IN THE SUPREME COURT OF TEXAS ══════════ No. 20-0663 ══════════
IN RE TEXAS HOUSE REPUBLICAN CAUCUS PAC, ET AL., RELATORS
══════════════════════════════════════════ ON PETITION FOR WRIT OF MANDAMUS ══════════════════════════════════════════
PER CURIAM
CHIEF JUSTICE HECHT and JUSTICE BOYD did not participate in the decision.
Several Republican Party candidates and organizations seek to prevent 44 Libertarian Party
candidates from appearing on the 2020 general-election ballot due to the Libertarians’ failure to
pay the filing fee required by section 141.041 of the Texas Election Code. The Republicans
concede that the statutory deadline to have the Libertarians removed from the ballot using a
declaration of ineligibility passed on August 21. See TEX. ELEC. CODE § 145.035. They claim a
later deadline applies to their petition, which they describe as a challenge to the Libertarians’ ballot
applications governed by the deadline in section 141.034.
For the reasons explained below, the Election Code does not authorize the requested relief.
Because the Libertarian Party nominates candidates by convention rather than primary election,
its candidates’ applications are governed by chapter 181 of the Election Code, not by chapter 141’s
procedures for challenging ballot applications. See id. §§ 181.031–.034. The relators invoke
deadlines governing challenges to “an application for a place on the ballot” under chapter 141, but Libertarian Party candidates do not file such applications. Instead, they file “an application for
nomination by convention” under chapter 181, which is a statutorily separate type of application
governed by a separate set of statutes. Id. The Election Code does not subject the Libertarian
candidates’ applications for nomination by convention to the procedures and deadlines for
ballot-application challenges on which the relators rely.
Although the result in this instance may be that candidates who failed to pay the required
filing fee will nevertheless appear on the ballot, this Court cannot deviate from the text of the law
by subjecting the Libertarian candidates’ applications to challenges not authorized by the Election
Code. The Legislature established detailed rules for ballot access and for challenges to candidates,
and courts must carefully apply these rules based on the statutory text chosen by the Legislature.
The available mechanism for seeking the Libertarians’ removal from the ballot for failure to pay
the filing fee was a declaration of ineligibility. However, the deadline by which such a declaration
can achieve the removal of candidates from the ballot has passed. The Election Code does not
permit the relators to bypass that deadline by belatedly challenging the Libertarians’ applications.
The petition for writ of mandamus is denied.
I. Background
Section 141.041 of the Election Code, enacted in 2019, provides:
(a) In addition to any other requirements, to be eligible to be placed on the ballot for the general election for state and county officers, a candidate who is nominated by convention under Chapter 181 or 182 must:
(1) pay a filing fee to the secretary of state for a statewide or district office or the county judge for a county or precinct office; or
(2) submit to the secretary of state for a statewide or district office or the county judge for a county or precinct office a petition in lieu of a filing fee that satisfies the requirements prescribed by Subsection (e) and Section 141.062. 2 Id. § 141.041. It appears to be undisputed that numerous Green Party and Libertarian Party
candidates did not pay the filing fee.
In an earlier mandamus action filed on August 17, Democratic Party candidates asked the
Third Court of Appeals to direct the Green Party to declare three of its candidates ineligible under
chapter 145 because they did not pay the filing fee. The court of appeals granted the requested
relief. In re Davis, No. 03-20-00414-CV, 2020 WL 4931748, at *4 (Tex. App.—Austin Aug. 19,
2020, orig. proceeding). Chief Justice Rose dissented. The Green Party did not seek review of
the Third Court’s decision in this Court. Instead, it declared its challenged candidates ineligible
and asked the Secretary of State to remove them from the ballot. 1
On August 21, 2020, the last day to obtain a declaration of ineligibility that would remove
a candidate from the ballot, Republican entities filed two mandamus petitions in the Third Court
of Appeals seeking to have Libertarian candidates declared ineligible under chapter 145. In re
Nat’l Republican Congressional Comm., Nos. 03-20-00421-CV & 03-20-00422-CV, 2020 WL
5100110, at *1 (Tex. App.—Austin Aug. 25, 2020, orig. proceeding). The court of appeals
concluded that the petitions were filed too late to afford sufficient time for the court to hear from
the Libertarian respondents and make an eligibility ruling that same day. Id. at *2. Because
removal of the Libertarians from the ballot was no longer possible, the court dismissed the petitions
1 This is not to suggest that the court of appeals’ decision to remove the Green Party candidates from the ballot is necessarily beyond review. On September 4, the Attorney General submitted an amicus letter supporting neither party. The Court considered that submission prior to issuing this decision. In its amicus letter, the Attorney General, on behalf of the Secretary of State, represents that “there is still time . . . for the Secretary of State to amend her certification” of the general election ballot. Letter at 8. Thus, there remains the possibility that a party could seek expedited relief in this Court from the court of appeals’ decision to remove Green Party candidates from the ballot.
