In re Sweet

501 P.3d 890
CourtSupreme Court of Kansas
DecidedJanuary 14, 2022
Docket124109
StatusPublished

This text of 501 P.3d 890 (In re Sweet) is published on Counsel Stack Legal Research, covering Supreme Court of Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Sweet, 501 P.3d 890 (kan 2022).

Opinion

IN THE SUPREME COURT OF THE STATE OF KANSAS

No. 124,109

In the Matter of JAMES D. SWEET, Respondent.

ORIGINAL PROCEEDING IN DISCIPLINE

Original proceeding in discipline. Opinion filed January 14, 2022. Disbarment.

Kathleen Selzler Lippert, Deputy Disciplinary Administrator, argued the cause, and Stanton A. Hazlett, Disciplinary Administrator, was with her on the formal complaint for the petitioner.

No appearance by respondent.

PER CURIAM: This is an uncontested attorney discipline proceeding against James D. Sweet, of Salina. Respondent was admitted to the practice of law in Kansas in 1994.

On October 15, 2020, the Office of the Disciplinary Administrator filed a formal complaint against respondent alleging violations of the Kansas Rules of Professional Conduct (KRPC). A copy of the Complaint and Notice of Hearing for December 15, 2020 was sent to respondent. By email, respondent was notified of a preliminary hearing set for November 10, 2020.

Respondent failed to appear for the preliminary hearing, at which time the hearing panel held that the formal hearing would be held by Zoom videoconference.

On December 15, 2020, a hearing was held on the formal complaint before a panel of the Kansas Board for Discipline of Attorneys. Respondent failed to appear. Based upon an examination of the record and applicable rules, the hearing panel determined that

1 proper service was obtained on respondent and the final hearing proceeded in his absence. The hearing panel determined he violated KRPC 1.1 (competence) (2021 Kan. S. Ct. R. 321), KRPC 1.2 (scope of representation) (2021 Kan. S. Ct. R. 323), KRPC 1.3 (diligence) (2021 Kan. S. Ct. R. 325), KRPC 1.4 (communication) (2021 Kan. S. Ct. R. 326), KRPC 1.16 (terminating representation) (2021 Kan. S. Ct. R. 372), KRPC 3.2 (expediting litigation) (2021 Kan. S. Ct. R. 384), KRPC 8.1 (cooperation) (2021 Kan. S. Ct. R. 424), KRPC 8.4 (professional misconduct) (2021 Kan. S. Ct. R. 427), and former Rule 207 (cooperation) (2020 Kan. S. Ct. R. 246).

After the hearing, the panel made findings of fact, conclusions of law, and a recommendation for discipline. Respondent took no exceptions to the panel's report. The office of the Disciplinary Administrator endorses the report and originally recommended disbarment. After oral argument before this court, the Deputy Disciplinary Administrator recommended either disbarment or indefinite suspension.

More specifically, the panel made the following findings, conclusions, and recommendations:

"Findings of Fact ....

"7. The hearing panel finds the following facts, by clear and convincing evidence:

"Representation of E.G.

"8. E.G. and his business were sued in Saline County District Court. The plaintiff properly served E.G. Unfortunately, E.G.'s liability insurance carrier refused to provide representation and denied coverage for E.G. Thereafter, E.G. failed to answer. On May 18, 2017, the plaintiff filed a motion for default judgment and served E.G. with the motion.

2 "9. On May 22, 2017, E.G. hired the respondent to defend him in the pending case. E.G. paid the respondent $2,000 for the representation. The respondent did not immediately enter his appearance.

"10. The court scheduled a hearing on the motion for default judgment for June 26, 2017. The plaintiff served E.G. with notice of a hearing on the motion. On June 26, 2017, E.G. appeared at the hearing, but the respondent did not. E.G. informed the court that he hired the respondent to defend him. The district court continued the hearing on the motion for default judgment. That same day, the respondent entered his appearance on behalf of E.G.

"11. The district court rescheduled the hearing on the motion for default judgment to July 17, 2017. The plaintiff provided the respondent with notice of the hearing. The respondent did not inform E.G. of the hearing date and the respondent did not appear at the hearing. The district court again, continued the hearing on the motion for default judgment.

"12. The district court rescheduled the hearing on the motion for default judgment to August 14, 2017. Again, the plaintiff sent the respondent notice of the hearing. The respondent, again, did not inform E.G. of the hearing date and the respondent did not appear at the hearing. The district court rescheduled the hearing on the motion for default judgment.

"13. The district court rescheduled the hearing on the motion for default judgment to September 11, 2017. Once again, the plaintiff provided notice to the respondent. And, once again, the respondent did not inform E.G. of the hearing date and the respondent did not appear at the hearing.

"14. On September 11, 2017, the respondent filed a motion for leave to file an answer out-of-time. The respondent's motion for leave to file an answer out of time did not include a reason for the motion. That same day, the court denied the motion for leave to file an answer out of time and granted the plaintiff's motion for default judgment.

3 "15. The respondent knew that the district court granted the plaintiff's motion for default judgment, as evidenced by the respondent's email message sent to plaintiff's counsel on September 18, 2017.

"16. The respondent failed to return many phone calls from E.G.

"17. On October 4, 2017, the district court entered judgment against E.G. and his business in the amount of $75,000. The respondent did not inform E.G. that the court entered judgment against him.

"18. On October 16, 2017, plaintiff's counsel sent the respondent a letter offering to settle the case for $10,000. The respondent did not communicate the settlement offer to E.G.

"19. E.G. was unaware of the $75,000 judgment until he received a letter from a collection agency seeking to enforce the judgment. E.G. reached the respondent by phone and the respondent falsely advised E.G. that default judgement had not been granted against him. The respondent assured E.G. that he would take care of the matter. The respondent took no remedial action.

"20. Because the district court entered a $75,000 judgment against him, E.G. closed his business and filed for the protections under the bankruptcy code.

"21. E.G. requested that the respondent provide him with a billing statement or an accounting of the $2,000 advance fee. The respondent failed to provide E.G. with a billing statement or accounting. The respondent did not refund E.G.'s retainer or make restitution to E.G. for unearned fees.

"Disciplinary Investigation

"22. On April 10, 2019, E.G. filed a complaint against the respondent. On May 2, 2019, the disciplinary administrator's office sent a letter to the respondent notifying him of E.G.'s complaint and asked the respondent to provide a written response within 20 days. The respondent did not provide a written response as directed.

4 "23. Dennis Davidson, a practicing attorney, was appointed to investigate the complaint filed by E.G. After multiple attempts, Mr. Davidson was finally able to make contact with the respondent, by telephone, in September, 2019. The respondent confirmed his contact information and informed Mr. Davidson that he was aware of E.G.'s complaint. The respondent agreed to review and respond to the complaint as soon as possible. The respondent did not provide a written response to E.G.'s complaint.

"24. When the respondent did not provide a written response to E.G.'s complaint, Mr. Davidson again made additional attempts to contact the respondent. Mr. Davidson sent the respondent a letter, placed telephone calls, and sent email messages urging the respondent to make contact and respond to the complaint. The respondent did not respond to Mr. Davidson's many communications.

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Related

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In re Lober
204 P.3d 610 (Supreme Court of Kansas, 2009)

Cite This Page — Counsel Stack

Bluebook (online)
501 P.3d 890, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-sweet-kan-2022.