In re Stephiana UU.

66 A.D.3d 1160, 887 N.Y.S.2d 699
CourtAppellate Division of the Supreme Court of the State of New York
DecidedOctober 22, 2009
StatusPublished
Cited by13 cases

This text of 66 A.D.3d 1160 (In re Stephiana UU.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Stephiana UU., 66 A.D.3d 1160, 887 N.Y.S.2d 699 (N.Y. Ct. App. 2009).

Opinion

McCarthy, J.

Appeals (1) from an order of the Family Court of Columbia County (Czajka, J.), entered September 15,. 2008, which granted petitioner’s application, in a proceeding pursuant to Family Ct Act article 10, to adjudicate the subject children to be neglected, and (2) from an order of said court, entered September 25, 2008, which granted petitioner’s motion for a determination that reasonable efforts to reunite respondents with the children are no longer required.

In 2004, Dutchess County Family Court (Sammarco, J.) issued a finding of permanent neglect with respect to respondents’ five youngest children. That court dismissed certain sexual abuse allegations. However, respondents were ordered to attend sexual nonoffender training and respondent Gilbert UU. (hereinafter the father) was required to participate in anger management counseling. Although the children were removed from respondents’ home for several years as a result of the Dutchess County proceedings, the four youngest children were eventually returned to respondents.1

In February 2008, petitioner filed a new neglect petition with respect to the four minor children alleging excessive corporal punishment, sexual abuse and other acts of neglect. After a hearing, Family Court found that respondents had committed acts of neglect with respect to all four children. Upon respondents’ refusal to engage necessary services, the court also granted petitioner’s motion for a determination that further efforts to reunite the family were not required. This appeal ensued.

“To establish neglect, a petitioner must demonstrate, by a preponderance of the evidence, ‘that [a] child’s physical, mental or emotional condition has been impaired or is in imminent danger of becoming impaired and that the actual or threatened harm to the child is a consequence of the failure of the parent to exercise a minimum degree of proper supervision or guardianship of the child’ ” (Matter of Chelsea M., 61 AD3d 1030, 1031 [2009], quoting Matter of Krista LL., 46 AD3d 1209, 1210 [2007]; see Family Ct Act § 1046 [b] [i]; § 1012 [f] [i]; Nicholson v Scoppetta, 3 NY3d 357, 368 [2004]; Matter of Shalyse WW., 63 AD3d [1162]*11621193, 1195 [2009], lv denied 13 NY3d 704 [2009]; Matter of Rebecca KK., 51 AD3d 1086, 1087 [2008]). “Moreover, parental behavior must be evaluated ‘objectively,’ in light of whether a ‘reasonable and prudent parent [would] have so acted, or failed to act, under the circumstances then and there existing’ ” (Matter of Chelsea M., 61 AD3d at 1031, quoting Nicholson v Scoppetta, 3 NY3d at 370; see Matter of Rebecca KK., 51 AD3d at 1087).

Here, even without considering the allegations of sexual abuse in the 2008 petition, there is a sound and substantial basis in the record reflecting physical violence and emotional abuse and neglect to which the children were exposed. In February 2007, Stephiana UU. (born in 1991) was diagnosed with a depressive disorder and post-traumatic stress disorder. In 2008, she reported respondents to police after she and her siblings were subjected to new instances of physical violence and emotional abuse. The father also made it known to the children that he considered them a burden, and respondent Rita WW (hereinafter the mother) refused to provide their special needs child with medication as prescribed for him. Respondents denied engaging in any abusive conduct and blamed Stephiana for conflict in the family, setting up a credibility determination for Family Court which we find no reason to disturb (see Matter of Shalyse WW., 63 AD3d at 1196; Matter of Evelyn B., 30 AD3d 913, 914 [2006], lv denied 7 NY3d 713 [2006]).

As Family Court noted, these children were particularly vulnerable in light of the prior determination of permanent neglect and their prolonged experience in foster care. Respondents’ ongoing failure to rectify or take responsibility for the destructive environment in which their children existed or recognize their need for services demonstrates respondents’ “fundamental misunderstanding of [their] parental responsibilities” (Matter of Evelyn B., 30 AD3d at 915) and their inability to safeguard their children’s physical, mental and emotional well-being (see Matter of Shalyse WW., 63 AD3d at 1196; Matter of Evelyn B., 30 AD3d at 915-916).

Under the circumstances, we find respondents’ attempt to invoke the doctrine of collateral estoppel unavailing. Collateral estoppel is an equitable doctrine “ ‘grounded on concepts of fairness and should not be rigidly or mechanically applied’ ” (Matter of Juan C. v Cortines, 89 NY2d 659, 667 [1997], quoting D’Arata v New York Cent. Mut. Fire Ins. Co., 76 NY2d 659, 664 [1990]). “Because the doctrine is based on general notions of fairness there are few immutable rules” (Gilberg v Barbieri, 53 NY2d 285, 291 [1981]). We are cognizant of the fact that Family [1163]*1163Court proceedings are “directed to the protection of minors” and, “Consequently, any relevant and material evidence may be admitted in any hearing under Family Court Act article 10” (Matter of Charles DD., 163 AD2d 744, 747 [1990]). Moreover, “Family Court is duty bound to determine not only whether there has been neglect or abuse in the past, but also the likelihood of such conduct in the future. A parent’s rights must be subordinate to the paramount purpose of the statute, which reflects the strong public policy of the State to protect a child’s interest against an unwilling or inept discharge of parental responsibilities” (id. [citation omitted]). The essential ingredients of collateral estoppel are “ ‘ [f]irst, the identical issue necessarily must have been decided in the prior action and be decisive of the present action, and second, the party to be precluded from relitigating the issue must have had a full and fair opportunity to contest the prior determination’ ” (Matter of Juan C. v Cortines, 89 NY2d at 667, quoting Kaufman v Eli Lilly & Co., 65 NY2d 449, 455 [1985]).

Initially, we must examine whether petitioner is in privity with the Dutchess County Department of Social Services. Privity is “an amorphous concept not easy of application” and it “does not have a technical and well-defined meaning” (Matter of Juan C. v Cortines, 89 NY2d at 667 [internal quotation marks and citation omitted]). “Generally, to establish privity the connection between the parties must be such that the interests of the nonparty can be said to have been represented in the prior proceeding” (Green v Santa Fe Indus., 70 NY2d 244, 253 [1987] [citation omitted]). We perceive no basis in the record that would support a conclusion that the interests of the Dutchess County Department of Social Services in prosecuting allegations of child abuse and neglect against respondents were in any material respect different from those of petitioner. Accordingly, we find that privity exists and turn our attention to the identity of the issues in the prior proceeding.

It is well settled that “ ‘[t]he party seeking the benefit of collateral estoppel has the burden of demonstrating the identity of the issues in the present litigation and the prior determination’ ” (Matter of Juan C. v Cortines, 89 NY2d at 667, quoting Kaufman v Eli Lilly & Co., 65 NY2d at 456). For collateral estoppel to apply, it is “critical” that the issues be “identical” (see People v Roselle, 84 NY2d 350, 357 [1994]; see also Ryan v New York Tel. Co.,

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Bluebook (online)
66 A.D.3d 1160, 887 N.Y.S.2d 699, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-stephiana-uu-nyappdiv-2009.