In re Simpson

126 Misc. 2d 162, 481 N.Y.S.2d 293, 1984 N.Y. Misc. LEXIS 3568
CourtNew York City Family Court
DecidedNovember 1, 1984
StatusPublished
Cited by2 cases

This text of 126 Misc. 2d 162 (In re Simpson) is published on Counsel Stack Legal Research, covering New York City Family Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Simpson, 126 Misc. 2d 162, 481 N.Y.S.2d 293, 1984 N.Y. Misc. LEXIS 3568 (N.Y. Super. Ct. 1984).

Opinion

OPINION OF THE COURT

Aileen Haas Schwartz, J.

A novel issue is presented in this proceeding: May a confession obtained during custodial interrogation be challenged as “involuntary” upon the same grounds in a civil proceeding as in a criminal prosecution?

[163]*163The death of an 11-month-old infant gave rise to two proceedings against the mother, the instant civil child abuse proceeding to protect two siblings and a criminal action. In this proceeding, respondent mother moves for a pretrial suppression hearing in accordance with CPL article 710 and CPL 60.45, the governing statutory provisions to test “voluntariness” in criminal actions and proceedings.

Are the same procedural and substantive safeguards that govern admissibility of a “confession, admission or other statement” (CPL 60.45, subd 1) in a criminal proceeding also available in a civil child protection proceeding?

CPL 60.45, as recently construed by the Court of Appeals, embodies an expansive concept of “involuntariness” that encompasses constitutional principles, including the Miranda v Arizona (384 US 436) doctrine, and the traditional or common-law rules. (People v Graham, 55 NY2d 144.) Historically and analytically, the common-law rationale for exclusion of involuntary confessions in criminal actions would comprehend exclusion in civil proceedings. As the New York Court of Appeals reasoned in People v McMahon (15 NY 384, 386), in 1857:

“[A] confession obtained by either threats or promises, from any one having authority over the accused or concerned in the administration of justice, is uniformly held to be inadmissible. However slight the threat or small the inducement thus held out, the statement will be excluded as not voluntary * * *

“The principle upon which this rule is based is obvious. It is, that we cannot safely judge of the relation between the motives and the declarations of the accused, when to the natural agitation consequent upon being charged with crime is superadded the disturbance produced by hopes or fears artificially excited. It is because it is in its nature unreliable, and not on account of any impropriety in the manner of obtaining it, that the evidence is excluded. In this all the authorities agree * * * ‘A confession so obtained cannot be received, on account of the uncertainty and doubt whether the prisoner might not have been induced, from motives of fear or interest, to make an untrue statement.’ ”

Principle and precedent supported the thesis that testimonial untrustworthiness was the primary criterion for exclusion of “involuntary confessions.” Dean Wigmore emerged as the leading exponent of the so-called “orthodox view.” Other scholars, however, voiced the view that exclusion rested more firmly upon the complex of values embodied in the Fifth Amendment privilege against self incrimination. (See discussion, including excerpts in 3 Wigmore, Evidence [Chadbourn rev], pp 330-331.) In [164]*164a striking revision of Wigmore’s classic treatise on evidence, the 1970 edition explicitly recognized that decisions of the Supreme Court “brought about important shifts in the foundations of the law of confessions * * * Beliefs which were once orthodox are now heresy.” (3 Wigmore, Evidence [Chadbourn rev], § 822.)

“[C]onvictions following the admission into evidence of confessions which are involuntary, i.e., the product of coercion, either physical or psychological” the Supreme Court made clear in Rogers v Richmond (365 US 534, 540-541), “cannot stand. This is so not because such confessions are unlikely to be true but because the methods used to extract them offend an underlying principle in the enforcement of our criminal law: that ours is an accusatorial and not an inquisitorial system — a system in which the State must establish guilt by evidence independently and freely secured and may not by coercion prove its charge against an accused out of his own mouth * * * To be sure, confessions cruelly extorted may be and have been, to an unascertained extent, found to be untrustworthy. But the constitutional principle of excluding confessions that are not voluntary does not rest on this consideration” (emphasis added).

The Fifth Amendment privilege character of the constitutional law of confessions was definitively established in Jackson v Denno (378 US 368). Under scrutiny in Jackson v Denno (supra) was the then New York procedure which permitted the Judge to admit a confession into evidence if the facts “presented] a fair question as to its voluntariness * * * and leave to the jury * * * the ultimate determination of its voluntary character and also its truthfulness.” (378 US, at p 377.) That same procedure had withstood constitutional challenge in Stein v New York (346 US 156). Stein v New York (346 US, at p 192) reasoned that “reliance on a coerced confession vitiates a conviction because such a confession combines the persuasiveness of apparent conclusiveness with what judicial experience shows to be illusory and deceptive evidence. A forced confession is a false foundation for any conviction”. Accordingly, Stein v New York (supra) rejected the claim of unconstitutionality of a procedure that did not insulate the issue of voluntariness from that of veracity. Jackson v Denno (378 US, at p 391) expressly overruled Stein v New York, and declared the New York procedure unconstitutional. In so doing, Jackson v Denno (378 US, at p 385) categorically distinguished “voluntariness” and “probativeness” as discrete issues with different policy underpinnings. Indeed, the constitutional infirmity of the New York procedure was that “the evidence given the jury inevitably injects irrelevant and impermissible considerations of truthfulness of the confession [165]*165into the assessment of voluntariness.” (378 US, at p 386.) The constitutional law of confessions mandates procedures that “insure a reliable and clear-cut determination of the voluntariness of the confession” (p 391) by “the trial judge, another judge, or another jury, but not the convicting jury”. (378 US, at p 391, n 19.)

In compliance with the Jackson v Denno strictures, New York adopted a pretrial procedure to test the admissibility of confessions in criminal prosecutions, i.e, the Huntley hearing. (People v Huntley, 15 NY2d 72.) The New York procedure requires the prosecutor to prove voluntariness beyond a reasonable doubt (supra). By contrast, the Supreme Court has approved a preponderance of the evidence standard of proof for admissibility. (Lego v Twomey, 404 US 477.) To this day, the propriety of that lesser standard remains a subject of robust jurisprudential debate even among the Justices of the Supreme Court. (Nix v Williams, 467 US _, _, n 5, _, 104 S Ct 2501, 2509, .n 5, 2517-2518.)

The evolving constitutional law of confessions culminated in Miranda v Arizona (384 US 436, supra). Miranda v Arizona (supra) established the Fifth Amendment privilege at the custodial-interrogation stage, created a Fifth Amendment right to counsel at that stage, and prescribed procedural safeguards to ensure an intelligent and knowing exercise of the Fifth Amendment privilege. In thus vindicating the Fifth Amendment complex of values, the Miranda doctrine added a profound dimension to the voluntariness principle; failure to comply with the Miranda formula requires exclusion of a challenged statement.

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Bluebook (online)
126 Misc. 2d 162, 481 N.Y.S.2d 293, 1984 N.Y. Misc. LEXIS 3568, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-simpson-nycfamct-1984.