3 as moot. 2 Id. Chief Justice Rose dissented. He would not have granted relief, but he concluded
the case was not moot because a declaration of ineligibility still has meaningful consequences even
if it would not result in a candidate’s removal from the ballot. Id. at *3 (Rose, C.J., dissenting).
The relators did not seek review in this Court of any of the Third Court’s actions. On
August 26, numerous Republican candidates and organizations filed this original mandamus
petition, 3 still seeking removal of the challenged candidates from the ballot but using a different
procedural mechanism. Instead of asking for a declaration of ineligibility pursuant to chapter 145,
they now challenge the Libertarians’ ballot applications pursuant to section 141.034. The relators
ask the Court to order the Chair of the Libertarian Party to (1) reject the applications of candidates
who failed to pay the filing fee, (2) inform the Secretary of State that the Libertarian Party has
rejected the applications, and (3) take all steps within her authority to ensure the challenged
candidates do not appear on the ballot. The relators also ask, in the alternative, for a declaration
of the Libertarians’ ineligibility under chapter 145, although they do not argue that such a
declaration would achieve removal of the Libertarians from the ballot at this time.
II. Discussion
The relators correctly acknowledge that a declaration of ineligibility would no longer
remove the Libertarian candidates from the ballot. “A candidate’s name shall be omitted from the
2 Under the same reasoning, the court of appeals dismissed as moot a third petition for writ of mandamus that sought similar relief and was filed three days after the deadline. In re Tex. House Republican Caucus PAC, No. 03-20-00424-CV, 2020 WL 5102565, at *1 (Tex. App.—Austin Aug. 25, 2020, orig. proceeding) (mem. op.). 3 The Legislature has authorized this Court to “issue a writ of mandamus to compel the performance of any duty imposed by law in connection with the holding of an election . . . regardless of whether the person responsible for performing the duty is a public officer.” TEX. ELEC. CODE § 273.061. See TEX. CONST. art. V, § 3(a) (“The Legislature may confer original jurisdiction on the Supreme Court to issue writs of quo warranto and mandamus in such cases as may be specified, except as against the Governor of the State.”).
4 ballot if the candidate . . . is declared ineligible on or before the 74th day before election day.”
TEX. ELEC. CODE § 145.035. On the other hand, “[i]f a candidate . . . is declared ineligible after
the 74th day before election day, the candidate’s name shall be placed on the ballot.” Id. § 145.039.
This year, the “74th day before election day” was August 21. If a candidate is declared ineligible
after that date, the Election Code nonetheless mandates that the candidate’s name “shall be placed
on the ballot.” Id.
Recognizing this timing problem, the relators attempt to use a novel, alternative procedural
path. 4 They seek the Libertarian candidates’ removal from the ballot using the ballot-application
challenge contemplated by section 141.034 of the Election Code: “An application for a place on
the ballot may not be challenged for compliance with the applicable requirements as to form,
content, and procedure after the day before any ballot to be voted by mail is mailed . . . for the
election for which the application is made.” Id. § 141.034(a). According to the relators, their
petition is timely because, for this year’s general election, “the day before any ballot to be voted
by mail is mailed” will be September 18. They contend that failure to pay a filing fee can be a
matter of “form, content, and procedure” amenable to a ballot-application challenge. See id.
