In Re Stocker

257 Cal. App. 2d 613, 65 Cal. Rptr. 240, 1968 Cal. App. LEXIS 2486
CourtCalifornia Court of Appeal
DecidedJanuary 4, 1968
DocketCrim. 4647
StatusPublished
Cited by3 cases

This text of 257 Cal. App. 2d 613 (In Re Stocker) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Stocker, 257 Cal. App. 2d 613, 65 Cal. Rptr. 240, 1968 Cal. App. LEXIS 2486 (Cal. Ct. App. 1968).

Opinion

PIERCE, P. J.

—Petitioner James Stocker, without counsel, was convicted August 17, 1967, on his guilty plea of violation of Vehicle Code, section 14601 (driving while privilege to do so had been refused, suspended or revoked). The plea was entered in the Justice Court of the El Dorado Judicial District, County of El Dorado. The docket sheet of the justice court shows no waiver of the right to counsel. Stocker was sentenced to pay a fine of $289 or to be imprisoned in the county jail for 57 days. Since he was without funds he went to jail. Thereafter a petition for habeas corpus was presented to the superior court and a hearing was held. (The transcript of that hearing is before us.) Judge Johnson of the justice court testified thereat. After the hearing the writ was denied. On the petition to this court for a writ of habeas corpus we issued an order to show cause and also directed that Stocker be released pro tempore on his own recognizance. Our review of the record has convinced us Stocker made no intelligent waiver of counsel and was offered no fair opportunity to do so.

Before proceeding in a criminal matter the court has the obligation to determine “whether there had been a competent and intelligent waiver with a clear understanding of its nature and effect.” (In re Elsholz, 228 Cal.App.2d 192, 197 [39 Cal.Rptr. 356].)

“Moreover, it is settled that ‘The determination of whether there has been an intelligent waiver of the right to counsel must depend, in each case, upon the particular facts and circumstances surrounding that case, including the background, experience, and conduct of the accused.’ (Italics added.) (Johnson v. Zerbst (1938) supra, 304 U.S. 458, 464 [82 L.Ed. 1461, 1466, 58 S.Ct. 1019, 146 A.L.R. 357] ; accord, People v. Chesser (1947) supra, 29 Cal.2d 815, 822 [178 P.2d 761, 170 A.L.R. 246].) Manifestly that determination *615 must be made before any plea — guilty or otherwise — is accepted by the trial court, or the right to counsel loses most of its meaning and effectiveness. The making of this determination in a timely fashion is therefore the ‘serious and weighty responsibility’ of the trial judge. (Johnson v. Zerbst (1938) supra, 304 U.S. 458, 465 [82 L.Ed. 1461, 1467].) As we said in Chesser (at pp. 821-822 of 29 Cal.2d), ‘The fact that defendant pleaded guilty is not conclusive. ... In order for a trial judge to determine whether there has been a competent and intelligent waiver of counsel, he must first ascertain whether the defendant clearly understands the nature and effect of his waiver. ’ More particularly, ‘ the court cannot accept a waiver of counsel from anyone accused of a serious public offense without first determining that he “understands the nature of the charge, the elements of the offense, the pleas and defenses which may be available, or the punishments which may be exacted.” ’ (In re James (1952) 38 Cal.2d 302, 313 [240 P.2d 596].)” (Italics ours.) (In re Johnson, 62 Cal.2d 325, 335 [42 Cal.Rptr. 228, 398 P.2d 420]; see also In re Smiley, 66 Cal.2d 606 [58 Cal.Rptr. 579, 427 P.2d 179].)

The facts in the record (which are principally those disclosed in the transcript of the hearing in the superior court) are unusual: A citation had been issued to Stocker for Vehicle Code violations involving mechanical defects of his automobile. On a citation for those offenses he had promised to appear before Judge Johnson on August 21, 1967. Stocker actually appeared on August 17. He bore with him evidence that the mechanical defects had been remedied. He had a temporary driver’s license. In the meantime the judge had learned Stocker’s right to operate an automobile had been suspended. This, it appears, was because he had not appeared as promised for a San Jose traffic violation. A complaint had issued out of Judge Johnson’s court for the driving-during-suspension violation. (Veh. Code, § 14601, subd. (a). 1 ) At *616 some time—the order of events is not clear—the judge testified he took Stocker into his office. He said that he explained the section 14601, subdivision (a), charge. We quote his testimony from the record: “ 1 [A] s far as the records are concerned, you are wanted in San Jose for failure to answer your signed promise to appear.’ He says, ‘That has been taken care of, ’ but we had nothing to show that, and this was out—Then he asked me—His mother wasn’t mentioned, but he stated, ‘May I go out to the ear and talk to Mother ? ’ I said, ‘Yes, Mr. Stocker, go out and talk to her.’ He was gone a little bit, he come back in and he says, ‘Mother has gone on home. I’m ready to go to jail.’ Q. Then did you issue a commitment? A. I issued a commitment and called the officer and he went to jail. . . . Q. He was confined pursuant to your commitment? A.-Uh huh. For fifty-seven days or $289.00 [Stocker had asserted he had no money], and thirty minutes after then, he must have known or somebody knew, Mr. Ligda [the public defender] called my secretary and demanded that he have a certified copy of the proceedings within one hour, and after then his mother called me, and I never took such a beating in my life. ...” Judge Johnson was also informed by the mother that she had paid the fine for the San Jose violation “last October or November.”

Before that, according to the judge, there had been an arraignment for plea, a plea of guilty, an arraignment for sentence with waivers of time for pronouncing sentence, as well as the contested waiver of counsel, all before sentence was actually pronounced. Judge Johnson testified: “First I went over the violations that he was charged with, which was 26453, defective emergency brake; 27150, defective exhaust system; 5200, no front license plate; and 1251 no valid license in possession. ’ ’

He stated he had told Stocker of the section 14601 violation. He also said he had read the complaint to Stocker, had informed him of his right to counsel, of his right to a court or jury trial if his plea was not guilty, that he could subpoena and cross-examine witnesses, that “he was allowed counsel at all times . . . and we had a Public Defender if he wanted me to appoint him. ...” The judge also stated that Stocker volunteered that he was guilty. His testimony: “I says, ‘Do you wish to enter your plea at this time?’ He says, ‘Yes.’ Then I went over each violation of the mechanically [sic] violations, and he answered ‘ Guilty, ’ and the 14601 of the California Vehicle Code, his answer was ‘ Guilty. ’ ”

*617 Stocker’s version differs.

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Bluebook (online)
257 Cal. App. 2d 613, 65 Cal. Rptr. 240, 1968 Cal. App. LEXIS 2486, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-stocker-calctapp-1968.