In re S.K.H.

2013 Ohio 2863

• Court: Ohio Court of Appeals
• Decided: July 1, 2013
• Docket: CA2012-10-020
• Status: Published

Opinion

[Cite as In re S.K.H., 2013-Ohio-2863.]

IN THE COURT OF APPEALS

TWELFTH APPELLATE DISTRICT OF OHIO

CLINTON COUNTY

IN THE MATTER OF: :

S.K.H. : CASE NO. CA2012-10-020

: OPINION 7/1/2013 :

:

APPEAL FROM CLINTON COUNTY COURT OF COMMON PLEAS JUVENILE DIVISION Case No. 20122095

Richard W. Moyer, Clinton County Prosecuting Attorney, Susan H. Cohen, 103 East Main Street, Wilmington, Ohio 45177, for appellee

Holly Simpson, 6284 Taylor Pike, Blanchester, Ohio 45107, for appellant

HENDRICKSON, P.J.

{¶ 1} Appellant, S.K.H., appeals from a judgment of the Clinton County Court of

Common Pleas, Juvenile Division, adjudicating her a delinquent child for committing acts,

which if committed by an adult, would constitute assault.

{¶ 2} S.K.H. attended school with A.N. On April 10, 2012, after class ended, S.K.H.

waited for A.N. outside the classroom. When A.N. exited the classroom, S.K.H. struck A.N. Clinton CA2012-10-020

and pulled her hair. The day after the altercation, A.N. went to the hospital where she was

diagnosed with a mild concussion.

{¶ 3} As a result of this incident, the State of Ohio filed a complaint alleging S.K.H.

was a delinquent child for an offense that would constitute an assault if committed by an

adult, pursuant to R.C. 2903.13(A) and (C). Specifically, the state alleged S.K.H. caused or

attempted to cause physical harm to A.N. by striking her repeatedly.

{¶ 4} A contested adjudicatory hearing was held on September 24, 2012. S.K.H.,

A.N., the investigating officer, Corey Pratt of the Wilmington Police Department, and S.K.H.'s

mother, Barbara Wilson, all testified at this hearing. After hearing the evidence, the

magistrate adjudicated S.K.H. a delinquent child as alleged in the complaint. The magistrate,

without objection, proceeded to disposition. S.K.H. was placed on probation, given 10 days

of house arrest, ordered to undergo a mental health assessment and follow through with all

treatment recommendations, complete the STAR program, and pay court costs. On

September 25, 2012, the juvenile court adopted the magistrate's decision. S.K.H. filed this

appeal on October 4, 2012, raising three assignments of error for our review.

{¶ 5} As an initial matter, we note S.K.H. did not file any objections to the

magistrate's decision. S.K.H.'s failure to object limits the scope of our review. Juv.R.

40(D)(3)(b)(iv) provides "[e]xcept for a claim of plain error, a party shall not assign as error on

appeal the court's adoption of any factual finding or legal conclusion * * * unless the party has

objected to that finding or conclusion as required by Juv.R. 40(D)(3)(b)." This court has

previously held that "plain error may, in exceptionally rare cases, allow for correction of an

error that was not properly preserved for appellate review in the case of a juvenile

adjudication." In re Johnson, 12th Dist. Nos. CA2000-03-041 and CA2000-05-073, 2000 WL

1818546, *2 (Dec. 11, 2000). Accordingly, our review is limited to whether the juvenile court

committed plain error in its adoption of the magistrate's decision. In re Z.C., 12th Dist. Nos. -2- Clinton CA2012-10-020

CA2005-06-065, CA2005-06-066, CA2005-06-081, and CA2005-06-082, 2006-Ohio-1787, ¶

19.

{¶ 6} Juvenile proceedings are civil, rather than criminal, in nature. In re Anderson

(2001), 92 Ohio St.3d 63, 65 (2001); In re Johnson at *2. The Ohio Supreme Court defined

plain error in the civil context as an error that "seriously affects the basic fairness, integrity, or

public reputation of the judicial process, thereby challenging the legitimacy of the underlying

judicial process itself." Goldfuss v. Davidson, 79 Ohio St.3d 116 (1997), syllabus. Because

the plain error doctrine originated as a criminal law concept,

in applying the doctrine of plain error in a civil case, reviewing courts must proceed with the utmost caution, limiting the doctrine strictly to those extremely rare cases where exceptional circumstances require its application to prevent a manifest miscarriage of justice, and where the error complained of, if left uncorrected, would have a material adverse effect on the character of, and public confidence in, judicial proceedings.

