In Re Shumway

8 P.3d 735, 269 Kan. 796, 2000 Kan. LEXIS 627
Supreme Court of Kansas·Decided July 14, 2000·No. 84,334·Published·Cited by 3 cases

Opinion

Per Curiam:

This is an original proceeding in discipline filed by the office of the Disciplinary Administrator against the respondent, Susan M. Shumway, alleging violations of Kansas Rules of Professional Conduct (KRPC) 1.1 (competence) (1999 Kan. Ct. R. Annot. 284); 1.3 (diligence) (1999 Kan. Ct. R. Annot. 294), 1.4 (communication) (1999 Kan. Ct. R. Annot. 303); 1.5 (fees) (1999 Kan. Ct. R. Annot. 312), 1.15 (1999 Kan. Ct. R. Annot. 342) (safekeeping property); 1.16 (declining or terminating representation) (1999 Kan. Ct. R. Annot. 352); 3.2 (expediting litigation) (1999 Kan. Ct. R. Annot. 362); and 8.4 (misconduct) (1999 Kan. Ct. R. Annot. 399). Respondent admitted violations of KRPC 1.15(d) and 1.16(d). After conducting a formal hearing, the panel found respondent violated KRPC 1.1, 1.15(d) (2)(iv), 1.16(d), and 8.4(d) and (g) and Supreme Court Rule 207 (1999 Kan. Ct. R. Annot. 223) (she failed to cooperate with the investigation). The panel recommends a 2-year suspension from the practice of law. We impose a 1-year suspension subject to the conditions set out herein.

Respondent appeared before the hearing panel pro se. Respondent filed exceptions to the panel’s report and a brief with this court, but she failed to appear for argument. Rule 212 (Proceedings Before the Supreme Court) says: “The respondent shall appear (before this court) in person . . . .” (1999 Kan. Ct. R. Annot. 239). Respondent has not explained her failure to appear in person before this court.

*797 We review the panel’s findings on respondent’s charges under a standard of clear and convincing evidence. Rule 211(f) (1999 Kan. Ct. R. Annot. 234).

Respondent is an attorney admitted to the practice of law in Kansas in 1976. The office of the Disciplinary Administrator filed a formal complaint against respondent following her representation of Matthew Froggatte.

Respondent takes exception to the panel’s findings of violations under KRPC 1.1, KRPC 8.4, and Supreme Court Rule 207 (cooperation) and the panel’s factors in aggravation and mitigation of discipline. Respondent also contends the appropriate discipline is an informal admonition or published censure.

The Panel’s Findings and Conclusions

The panel found:

“2. On April 28, 1998, Matthew Froggatte contacted the Respondent by telephone regarding representation in a potential paternity action. The Respondent met with Mr. Froggatte at his place of business. As a result of their meeting, Mr. Froggatte hired the Respondent.
“3. Mr. Froggatte initiated contact with the Respondent because the woman who was expecting Mr. Froggatte’s child had expressed her intentions to leave the state shortly and to deny Mr. Froggatte the opportunity to participate in his child’s life.
“4. The Respondent indicated that she would file the paternity action and would seek a restraining order restraining the expectant mother from leaving the state until after the birth of the child. In the alternative, she would seek an order requiring the expectant mother to submit to a prenatal paternity test before leaving the state. The Respondent did not advise Mr. Froggatte that a paternity action could not be brought until after the birth of a child. She did, however, advise Mr. Froggatte that she was not certain whether the law would allow tire issuance of a restraining order in such circumstances. Nonetheless, the Respondent told Mr. Froggatte that she would prepare the necessary pleadings for execution and service by May 4, 1998.
“5. Mr. Froggatte gave the Respondent a $650.00 retainer and $42.00 filing fee. It was Mr. Froggatte’s understanding that the Respondent would work at the rate of $85.00 per hour. Once tire $650.00 retainer had been depleted the Respondent would send Mr. Froggatte a bill for the additional fees owed.
“6. Also, at the April 28, 1998, meeting the Respondent told Mr. Froggatte that she worked out of a ‘virtual’ office.
“7. At tire hearing on this matter, the Respondent explained that by ‘virtual’ office she meant that she worked out of her residence that she shared with her *798 parents, that she was available by telephone and electronic mail, and that if she needed to personally meet with a client she made arrangements to do so at the client’s place of employment or at the conference room of a local accountant.
“8. On April 30, 1998, the Respondent cashed Mr. Froggatte’s check. The check was not deposited into a trust account.
“9. On May 4, 1998, the Respondent did not contact Mr. Froggatte as promised. Mr. Froggatte began his attempts to contact and meet with the Respondent. Meetings were scheduled via telephone messages between the two during tire week of May 4, 1998. Respondent failed to keep each appointment. In fact, the Respondent never had any direct contact with Mr. Froggatte after their initial meeting on April 28, [1998].
“10. As Mr. Froggatte was under the impression that ‘time was of the essence,’ he sought other counsel. On May 12, 1998, Mr. Froggatte wrote a letter to the Respondent releasing her as his attorney. Exhibit ‘B’.
“11. Mr. Froggatte’s new counsel advised him that a paternity action could not be filed until after the birth of the child and that Kansas law does not provide for any sort of temporary relief to restrain the mother as contemplated by die Respondent.
“12. On May 20, 1998, Mr. Froggatte forwarded a written complaint to the Office of die Disciplinary Administrator regarding die Respondent’s conduct. Exhibit ‘A.’
“13. On May 26,1998, Deputy Disciplinary Administrator Marty Snyder sent a letter to the Respondent regarding Mr. Froggatte’s complaint. The letter requested a response within twenty (20) days. Exhibit ‘C.’ The Respondent failed to respond to Ms. Snyder’s letter.
“14. On July 21, 1998, a second letter was sent to die Respondent from die Office of the Disciplinary Administrator. This letter requested a response within ten (10) days. Again, the Respondent failed to respond to this letter. Exhibit ‘D.’
“15. Thereafter, this matter was docketed for investigation. In a letter dated August 5, 1998, die Respondent was notified by the Office of the Disciplinary Administrator that the matter had been docketed. This communication included a directive to respond within ten (10) days. Again, the Respondent did not respond to this letter.
“16. The investigator, Ted Hollembeak, sent two (2) letters to the Respondent. Exhibits ‘E’ and ‘F.’ The Respondent did not respond to either letter. Additionally, Mr. Hollembeak repeatedly attempted to contact the Respondent by telephone. At one point, the Respondent’s voice mail box indicated that the box was full and could not accept any additional messages. Mr. Hollembeak’s secretary did receive one telephone call from the Respondent. In that contact the Respondent indicated that she would be faxing some documents to Mr. Hollembeak. Mr. Hollembeak did not receive any documents from the Respondent or any further communication from her.

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In Re Shumway, 8 P.3d 735, 269 Kan. 796, 2000 Kan. LEXIS 627 (kan 2000).

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