In re Teah

200 A.D.2d 91, 613 N.Y.S.2d 600
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 16, 1994
StatusPublished
Cited by1 cases

This text of 200 A.D.2d 91 (In re Teah) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Teah, 200 A.D.2d 91, 613 N.Y.S.2d 600 (N.Y. Ct. App. 1994).

Opinion

[92]*92OPINION OF THE COURT

Per Curiam.

Respondent, Theodore E. Teah, who is representing himself in this proceeding, was admitted to the practice of law in the State of New York by the First Judicial Department on January 31, 1977. At all times relevant herein respondent has maintained an office for the practice of law within the First Department.

By motion dated February 25, 1994, the Departmental Disciplinary Committee (Committee) seeks an order, pursuant to section 603.4 (e) (1) (i) and (iii) of the rules of this Court (22 NYCRR), suspending respondent from the practice of law forthwith based upon his willful failure to cooperate with the Committee in its investigation of allegations of professional misconduct, and uncontested evidence of serious professional misconduct.

On May 20, 1993 the Committee received a complaint from Mark Vuljevic that respondent had failed to account for approximately $87,000 in escrow funds held by respondent in connection with a real estate loan. By letter dated June 11, 1993, the Committee forwarded Vuljevic’s complaint to respondent and requested an answer within 20 days. Respondent neither responded to the complaint, sought an adjournment, or otherwise contacted the Committee.

On July 14, 1993, the Committee sent a second letter to respondent, this time by regular and certified mail, return receipt requested. Respondent was advised that his failure to cooperate with the Committee in its investigation could result in his suspension from the practice of law. A copy of the receipt bearing a July 15, 1993 date stamp from the post office is attached to the Committee’s motion as Exhibit D.

In July and August of 1993, respondent promised, in several telephone conversations which staff counsel initiated, that he would provide an answer to the complaint, but none was forthcoming. As a result, on August 27, 1993, the Committee served respondent with a subpoena duces tecum commanding his appearance before the Committee on September 2, 1993 and for the production at that time of all documents in his possession regarding Mr. Vuljevic.

On September 2, 1993, respondent appeared before the Committee, submitted a written answer dated August 30, 1993 and gave his sworn testimony in a deposition. Although respondent claimed in his answer and at the deposition that the [93]*93approximately $87,000 in monies from the escrow account had been properly disbursed, he was unable to provide an accounting or produce any bank records or other documents in support of his contention. In fact, respondent produced none of the documents requested in the subpoena, claiming that he was unable to locate any files relating to Mr. Vuljevic.

In response to staff counsel’s request at the deposition, respondent promised to call on September 9, 1993 to identify the bank records he did have in his possession. He also promised to immediately request copies of missing records from his bank. Respondent, however, failed to contact the Committee or provide any further information concerning the bank records by September 9, 1993.

On September 22, 1993, staff counsel sent a letter reiterating her request for the bank records in his possession and requesting evidence supporting his assertions that he had, in fact, requested that the bank provide him with copies of his bank statements. Respondent was asked to contact staff counsel by September 27, 1993. Staff counsel also enclosed with the letter a subpoena duces tecum requesting the production of respondent’s bank statements on October 6, 1993.

After respondent again failed to contact staff counsel on September 27, 1993, respondent was forwarded a letter on October 7, 1993 requesting that he call immediately regarding the September 22, 1993 letter. After receiving staff counsel’s letter, respondent telephoned on October 7, 1993 and promised to deliver the bank statements in his possession by the next day. Respondent, however, did not deliver the bank statements as promised.

On October 12, 1993, staff counsel again called respondent. During this telephone conversation, respondent claimed for the first time that he had discovered that he did not possess any statements from his escrow account and that he learned on October 8, 1993 that the bank had been sending his statements to his former business address for over two years. By letter to respondent dated October 12, 1993, staff counsel confirmed the statements made by him in their telephone conversation and requested again that he immediately provide, inter alia, the bank statements in his possession and a copy of any written request he may have forwarded to his bank for the records he now claims he never received.

On October 14, 1993 respondent sent the Committee a copy of a letter dated October 14, 1993 to his bank requesting bank [94]*94statements for his personal and escrow accounts. In a separate letter of that date, respondent enclosed a small number of bank statements for his personal account and promised to send copies of all the bank statements he received. No additional bank statements were provided by respondent and on November 30, 1993, staff counsel sent respondent a letter via telecopier requesting, inter alia, that he contact her immediately to discuss the bank records.

On December 6, 1993, respondent answered by letter sent via telecopier indicating that he had received copies of his personal bank statements from his bank but had not received copies of bank statements for his escrow accounts. Respondent stated that he had been holding the personal bank statements with the intention of sending the Committee all the bank records at the same time.

On December 29, 1993, staff counsel telephoned respondent and requested that he send her the bank statements for his personal account to which he referred in his December 6, 1993 letter. Respondent replied that he would send those statements. The Committee states that to date, respondent has not provided any additional bank statements. Further, staff counsel states that as a result of respondent’s failure to account and to keep proper bookkeeping records, Mr. Vuljevic, who is currently the subject of a foreclosure action involving the real estate loan at issue herein, has been prejudiced. In addition, staff counsel maintains that on October 4, 1993, the Committee sent respondent an original and a copy of the transcript of his September 2, 1993 deposition for his review, correction and signature. To date, despite staff counsel’s repeated requests that he return the original transcript and respondent’s assurances that he would, respondent has failed to do so.

In a supplemental affirmation dated April 27, 1994, staff counsel advises that on March 23, 1994, the Committee served respondent with a subpoena duces tecum returnable April 1, 1994, calling for the production of bank records as well as respondent’s appearance. As of April 27, 1994, respondent neither appeared nor responded to the subpoena in any manner.

On September 19, 1993, the Committee received a complaint from Walter E. Carney alleging that respondent had neglected his divorce matter, for which Mr. Carney paid respondent $750, and had refused to provide any response to Mr. Carney’s inquiries regarding the status of his case. By letter dated October 18, 1993, the Committee forwarded Mr. Carney’s [95]*95complaint to respondent and requested an answer within 20 days.

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Related

In re Teah
211 A.D.2d 376 (Appellate Division of the Supreme Court of New York, 1995)

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Bluebook (online)
200 A.D.2d 91, 613 N.Y.S.2d 600, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-teah-nyappdiv-1994.