The
Department originally filed the petition for removal in December 2018. The court
reserved ruling in December 2018 and again in January 2019 to allow time for the
parents to complete a parenting assessment. The court removed the girls in
February 2019, after the parents failed to comply with the dispositional order and
subsequently-imposed requirements (random UAs and weekly updates concerning
housing). Although the court expressed general concern for the safety of the girls,
the court did not make an explicit or implicit finding that an emergency existed.
And the lack of emergent circumstances is illustrated by the court’s continuance of
the hearing twice over two months.
Second, we also reject any suggestion by the Department that the
requirement of ROW 13.34.100(1) does not apply to this removal proceeding. The
Department cannot circumvent the language of ROW 13.34.100(1) requiring the
court to appoint a GAL “for a child who is the subject of an action under this
chapter.” This language does not limit the GAL requirement to dependency and
termination trials. And a hearing to remove a child from the parents’ home
warrants careful consideration.25
25 See In re Dependency ofJ.B.S., 123 Wn.2d 1, 11,863 P.2d 1344 (1993) (A dependency court must “carefully evaluate” a placement decision because of the potential harm the child may suffer “if effectively severed from contact with [parents, siblings, and caregivers].”).
9 No. 79740-9-1/10
Third, the Department argues RCW 13.34.138(3)(b) does not condition
placement on the presence of a GAL. RCW 13.34.138(3)(b) provides:
(b) The following may be grounds for removal of the child from the home, subject to review by the court:
(i) Noncompliance by the parents with the department’s case plan or court order;
(ii) The parent’s inability, unwillingness, or failure to participate in available services or treatment for themselves or the child, including substance abuse treatment if a parent’s substance abuse was a contributing factor to the abuse or neglect; or
(iii) The failure of the parents to successfully and substantially complete available services or treatment for themselves or the child, including substance abuse treatment if a parent’s substance abuse was a contributing factor to the abuse or neglect.
The Department’s argument ignores the plain language of RCW 13.34.100
requiring a GAL in dependency proceedings under RCW 13.34, which necessarily
includes a removal under RCW 13.34.138(3)(b). The GAL requirement set forth in
RCW 13.34.100 applies to the removal proceeding in this case. The court and the
Department cannot turn a blind eye towards RCW 13.34.100.
Fourth, the Department seems to argue we should not consider the GAL
issue, under RAP 2.5, because the father failed to move for the appointment of a
new GAL. In AG., this court acknowledged the failure to comply with the GAL
requirement does not necessarily constitute reversible error when no one brings
the issue to the court’s attention.26 But here, at both the December 201 8 hearing
and the February 2019 hearing, the father’s counsel mentioned the girls’ lack of
26 A.G., 93 Wn. App. at 280 (citing O~J., 88 Wn. App. at 694-95).
10 No. 79740-9-Ill 1
representation. The father’s counsel adequately called the GAL issue to the trial
court’s attention.
Finally, at oral argument, the State asserted the GAL requirement was
satisfied because the court had generally designated the court appointed special
advocate (CASA) program to represent the girls earlier in the dependency.
CASAs and GALs perform “substantially the same duties and functions,” and
CASAs are deemed to be GALs for the purposes of chapter RCW 13.34.27
Although the volunteer CASA program was designated, no specific volunteer was
appointed to represent the girls. And no specific volunteer was present at any of
the three hearings on removal. Of course, a general designation of the CASA
program that does not result in any actual representation of the children’s interests
does not satisfy the requirements of RCW 13.34.100. The court must either
appoint a specific GAL or make a finding of good cause.
Additionally, we emphasize the role of the Department with regard to
RCW 13.34.100. In .Q~, the court recognized that “[a]s counsel acknowledged during oral argument, the State should take responsibility to request such a [good
27 RCW 13.34.030(11) (“Guardian ad litem’ means a person, appointed by the court to represent the best interests of a child in a proceeding under this chapter, or in any matter which may be consolidated with a proceeding under this chapter. A ‘court-appointed special advocate’ appointed by the court to be the guardian ad litem for the child, or to perform substantially the same duties and functions as a guardian ad Iitem, shall be deemed to be guardian ad litem for all purposes and uses of this chapter.”).
11 No. 79740-9-1/12
cause] finding and not simply overlook it.”28 We agree the Department should
remind the trial court to appoint a GAL or enter a finding of good cause.
Here, we conclude a remand for appointment of a GAL and a rehearing on
the removal motion with input from the GAL is appropriate. The existing removal
order and placement will remain in effect while the court holds that hearing.29 As
conceded by the father at oral argument, the court may consider evidence of the
current circumstances at the time of the hearing.
Therefore, we remand for appointment of a guardian ad litem and a hearing
to be conducted as soon as practicable to determine whether K.M. and S.M. were
prejudiced by the court’s failure to appoint a new guardian ad litem prior to
ordering removal. If they were prejudiced, then the trial court will have the
authority to alter the placement in light of the current best interests of K.M. and
S.M.
V •~‘~
WE CONCUR:
__JAA.A ___
‘I
28 ~ 88 Wn. App. at 696. 29SeeA.G., 93 Wn.App. at281.