In re the Application for Payment of Legacy in the Estate of Lewis

12 Mills Surr. 267, 86 Misc. 180, 149 N.Y.S. 127
CourtNew York Surrogate's Court
DecidedJune 15, 1914
StatusPublished

This text of 12 Mills Surr. 267 (In re the Application for Payment of Legacy in the Estate of Lewis) is published on Counsel Stack Legal Research, covering New York Surrogate's Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re the Application for Payment of Legacy in the Estate of Lewis, 12 Mills Surr. 267, 86 Misc. 180, 149 N.Y.S. 127 (N.Y. Super. Ct. 1914).

Opinion

Ketcham, S.

The testatrix, when she made her will, had two brothers and a sister. Each of the brothers had a child. The will contained three separate trusts primarily for each brother and sister, in one case of $75,000 and in the two others of $50,000.

The trust for the sister was as follows:

First. I give and bequeath to my Trustees hereinafter named, or their successors, the sum of Fifty thousand ($50,000) dollars, in trust, nevertheless, to invest and keep invested; to collect the income thereon and to pay over the net income arising therefrom to my sister Rosetta E. Hodgman, semi-annually, and upon her death I give and bequeath the principal of said trust fund to my niece Marion Quinn (daughter of my brothér John A. Lewis) and my nephew Herbert Lewis (son of my brother Thomas Lewis) share and share alike.

Second. Should either or both of my brothers remarry and have lawful issue, then I do order and direct that such issue shall participate equally with said Marion Quinn and Herbert Lewis in the principal of said trust fund.”

The trusts for the brothers were expressed in the same form of words as is used in the two paragraphs last quoted, except that the gift over upon the death of the first beneficiary in each instance was to his child and his after-born children, if any.

There was a trust of $25,000 primarily for the married daughter of one of the brothers, in which words identical with those quoted, supra, were used, with a provision for payment of income to the first beneficiary and a gift over to her children.

[269]*269After other small gifts of piety and affection, the residue was the subject of the following:

“ Fourteenth. All the rest, residue and remainder of my estate, I give and bequeath to my Trustees or their successors, in trust, nevertheless, to invest and keep invested; to collect the income thereon and to pay one-third thereof to my sister Rosetta E. Hodgman and one-third each to my brothers Thomas Lewis and John A. Lewis.

Upon the death of either or all of my brothers and sister, I give and bequeath the principal of said trust fund to my nephew Herbert Lewis and my niece J. Marion Quinn, share and share alike.

“ The children of any subsequent marriage of my brother Thomas Lewis and my brother John A. Lewis to share equally with my said nephew and niece in said trust fund.”

The testatrix then declared:

65 My purpose in creating the trusts herein is to prevent waste of my dear father’s money, and in the instance of my brothers to prevent so far as possible their wives from participating in the enjoyment of my estate inasmuch as neither of them have properly cared for their homes or families, and in the instance of my brother J ohn A. Lewis’ wife, she has been a deserter from her husband’s home, husband and children for more than twenty years.”

The brother J ohn A. Lewis has died, leaving Herbert Lewis, his only child, and there is no child of Thomas Lewis, except J. Marion Quinn.

It is claimed by Herbert Lewis that he is entitled to one-half of the residue, upon the ground that it became payable to the remaindermen indicated in the fourteenth paragraph upon the death of any one of the persons named in the first instance as beneficiaries.

It is remarkable that in none of the four trusts primarily for an individual beneficiary was the gift of income declared [270]*270to be a gift for the life of such beneficiary. The only measure of the period during which the income was to be enjoyed was found in the gift over of the principal upon the death of the first named beneficiary.

This was sufficiently precise when a single beneficiary was named in the first instance; but the same phrasing, when carried into the residuary trust, which names three persons as the recipients of the income and provides for a gift over upon the death of “ either or all ” of the three, makes a serious controversy.

Grammatically, the only “ principal of the trust fund ' limited over upon the death of “ either or all ” is the residue which was devised to the trustees in one integral body, and the only event ordained by the testatrix upon which this trust fund is to be paid to the remaindermen indicated is the death of any one of the principal beneficiaries. Though the mind may be inclined to conjecture from experience or instinct that the testatrix may not have subjectively intended the result to which ■her words tend, there can be no guess-work as to her purpose if the language to. which she has committed her purpose is clear.

The rules under which wills are interpreted are sufficiently indulgent to human infirmity without any new excursion into the regions of unmarked sensibility.

If in this will the gift over had been merely “ upon the death (of either,” without the addition of the words “ or all,” who ' could doubt that the principal fund was to be paid over to the remaindermen upon the death which has occurred? What has taken away the essence of the word “ either ” when it is found in association with the more expansive word? What will permit it to be discarded if it preserves the meaning which it would have borne if it stood alone? It must be read or it must be obliterated.

It is true that of the two events upon which the remainder is alternatively dependent, one, if it shall come to pass, will include [271]*271the others; but that is no reason why a provision which suspends a remainder upon an event which is sure to happen first should be expunged in construction and the event»which can never come into effectual operation be taken as the only condition. Rather might it be said that the direction for a payment to be made in the event which can never happen until after the whole trust is determined by an earlier event is as harmless as it is ineffectual.

It is argued that the devise to the trustees should be regarded as separable into three trusts, each assignable to one of the principal beneficiaries and each limited over upon the death of the beneficiary to whom it may be assignable. This device is a favorite of the law, but is only available to save the disposition from the menace .of the statute against perpetuities. The construction, if adopted in this case, would be of no use unless it were supplemented by a conclusion, unquestionably forced, that1 the “ principal of said trust fund ” and the coefficient expression “ said trust fund ” did not mean the entire residue. It would, further, require a finding that in the phrase either or all” one or the other of the two conjoined words is without value.

Where the “ residue,” “ principal of the trust fund ” and the “trust fund” are phrases of interchangeable meaning, the entity which they represent might well be resolved into independent funds to save the trust from destruction; but in this case this interpretation is checked, if not forbidden, by the testamentary conception of the trust fund as indivisible and there is no need to invoke this last resort of constructive zeal

The integrity of the trust may be preserved by a reading against which no part of the instrument is arrayed, viz., that the intention was to devote the income of the residue to the three persons named and to pay over the principal upon a single death among these three persons.

Where the desideratum

Free access — add to your briefcase to read the full text and ask questions with AI

Cite This Page — Counsel Stack

Bluebook (online)
12 Mills Surr. 267, 86 Misc. 180, 149 N.Y.S. 127, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-the-application-for-payment-of-legacy-in-the-estate-of-lewis-nysurct-1914.