In Re SP

719 N.W.2d 535, 2006 WL 2256728
CourtSupreme Court of Iowa
DecidedJune 9, 2006
Docket05-0980
StatusPublished

This text of 719 N.W.2d 535 (In Re SP) is published on Counsel Stack Legal Research, covering Supreme Court of Iowa primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re SP, 719 N.W.2d 535, 2006 WL 2256728 (iowa 2006).

Opinion

719 N.W.2d 535 (2006)

In the Matter of S.P., Alleged to Be a Chronic Substance Abuser, S.P., Appellant.

No. 05-0980.

Supreme Court of Iowa.

June 9, 2006.

*536 Stuart G. Hoover of Blair & Fitzsimmons, P.C., Dubuque, for appellant.

STREIT, Justice.

Even though the court interceded with an effort at finding the truth, it improperly adopted an adversarial role in the proceedings. S.P. appeals from the district court order finding she was a chronic substance abuser and placing her in a residential treatment facility. She contends her due process rights were violated because the referee and district court judge took adversarial roles in the proceedings, and because the district court ordered her attorney to subpoena witnesses adverse to her interests. She also claims the court erred in finding she met the statutory definition of a chronic substance abuser. Because we find the district court assumed an adversarial role in the proceeding, we reverse the decision of the district court and do not address S.P.'s other arguments.

I. Background Facts and Proceedings

S.P. is a forty-five year old female with serious health problems. She has had one heart attack and suffers from coronary artery disease, hypertension, diabetes, and obesity. She also suffers from severe respiratory problems that make her dependent on oxygen. On March 15, 2005, her brother and sister-in-law (hereinafter "applicants") filed an application under Iowa Code section 125.75 (2005) alleging S.P. was a chronic substance abuser who needed to be taken into immediate custody for her cocaine addiction. A substance abuse commitment hearing was held before a hospitalization referee on March 18, 2005. The applicants were not represented by counsel at the hearing, and no member of the Dubuque County Attorney's office attended the hearing. The referee questioned the two applicants and the examining physician. S.P.'s attorney cross-examined each witness. S.P. also testified, but was not cross-examined by the referee. At the end of testimony, the hospitalization referee found that S.P. met the criteria for chronic substance abuse with a crack cocaine addiction. The referee ordered that she reside at the Julien Care Facility for complete evaluation and appropriate treatment.

S.P. appealed the referee's decision to the district court. At the district court hearing, S.P. demanded a "trial de novo" pursuant to Iowa Code section 229.21(3)(c), instead of a review based upon the transcripts of the referee's hearing.[1] The district court judge ordered that a new hearing be scheduled so that the witnesses could be re-examined.

*537 At the start of the second hearing, S.P.'s attorney objected and made a motion to dismiss based on the fact that there was no one to "prosecute" the case. The judge denied this motion. The district court judge proceeded to question the two applicants and, via telephone, the examining physician who had testified at the hearing before the hospitalization referee. S.P.'s attorney cross-examined each witness. S.P. also testified, but was not cross-examined by the judge. On May 10, 2005, the court issued an order affirming the ruling of the hospitalization referee.

S.P. appeals, contending her right to due process was violated because the referee and district court judge became the applicants' attorneys and presented evidence in their stead. No person or party has filed a brief opposing this appeal.

In June of 2005, S.P.'s commitment was changed from inpatient to outpatient status. S.P. soon suffered a relapse, and a new hearing was held before a hospitalization referee on July 11, 2005. Once again, a referee concluded S.P. was a chronic substance abuser and ordered her back to inpatient status. This appeal concerns only the May 10, 2005 initial commitment order.

