In re Scott

805 So. 2d 137
Supreme Court of Louisiana·Decided January 15, 2002·No. No. 2001-B-1337·Published

Opinion

JjPER CURIAM.*

This disciplinary proceeding arises from one count of formal charges filed by the Office of Disciplinary Counsel (“ODC”) against respondent, Hal J. Scott, an attorney licensed to practice law in Louisiana, but currently on interim suspension.

UNDERLYING FACTS

In late 1980, James R. King, an employee of the Louisiana Department of Elections and Registration (“Department”), approached respondent to bid on drayage (trucking) contracts awarded by the Department to transport voting machines to and from voting sites. Although Mr. King was prohibited from bidding on such contracts as an employee of the Department,1 he and respondent confected an arrangement whereby respondent would bid on the drayage contract with the Department in his own name, but all services under the contract would be performed by Mr. King, even though the contracts specifically prohibited assignment of the contract to any third party without the written permission of the Department. Respondent received Inpayments for the contractual services, deposited the money in his client trust account, and wrote checks to Mr. King for the same amount. Respondent did not receive anything of value for his participation in the scheme.

The arrangement between respondent and Mr. King continued from late 1980 until March 17, 1999, when the Louisiana Office of Legislative Auditor’s report on the Department was released and exposed the scheme.2 Three months later, on June 16, 1999, respondent was arrested and charged with one count of conspiracy to file or maintain false public records, violations of La. R.S. 14:26 and 14:133. On the same day, respondent pleaded guilty to the felony charge set out in the bill of information. He was subsequently sentenced to a [139] deferred one-year sentence, subject to a period of active supervised probation with imposition of fines and restrictions.3

Shortly after his conviction and sentencing, respondent and the ODC filed a joint motion with this court seeking to place respondent on interim suspension. This court granted the motion and placed respondent on interim suspension. In re: Scott, 99-2010 (La.9/3/99), 740 So.2d 103.

DISCIPLINARY PROCEEDINGS

Formal Charges

After investigation, the ODC filed one count of formal charges against respondent, alleging that his conviction constituted the commission of a serious crime for purposes of Rule 8.4 of the Rules of Professional Conduct. Respondent ^subsequently answered the formal charges conceding he engaged in the misconduct, but asserted there were several applicable mitigating circumstances, including lack of financial benefit to him, lack of financial harm to the State of Louisiana, lack of selfish motive, cooperation and remorse. Respondent also pointed out the offense did not arise out of the practice of law and did not cause harm to any clients.

Formal Hearing

At a formal hearing, the ODC called no witnesses, but introduced the record of respondent’s underlying criminal conviction, including the bill of information, the affidavit and audit report submitted by the legislative auditor in support of the arrest warrant, respondent’s guilty plea and the plea and cooperation agreement entered into between respondent and the district attorney’s office. Numerous other public officials and attorneys submitted written letters attesting to respondent’s character and competence.

Respondent testified on his own behalf. He stated that he knew Mr. King had a contract with the Department to store the voting machines when they were not used, and that he believed Mr. King needed him to bid on the drayage contracts because Mr. King could not do both. He further testified former Commissioner of Elections Jerry Fowler and other Department officials were the ones who actually suggested the illegal bidding scheme. Respondent stated that when he agreed to participate in the scheme to assist his friend, he had a feeling it was illegal. Therefore, he discussed the matter with Commissioner Fowler, who advised respondent not to worry because that was the way things were being done around the state.4

LAs to his active participation in the scheme, respondent testified Mr. King would personally deliver blank bid sheets for respondent’s signature on a periodic basis and Mr. King would subsequently fill them out and submit them for consideration. Respondent stated the Department employees involved in the bidding process were aware that respondent’s name was being used by Mr. King because they always dealt with Mr. King regarding the details of respondent’s drayage contracts. Respondent claimed that, to the best of his knowledge, Mr. King was always awarded the bid contracts in their twenty-year relationship, and thus implied there was some bid rigging taking place within the Department. Respondent admitted that he fun[140] neled the money through his client trust account. However, he stated he had not practiced law since 1979 because he had to run his family’s 2,000 acre farm. Respondent maintained placing the funds in his client trust account was the easiest way to keep Mr. King’s funds segregated from his own. Respondent urged the court to consider a lenient sanction which would permit him to return to the practice of law. He stated that due to dire economic farming times, he had to sell his family’s farm, his two daughters’ homes, all of his immovable properties and farm equipment.

Hearing Committee Recommendation

The committee determined respondent violated Rule 8.4(c) (engaging in conduct involving deceit, dishonesty, fraud, or misrepresentation) of the Rules of Professional Conduct.5 Relying on the ABA’s Standards for Imposing Lawyer Sanctions, it concluded the baseline sanction was disbarment. However, it recognized this court has departed downward from disbarment when there is appropriate | ¿mitigating evidence. In support, it cited jurisprudence where this court imposed thirty to thirty-six month suspensions for conduct constituting a “serious crime,” after considering mitigating factors related to the attorney’s cooperation with law enforcement authorities and willingness to plead guilty to the criminal offenses.6 The committee concluded respondent violated a duty to the legal system and profession, resulting in great injury to the public and legal profession. It further noted:

Respondent knowingly and intentionally compromised his oath to the legal profession and allowed himself to be a facilitator in conspiring to circumvent State laws. Issues of trustworthiness and honesty are day to day concerns which must be strictly adhered to by attorneys in order to safeguard the integrity of the legal profession. Respondent’s conduct injures the public in that it has irrevocably shaken the public’s confidence in the State’s election process and its officials.

As mitigating factors, the committee recognized respondent’s remorse, cooperation in the criminal proceedings, and good character and reputation. In aggravation, the committee considered the fact the misconduct continued for nineteen years.

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In re Scott, 805 So. 2d 137 (La. 2002).

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