In re B.J., 12th Dist. No. CA2011-10-192, 2012-Ohio-3127, ¶ 9, quoting Goldfuss at 121.

{¶ 7} Assignment of Error No. 1:

{¶ 8} THE TRIAL COURT ERRED IN ALLOWING INADMISSIBLE HEARSAY TO

ESTABLISH AN ESSENTIAL ELEMENT OF THE OFFENSE OF ASSAULT.

{¶ 9} In her first assignment of error, appellant contends the juvenile court erred in

allowing A.N. to testify as to her medical diagnosis as such evidence was inadmissible

hearsay.

{¶ 10} At trial, the victim, A.N. testified that the day after the altercation with S.K.H.,

she went to the hospital and was told she "had a minor concussion." In admitting this

testimony, the court noted that it believed it was not being offered for the truth of the matter

asserted. On appeal, appellant asserts it was improper for A.N. to testify as to the doctor's

diagnosis because this statement was hearsay. Further, appellant argues that this was the

only evidence presented by the state to establish the essential element of "physical harm." -3- Clinton CA2012-10-020

Again, as S.K.H. failed to object to the magistrate's decision on this basis, we review for plain

error.

{¶ 11} After a review of the record, we find that any error in admitting A.N.'s testimony

as to her medical diagnosis would be harmless. S.K.H. was charged with assault, a

misdemeanor in the first degree, a crime if committed by an adult, in violation of R.C.

2903.13(A) and (C). Pursuant to R.C. 2903.13(A), an assault is committed if the perpetrator

would "knowingly cause or attempt to cause physical harm to another * * *." (Emphasis

added.) Accordingly, the state was not required to prove actual physical harm. See State v.

Kellum, 12th Dist. No. CA2009-03-081, 2009-Ohio-6743, ¶ 17; State v. Weiss, 4th Dist. No.

09CA30, 2010-Ohio-4509, ¶ 11. Rather, the mere attempt to cause physical harm would be

enough to sustain the juvenile court's adjudication of S.K.H. as a delinquent child. Id. Both

S.K.H. and A.N. testified that S.K.H. "hit" A.N. and pulled her hair. A.N. also testified that

S.K.H.'s actions of hitting her caused her to fall to the ground. Such evidence is sufficient to

find that S.K.H., at the very least, attempted to cause physical harm to A.N. by repeatedly

striking her and pulling her hair.

{¶ 12} Moreover, R.C. 2903.13(A) does not require an actual medical diagnosis as

proof of physical harm. Rather, 2901.03(A)(3) defines physical harm as "any injury, illness,

or other physiological impairment, regardless of gravity or duration." See also Kellum at ¶ 15.

A.N. testified at the hearing that as a result of her altercation with S.K.H. she sought medical

treatment at the emergency room the next day. The juvenile court could have found that

such testimony, without the specific diagnosis, was sufficient to support a finding of physical

harm.

{¶ 13} For the foregoing reasons, appellant's first assignment of error is overruled.

{¶ 14} Assignment of Error No. 2:

{¶ 15} THE TRIAL COURT ERRED IN NOT ALLOWING APPELLANT TO TESTIFY -4- Clinton CA2012-10-020

[AS] TO HER STATE OF MIND AT THE TIME OF THE OFFENSE.

{¶ 16} In her second assignment of error, appellant maintains that it was error for the

juvenile court to not allow her to testify as to her mental state at the time of the offense. On

appeal, appellant asserts that such testimony was admissible pursuant to the hearsay

exception found in Evid.R. 803(3). The record reveals that the state objected on relevancy

grounds when appellant's counsel questioned S.K.H. as to her mental state at the time of the

offense and her "ability to process anxiety." The juvenile court sustained the objection,

finding that this testimony would be more appropriate in the dispositional phase of the case,

"if we get to disposition."

{¶ 17} Upon a review of the record, we find that S.K.H.'s counsel attempted to elicit

testimony regarding her mental state at the time of the incident as a means to establish a

"diminished capacity" defense. In arguing for the admission of this testimony, counsel stated:

"Your Honor, it goes to her mental state. The defense is offering in – a defense of

diminished capacity as a factor to be considered in this delinquency determination and things

that would bear on her sanity and her judgment-making ability would certainly be probative on

the issues since this is a specific intent crime." However, such testimony would have been

inappropriate as the partial defense of diminished capacity is not recognized in Ohio. State

v. Fulmer, 117 Ohio St.3d 319, 2008-Ohio-936, ¶ 66. It is well-settled that a defendant may

not offer testimony in an effort to show that they lacked the mental capacity to form the

specific mental state required for a particular crime. Id. at ¶ 67, citing State v. Cooey, 46

Ohio St.3d 20, 26 (1989).