§§ 141.032(a), 141.034(a). They allege the Libertarian Party Chair failed to “review” and “reject”
the deficient applications as required by section 141.032, and they ask this Court to order her to
do so. Id. § 141.032(a), (e).
4 The cases relators cite applying section 141.034 each involved ballot-application challenges to major-party candidates’ ability to appear on the primary ballot. In re Meyer, No. 05-16-00063-CV, 2016 WL 375033 (Tex. App.— Dallas Feb. 1, 2016, orig. proceeding); In re Balderas, No. 04-14-00026-CV, 2014 WL 173408 (Tex. App.—San Antonio Jan. 16, 2014, orig. proceeding); Escobar v. Sutherland, 917 S.W.2d 399 (Tex. App.—El Paso 1996, orig. proceeding). The relators cite no case in which section 141.034 has been used as they propose, to remove candidates from the general-election ballot after section 145.035’s deadline to remove ineligible candidates.
5 The relators are correct that seeking a declaration of ineligibility under chapter 145 and
lodging a ballot-application challenge under chapter 141 are distinct procedural avenues. See
Escobar v. Sutherland, 917 S.W.2d 399, 408–09 (Tex. App.—El Paso 1996, orig. proceeding).
Thus, their ballot-application challenge is not subject to the statutory deadlines or rules governing
a request for a declaration of ineligibility. Of course, their ballot-application challenge is subject
to the statutory rules governing ballot-application challenges. As explained below, those rules do
not authorize ballot-application challenges like this one.
The statutes under which the relators challenge the Libertarians’ applications govern “an
application for a place on the ballot.” Subchapter B of chapter 141 repeats this phrasing several
times. Section 141.031 contains requirements for “[a] candidate’s application for a place on the
ballot that is required by this code.” TEX. ELEC. CODE § 141.031(a). Section 141.032 requires the
authority with whom “an application for a place on the ballot” is filed to review it and to reject it
if it is non-compliant. Id. § 141.032(a), (e). And section 141.034 sets a deadline for challenges to
an “application for a place on the ballot.” Id. § 141.034(a). The Legislature used this terminology
consistently, with no indication that the statutory scheme found in subchapter B of chapter 141
applies to anything other than “an application for a place on the ballot.”
Thus, the Code is clear that in order for there to be a ballot-application challenge under
section 141.034, there must first be “[a]n application for a place on the ballot.” Id. Libertarian
candidates, however, do not file an “application for a place on the ballot.” Instead, they file an
“application for nomination by convention” under a separate set of statutes found in subchapter B
of chapter 181. Id. §§ 181.031–.034. Section 141.034 does not authorize challenges to “an
application for nomination by convention.” Instead, it deals with challenges to “an application for
6 a place on the ballot.” Id. § 141.034. Likewise, section 141.032, which imposes a duty on the
party chair to review applications and reject them if deficient, is triggered “[o]n the filing of an
application for a place on the ballot.” Id. § 141.032(a). In other words, the legal duty the relators
seek to enforce—a party chair’s duty to reject deficient applications—only arises “on the filing of
an application for a place on the ballot.” Id. For the Libertarian Party, however, no such
applications exist. Because the Libertarian Party nominates candidates by convention, not by a
primary election, Libertarian candidates file “[a]n application for nomination by convention.”
Id. § 181.032(a). These applications are governed by chapter 181 and are filed on a form
promulgated by the Secretary of State that is distinct from the form used for applications for a
place on the ballot. 5 Sections 141.032 and 141.034, which apply only to “an application for a
place on the ballot,” are therefore inapplicable to these Libertarian candidates.
The relators and the Attorney General point out that applications for nomination by
convention “must comply with the requirements prescribed by Section 141.031 for an application
for a place on the ballot.” Id. § 181.031(b). They argue that because the Libertarians’ applications
for nomination were required to comply with section 141.031, they must also be subject to the
other provisions governing applications for a place on the ballot. These include sections 141.032
and 141.034, which require the Party Chair to reject deficient applications and allow challengers
to complain if she does not.
