In re Shaw

207 A.3d 442
CourtCourt of Judicial Discipline of Pennsylvania
DecidedApril 23, 2019
DocketNo. 5 JD 16
StatusPublished

This text of 207 A.3d 442 (In re Shaw) is published on Counsel Stack Legal Research, covering Court of Judicial Discipline of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Shaw, 207 A.3d 442 (cjdpa 2019).

Opinion

1. Whether the misconduct is an isolated instance or evidenced a pattern of conduct: The conduct at issue here does involve several incidents of different types as set forth in the stipulations agreed to by counsel.

2. The nature extent and frequency of occurrence of the acts of misconduct: Respondent Shaw has not been charged with any criminal conduct but the patently improper conduct he committed in engaging in a romantic relationship with the girlfriend of a defendant he was supervising in Treatment Court and the salacious texts he sent are clearly impermissible. Respondent Shaw's inaction in the face of the conflict resulting from his counsel appearing before him was done repeatedly and, apparently, with little, if any, thought about its potential consequences.

3. Whether the conduct occurred in or out of the courtroom: The romantic relationship at issue occurred outside of the courtroom but was, of course, related to courtroom proceedings. The conflicted representation, of course, occurred in the courtroom.

4. Whether the misconduct occurred in the judge's official capacity: All of the misconduct at issue here grew out of Respondent Shaw's official capacity. While the physical side of the romantic relationship could be said to have occurred in Respondent Shaw's private life it had its beginning in his official capacity as a Treatment Court judge.

5. Whether the judge acknowledged or recognized that the acts occurred: Respondent Shaw has unequivocally acknowledged his improper conduct.

6. Whether the judge has evidenced an effort to change or modify his conduct: Respondent Shaw has unquestionably changed his conduct and is no longer in office. The evidence adduced at the sanction hearing makes it clear he would be unlikely to offend again in any event. His contrition is obviously genuine.

7. The length of service on the bench: Respondent Shaw served as a Magisterial District Judge for a total of 24 years. He did not run for reelection in 2017.

8. Whether there have been prior complaints about the judge: No evidence was presented of any prior complaints against Respondent Shaw.

9. The effect the misconduct has upon the integrity of and respect for the judiciary: This Court has found that Respondent *444Shaw's misconduct amounts to a violation of the Disrepute Clause and that it has had a negative effect on the reputation of the judiciary at large.

10. The extent to which the judge exploited his or her position to satisfy personal desires: Obviously Respondent Shaw did exploit his position for personal reasons and gratification.

II. DISCUSSION

At the sanction hearing Respondent Shaw took full responsibility for his actions. Although his ethical violations do not amount to criminal acts he did bring disrepute to the judiciary with his actions.

A review of the cases previously decided by this Court yields none directly on point with the situation here. Several cases do, however, provide some ancillary guidance.2 In In re Cicchetti , 697 A.2d 297 (Pa.Ct.Jud.Disc. 1997) (aff'd 560 Pa. 183, 743 A.2d 431 (2000) ), the president judge of a county coerced female employees into having sexual relations with him through the use of occasionally strong methods of persuasion. Judge Cicchetti was given a severe reprimand and censure as a sanction.

In In re Berkhimer , 877 A.2d 579 (Pa.Ct.Jud.Disc. 2005) , a magisterial district judge sexually harassed his employees with foul language and deliberate displays of pornography. He also used his judicial office to contact constituents to congratulate them for their achievements with an eye towards winning their votes for re-election. Judge Berkhimer had a prior ethical offense for asking a police officer to lower a charge against a friend. Judge Berkhimer was ordered removed from office.

A third case of interest is In re Alonge , 3 A.3d 771 (Pa.Ct.Jud.Disc. 2010) , involving a magisterial district judge who sexually harassed his staff and lied about his qualifications for office. Judge Alonge was suspended without pay for sixty days and placed on probation for an additional four months.

The Sanction Hearing Here

At the sanction hearing seven witnesses presented very favorable testimony about Respondent Shaw's good work in his community. Over 40 letters were submitted to the Court by Respondent Shaw further speaking of his good works and character.

The misconduct committed, while clearly inexcusable, was at least not criminal. Respondent Shaw is no longer on the bench having decided not to run for reelection with this matter pending.

In view of the overall record in this case we find that the appropriate sanction is a severe reprimand and five thousand ($ 5,000) dollar fine to be paid within six months to the General Fund of the Commonwealth of Pennsylvania. Respondent Shaw will remain under the supervision of this Court until the fine is paid.

Judges Barton (joined by Judge Jones ) and Judge Foradora file Concurring Statements.

CONCURRING STATEMENT BY PRESIDENT JUDGE EMERITUS DAVID J. BARTON

I join in the sanction imposed by the learned majority. I write separately only to depart from the majority's comment, in the final section of the opinion, concerning the lack of criminality of Judge Shaw's conduct.

*445Criminality of conduct of a judge is typically a dispositive factor concerning whether particular conduct rises to the level of judicial misconduct. Its presence in nearly all cases results in a finding of judicial misconduct. However, a number of cases that come before us have involved conduct that is potentially criminal, but uncharged. In many of those cases we have found that the jurists involved committed misconduct. Thus, the absence of charged criminal conduct does not always equate to the absence of judicial misconduct. The majority's reference to Judge Shaw's conduct as not being criminal, as it appears, seems to suggest a larger role than I believe is accurate. Although it may be implicit in the majority's arrival at a sanction, the absence of charged criminal conduct is but one fairly minor factor in arriving at the sanction imposed in this case.

I also concur in the result here for additional reasons.

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Related

In Re Cicchetti
743 A.2d 431 (Supreme Court of Pennsylvania, 2000)
In Re Berkhimer
877 A.2d 579 (Judicial Discipline of Pennsylvania, 2005)
In Re Alonge
3 A.3d 771 (Judicial Discipline of Pennsylvania, 2010)
In Re Cicchetti
697 A.2d 297 (Judicial Discipline of Pennsylvania, 1997)
In re Tidd
181 A.3d 14 (Judicial Discipline of Pennsylvania, 2018)
In re Shaw
192 A.3d 350 (Judicial Discipline of Pennsylvania, 2018)

Cite This Page — Counsel Stack

Bluebook (online)
207 A.3d 442, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-shaw-cjdpa-2019.