{¶ 18} Moreover, contrary to S.K.H.'s arguments, her testimony cannot be classified as

hearsay. It therefore could not be admitted under the hearsay exception found in Evid.R.

803(3). Hearsay is defined as an out of court statement used to prove the truth of the matter

asserted. Evid.R. 801(C). Here, S.K.H. merely attempted to provide testimony regarding her -5- Clinton CA2012-10-020

feelings and mental state at the time of the incident. She was not testifying regarding a

statement she had previously made regarding her then-existing mental condition. For these

reasons, the juvenile court did not commit error, plain or otherwise, in refusing to admit

testimony of S.K.H.'s mental state at the time of the offense.

{¶ 19} Assignment of Error No. 3:

{¶ 20} APPELLANT'S COUNSEL WAS INEFFECTIVE THUS VIOLATING HER

SIXTH AMENDMENT RIGHT TO COUNSEL AND HER SIXTH AMENDMENT RIGHT TO

COMPULSORY PROCESS.

{¶ 21} In her third and final assignment of error, S.K.H. contends her trial counsel was

ineffective and therefore violated her Sixth Amendment rights by failing to present the

testimony of a material witness, T.N. According to appellant, a subpoena duces tecum was

served upon the mother of T.N., however, neither T.N. nor her mother were present at the

hearing. Appellant contends that trial counsel's failure to request a continuance to secure the

presence of this witness and counsel's failure to proffer the anticipated testimony of T.N.,

amounted to ineffective assistance of counsel.

{¶ 22} Before reaching the merits of this assignment of error, we note that Juv.R.

40(D) contemplates objections to a magistrate's findings of facts or conclusions of law, not

arguments relating to ineffective assistance of counsel. In re Z.C., 12th Dist. Nos. CA2005-

06-065, CA2005-06-066, CA2005-06-081, and CA2005-06-082, 2006-Ohio-1787, ¶ 21, citing

In re McLemore, 10th Dist. No. 00AP-974, 2001 WL 266947, *2 (Mar. 20, 2001). Therefore

appellant's arguments in regard to her proffered claims of ineffective assistance of counsel

were not waived by trial counsel's failure to raise objections at the trial court level and we will

address them.

{¶ 23} To resolve appellant's claim of ineffective assistance of counsel, we must apply

the two-prong test of Strickland v. Washington, 466 U.S. 668, 687-688, 693, 104 S.Ct. 2052 -6- Clinton CA2012-10-020

(1984). In re Z.C. at ¶ 22. In order to prevail on an ineffective assistance of counsel claim,

S.K.H. must show that counsel's performance fell below an objective standard of

reasonableness and that she was prejudiced as a result. State v. Ward-Douglas, 12th Dist.

No. CA2011-05-042 , ¶ 96, citing Strickland at 687-688, 693; State v. Burke, 97 Ohio St.3d

55, 2002-Ohio-5310, ¶ 6. In order to demonstrate prejudice, an appellant must establish

that, but for counsel's errors, there is a reasonable probability that the result of trial would

have been different; a "reasonable probability" is a probability sufficient to undermine

confidence in the outcome. Burke at ¶ 6. The failure to make an adequate showing on either

prong is fatal to an ineffective assistance of counsel claim. State v. Zielinski, 12th Dist. No.

CA2010-12-121, 2011-Ohio-6535, ¶ 50.

{¶ 24} Here, S.K.H has failed to point to any prejudice that she suffered as a result of

her counsel's failure to call T.N. as a witness or failure to proffer T.N.'s testimony. S.K.H.'s

mere conjecture that T.N.'s testimony "may have corroborated [a]ppellant's version of events"

is simply insufficient to establish by a reasonable probability that the result of the trial would

have been different. Moreover, even if T.N. had corroborated S.K.H.'s version of the

incident, such testimony would not discount S.K.H.'s admission that she had "hit" A.N. and

puller her hair. Appellant has therefore failed to make an adequate showing of prejudice

under the second prong of Strickland. Accordingly, appellant has failed to establish that she

received ineffective assistance of counsel.

{¶ 25} Appellant's third and final assignment of error is overruled.

{¶ 26} Judgment affirmed.

S. POWELL and PIPER, JJ., concur.

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