5 Compare https://www.sos.state.tx.us/elections/forms/pol-sub/2-2f.pdf (“Application for a Place on the [Democratic or Republican] Party General Primary Ballot”) and https://www.sos.state.tx.us/elections/forms/pol- sub/2-6f.pdf (“Independent Candidate’s Application for a Place on the General Election Ballot”) with https://www.sos.state.tx.us/elections/forms/pol-sub/2-8f.pdf (“Application for Nomination by Convention of _______ Party”).
7 The text of the Code cannot support this construction. Section 181.031(b) does incorporate
section 141.031’s requirements for ballot applications into the requirements for applications for
nomination by convention. It does not, however, incorporate any of chapter 141’s other
provisions, such as those governing challenges to applications for a place on the ballot. The
Legislature could have, but did not, make applications for nomination by convention subject to
other provisions governing applications for a place on the ballot. By explicitly incorporating only
section 141.031 into the rules governing applications for nomination by convention, the
Legislature did not silently incorporate sections 141.032 and 141.034 as well. Instead, it directed
that only section 141.031, not the sections on which the relators rely, applies to applications for
nomination by convention.
Moreover, the Election Code carefully distinguishes between the two types of application.
In its entirety, section 181.031(b) provides: “An application must comply with the requirements
prescribed by Section 141.031 for an application for a place on the ballot, with changes
appropriate to indicate that the application is for nomination by a convention instead of for a place
on the ballot.” Id. (emphasis added). This language reinforces the distinction between the two
types of application and emphasizes that the Libertarians’ applications were not “for a place on the
ballot.” The Legislature consistently distinguished between the two different labels, and the courts
are bound to respect that choice. To conflate the two different types of application for all
purposes—when the Legislature has only treated them similarly for one purpose—would be to
judicially re-write the statute. This we will not do.
Nor are the different labels merely semantic. As compared to an application for a place on
the ballot, an application for nomination by convention plays a different role in a different process
8 for a differently situated political party. In a political party that holds primary elections, “[t]o be
entitled to a place on the general primary election ballot, a candidate must make an application for
a place on the ballot.” Id. § 172.021(a) (emphasis added). If approved, the application allows the
candidate access to the primary ballot. Id. Access to the general-election ballot is determined by
the outcome of the primary and the certification of its results. Id. § 172.122(a). In political parties
that choose candidates by conventions instead of primaries, such as the Libertarians, prospective
candidates file applications for nomination by convention. Id. § 181.031(a). Both in name and in
substance, these are not applications for a place on any ballot in the primary or general election.
Instead, they are merely a prerequisite to standing for nomination at a convention, as the Code
makes clear: “To be entitled to be considered for nomination by a convention held under this
chapter, a person must make an application for nomination.” Id. (emphasis added). As in the
major parties, a right of access to the general-election ballot flows from certification of the results
of the nominating process, not from the candidate’s application. See id. § 181.068.
The relators’ arguments assume the Libertarian candidates’ applications were for a place
on the general-election ballot. But that is no more true of the Libertarians’ applications for
nomination by convention than it would be for a Republican candidate’s application for a place on
the primary ballot. In both contexts, the candidate applies to have the opportunity to be chosen as
the party’s nominee. The candidate does not apply for a place on the general-election ballot.
Again, in the words of the Election Code, the Libertarians filed their applications “[t]o be entitled
to be considered for nomination by a convention,” id. § 181.031(a), not for a place on any ballot.
And because the Libertarians’ applications seek nomination by convention rather than a place on
9 the ballot in any particular election, section 141.034 cannot be applied to them on its own terms.
It provides in pertinent part:
(a) An application for a place on the ballot may not be challenged for compliance with the applicable requirements as to form, content, and procedure after the day before any ballot to be voted early by mail is mailed to an address in the authority’s jurisdiction for the election for which the application is made.
Id. § 141.034(a) (emphasis added). Section 141.034’s deadline cannot be calculated unless there
is an “election for which the application is made.” Id. The Libertarians’ applications for
nomination by convention are not applications for a place on the ballot in any election, so section
141.034 is inapposite.
