In re Searls

22 A.D. 140, 48 N.Y.S. 60

This text of 22 A.D. 140 (In re Searls) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Searls, 22 A.D. 140, 48 N.Y.S. 60 (N.Y. Ct. App. 1897).

Opinion

Rumsey, J.:

In the month of April, 1897, there was begun, in the Circuit Court of Cook county, of the State of Illinois, an action at law, in which the Lake Street Elevated Railroad Company was plaintiff, and the Farmers’ Loan and Trust Company and several individuals were defendants, to recover damages. The action was put at issue upon the facts by the service of a plea by one of the defendants against whom damages were sought to be recovered. After it was at issue, a commission was issued out of that court, directed to a certain person named in the commission, “ or to any * * * notary public,” to take the testimony of several persons in the State of Hew York. The witnesses were subpoenaed to appear before one McGovern, who, it was made to appear, ivas a notary public, and, therefore, a person who might properly execute a commission. Whittlesey D. Searls ivas subpoenaed to appear as a witness before the commissioner, and upon his examination certain questions were put to' him, which, upon the advice of counsel, he declined to answer. Thereupon an application was made to a justice of this court, pursuant to the provisions of section 856 of the Code of Civil Procedure, to compel the witness to answer the questions, and the justice upon a hearing held that the questions were legal and pertinent, and made an order committing the witness for contempt until he should answer the questions thus propounded to him. From that order this appeal is taken. The order was made in reliance upon the authority of Matter of United States Pipe Line Company (16 App. Div. 188), and if that case was well decided the order was clearly proper. But the learned counsel for the appellant seeks here to question the authority of that case and asks us to reconsider it.

He insists in the first place that in the examination of the case the court overlooked section 3001 of the Code of Civil Procedure, and he says that it is clear that if that section had been brought to the notice of the court the conclusion in the ease must have been different. It is quite true that that section was overlooked by the court, but that fact, while it weakens the force of one of the arguments which was used to establish the conclusion reached, does not by any means require the court to reach another conclusion upon the consideration of the law.

[142]*142The counsel says, too, that whatever was said in the case of Matter of United States Pipe Line Company (supra) upon the subject of the proper procedure in cases like this, was not called for by the case as then presented to the court, and that, therefore, it is not authority. It is very true that the case might have been decided without going into the question of the proper procedure in these cases, but yet that question was not improper to be discussed in the decision, and while there was no logical necessity for its determination, yet the point was fairly presented as to what was the proper procedure, and the court might well take that question into consideration and decide it without being subjected to the criticism of having gone beyond the necessities of the particular case.

But in this case the precise question is presented so that it can be considered and decided, because it lies at the foundation of this appqal. As was said in the case of Matter of United States Pipe Line Company (supra), the taking of testimony upon commission in this State to be used in another State, was a thing unknown to the common law. It is wholly a statutory proceeding, and it is controlled, not only as to the mode of taking the testimony, but as to the remedies for a refusal on the part of the witness to testify, by the provisions of the statute, and unless some remedy is provided by the statute which can be made effectual, there is no way of compelling a witness to testify. The provision for taking testimony upon commission is found in sections 915 and 916 of the Code of Civil Procedure. Those sections are in article 3 of title 3 of chapter 9, which treats of depositions taken within the State for use without the State. Section 915 provides that a justice of the Supreme Court or a county, judge must, upon certain facts being made to appear to him, issue a subpoena to the witness whose testimony is sought, commanding him to appear before the commissioner or before the officer designated in the commission, by his title of office, to testify in the action, suit or special proceeding. The next section (916) makes provision as to the place where the witness may be required to appear. The other sections do not refer specifically to the taking of testimony before a commissioner, but will be considered later. Section 854 of the Code of Civil Procedure refers to cases where a judge or some other person mentioned in the section is expressly authorized, by law to require the attendance of a person before him, or before- a person [143]*143designated in a commission issued by a court of another State or country, to give testimony or have his deposition taken or to be examined. It is contained in that title which refers to the mode of compelling the attendance and testimony of a witness. The subsequent sections (855, 856) prescribe the manner in which a refusal to attend or to testify or to answer a legal and pertinent question should be punished. As was shown in the case of Matter of United States Pipe Line Oompany (supra), the provisions of these sections are substantially the same as the provisions of the sections of the Revised Statutes having for their object to compel a "witness to appear before a commissioner and be examined. They prescribe a well-known and effective system of long standing by which such testimony can be compelled, and they undoubtedly are broad enough to apply to cases like the one at bar, and to authorize the judge to make the order which was made here. Section 854 provides that it shall not apply to a matter arising or an act to be done in a court of record, but that refers clearly to a court of record in this State, because the section by its terms especially applies to a commission issued by a court of another State to procure testimony in this State. It is quite clear, therefore, as was held iii the case of Matter of United States Pipe Line Company (supra), that there is a remedy for a refusal of a witness to answer under the provisions of sections 855 and 856 of the Code of Civil Procedure.

But it is said that the provisions of section 920 are also effective to insure not only the attendance of a person subpoenaed pursuant to the provisions of the article in" which that section is, but also to punish him for a refusal to answer a proper question. Article 3 of title 3 of chapter 9, in which section 920 appears, does not alone refer to proceedings had before a commission, but it contains provisions authorizing a justice of the Supreme Court or county judge to subpoena a witness to appear before him in an action pending in the court of another State, upon certain facts being made to appear to him (§ 917); and it also contains provisions authorizing a justice of the peace in certain cases to subpoena a witness to appear before him to give testimony in such an action (§ 918). In each of these cases the person to whom authority is given to subpoena a witness to appear before himself is a judicial officer of this State, duly elected and qualified, and having judicial powers by virtue of [144]*144his office, although, of course, he would have no power in this particular way to issue a subpoena unless it were given to him by statute.

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Related

The People Ex Rel. v. . Nostrand
46 N.Y. 375 (New York Court of Appeals, 1871)
In re Application of United States Pipe Line Co.
16 A.D. 188 (Appellate Division of the Supreme Court of New York, 1897)
People ex rel. Hanford v. Thayer
34 N.Y.S. 592 (New York Supreme Court, 1895)

Cite This Page — Counsel Stack

Bluebook (online)
22 A.D. 140, 48 N.Y.S. 60, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-searls-nyappdiv-1897.