II. Mootness

An appeal "`is moot if it no longer presents a justiciable controversy because [the contested issue] has become academic or nonexistent.'" In re D.C.V., 569 N.W.2d 489, 494 (Iowa 1997) (quoting In re Meek, 236 N.W.2d 284, 288 (Iowa 1975)). We do not decide cases when there is no longer any actual controversy, unless we exercise our discretion and decide the case under an exception to the mootness doctrine. Rhiner v. State, 703 N.W.2d 174, 176-77 (Iowa 2005). The factors we consider to determine whether we will review a moot action are:

(1) the private or public nature of the issue; (2) the desirability of an authoritative adjudication to guide public officials in their future conduct; (3) the likelihood of the recurrence of the issue; and (4) the likelihood the issue will recur yet evade appellate review.

In re T.S., 705 N.W.2d 498, 502 (Iowa 2005) (citing State v. Hernandez-Lopez, 639 N.W.2d 226, 234 (Iowa 2002)).

The conduct of the court in an involuntary civil commitment hearing is of public importance. Because such hearings are a daily occurrence, questions about the proper procedures to be followed when the applicant is not represented by counsel are likely to reoccur. Also, given the time elements involved in processing an appeal, and the strong probability that the commitment will not continue for the length of the appeal process, such appeals will often be moot before the appeal can be decided. In re M.T., 625 N.W.2d 702, 705 (Iowa 2001); see also Tyars v. Finner, 709 F.2d 1274, 1280 (9th Cir.1983) (holding court would review case despite appellant's discharge from hospital because involuntary civil commitments "`do not last long enough for complete judicial review of the controversies they engender'" (quoting Super Tire Eng'g Co. v. McCorkle, 416 U.S. 115, 126, 94 S.Ct. 1694, 1700, 40 L.Ed.2d 1, 10 (1974))). Therefore, we exercise our discretion to reach the merits of one issue raised in this appeal.

III. Merits

A. Standard of Review

A civil commitment requires due process because it constitutes a significant deprivation of personal liberty. In re M.T., 625 N.W.2d at 706 (citing Addington v. Texas, 441 U.S. 418, 425, 99 S.Ct. 1804, 1809, 60 L.Ed.2d 323, 330-31 (1979)). We review constitutional claims de novo. In *538 re Cubbage, 671 N.W.2d 442, 444 (Iowa 2003).

B. Procedural Process in a Civil Commitment Hearing

Chapter 125 of the Iowa Code addresses the issue of chemical substance abuse. Under our statutory scheme, any interested person may commence commitment proceedings by filing an application for the involuntary commitment or treatment of an alleged chronic substance abuser. Iowa Code § 125.75.

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Related

Super Tire Engineering Co. v. McCorkle
416 U.S. 115 (Supreme Court, 1974)
Addington v. Texas
441 U.S. 418 (Supreme Court, 1979)
Sieg v. CIV. SERV. COM'N OF WEST DES MOINES
342 N.W.2d 824 (Supreme Court of Iowa, 1983)
In Re Detention of Cubbage
671 N.W.2d 442 (Supreme Court of Iowa, 2003)
State v. Glanton
231 N.W.2d 31 (Supreme Court of Iowa, 1975)
In the Interest of D.C.V.
569 N.W.2d 489 (Supreme Court of Iowa, 1997)
Mason v. World War II Service Compensation Board
51 N.W.2d 432 (Supreme Court of Iowa, 1952)
In Re the Marriage of Huston
263 N.W.2d 697 (Supreme Court of Iowa, 1978)
Rhiner v. State
703 N.W.2d 174 (Supreme Court of Iowa, 2005)
State v. Hernandez-Lopez
639 N.W.2d 226 (Supreme Court of Iowa, 2002)
Dolan v. CIVIL SERVICE COM'N OF DAVENPORT
634 N.W.2d 657 (Supreme Court of Iowa, 2001)
In the Interest of Meek
236 N.W.2d 284 (Supreme Court of Iowa, 1975)
In the Interest of R.P.
606 N.W.2d 15 (Supreme Court of Iowa, 2000)
In re M.T.
625 N.W.2d 702 (Supreme Court of Iowa, 2001)
In re T.S.
705 N.W.2d 498 (Supreme Court of Iowa, 2005)

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