The relators object that if section 141.034 is unavailable to challenge a Libertarian
candidate’s application, these candidates can more easily evade the application requirements than
can candidates whose applications are subject to a section 141.034 challenge. That may or may
not be the case. 6 But the reality is that the Election Code often treats different political parties’
nomination processes differently. Parties holding primary elections are subject to one set of rules,
and other parties are subject to other sets of rules. These differences may seem to benefit or burden
one class of parties or another, depending on the circumstances. That is not a reason to depart
from the text of the Code by subjecting candidates nominated by convention to challenges the
Legislature did not authorize. 7
6 We express no opinion on whether or to what extent applications for nomination by convention may be challenged at or before the convention for which the applications are made. 7 The relators’ construction of the Code would result in its own disparate treatment. As the relators see it, the applications of Libertarian candidates, submitted in December 2019, would be subject to attack up until the eve of the general election. The applications of major party candidates, however, became immune to challenge as of a date in mid-January 2020, the “50th day before the date of the [primary] election.” TEX. ELEC. CODE § 172.0223(b).
10 This does not mean the filing fee requirement of section 141.041 is unenforceable. Had
the relators obtained a declaration of the Libertarian candidates’ ineligibility by August 21, the
challenged candidates could potentially have been removed from the ballot. Id. § 145.035. The
statute imposing the filing fee provides: “[T]o be eligible to be placed on the ballot for the general
election for state and county officers, a candidate who is nominated by convention under Chapter
181 or 182 must” pay the filing fee or submit petitions in lieu of the fee. Id. § 141.041 (emphasis
added). For a candidate required to pay the fee, doing so is a prerequisite to being “eligible to be
placed on the ballot.” Id. (emphasis added). When the Legislature specifies the consequence of
violating a statute, its decision controls. State Dep’t of Highways & Pub. Transp. v. Dopyera, 834
S.W.2d 50, 54 (Tex. 1992). Here, the consequence of failing to pay the fee is that the candidate is
not “eligible.” We are not persuaded by arguments that a declaration of ineligibility is somehow
not a proper mechanism to decide whether a candidate is “eligible.” The filing-fee issue could
have been raised in a timely action to declare the Libertarian candidates ineligible. 8 Section
141.034, however, does not provide an alternative pathway by which to remove these candidates
from the ballot.
8 The relators and the Attorney General contend that failure to pay the section 141.041 filing fee is a matter of the “form, content, and procedure” of the candidate’s application, not a matter of his eligibility, and therefore subject only to a section 141.034 challenge. Id. § 141.034(a). Because the relators’ petition must be denied for other reasons, we express no opinion on whether failure to pay a filing fee is a matter of the “form, content, and procedure” of the candidate’s application. We note, however, that even if failure to pay the fee were a matter of “form, content, and procedure,” that would not change the fact that it is also, by clear legislative direction, a matter of whether a candidate is “eligible.” By dictating that a candidate must pay the fee (or file petitions) “to be eligible to be placed on the ballot,” the Legislature made abundantly clear that failure to pay the fee—whatever else it may mean—renders a candidate not “eligible” and therefore potentially subject to a declaration of ineligibility under chapter 145. Id. § 141.041(a) (emphasis added). But see In re Francis, 186 S.W.3d 534, 535 (Tex. 2006) (declining to remove candidate from ballot despite procedural misstep).
11 Finally, the relators ask, in the alternative, for a declaration of ineligibility under chapter
145, although they do not argue this relief would remove the challenged candidates from the ballot
at this time. We agree with the dissenting justice in the related court of appeals litigation, who
concluded that a suit to have a candidate declared ineligible is not mooted merely because such a
declaration will not result in removal from the general-election ballot. In re Nat’l Republican
Congressional Comm., 2020 WL 5100110, at *3 (Rose, C.J., dissenting). The Election Code
explicitly contemplates declarations of ineligibility after the deadline for removing candidates
from the ballot. TEX. ELEC. CODE § 145.003(b), (d), (g). One concrete, legal effect of such a
declaration is to prevent the ineligible candidate from taking office should he win the election. Id.
§ 145.005(b). Although the relators’ request for a declaration of ineligibility is not moot, we
decline to decide it here so as not to delay a decision on the principal question presented. Should
the relators wish to continue seeking a declaration of ineligibility, they may do so in an appropriate
venue.
OPINION DELIVERED: September 5, 2020