In Re SA

582 A.2d 137
CourtSupreme Court of Vermont
DecidedAugust 24, 1990
Docket89-225
StatusPublished

This text of 582 A.2d 137 (In Re SA) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re SA, 582 A.2d 137 (Vt. 1990).

Opinion

582 A.2d 137 (1990)

In re Judicial Review of S.A.

No. 89-225.

Supreme Court of Vermont.

August 24, 1990.

*138 Jeffrey L. Amestoy, Atty. Gen., Montpelier, and Joseph L. Winn, Asst. Atty. Gen., Brandon, for plaintiff-appellee Dept. of Mental Health.

John H. Carnahan of Fitts, Olson, Carnahan, Anderson & Bump, Brattleboro, for defendants-appellants S.A.'s parents.

Nancy Breiden, Vermont Legal Aid, Inc., Brandon, for defendant-appellee S.A.

Allan R. Keyes and John A. Serafino of Ryan Smith & Carbine, Ltd., Rutland, for amicus curiae, Brandon Training School Ass'n.

Mickenberg, Dunn, Sirotkin & Dorsch, Burlington, for amici curiae, Vermont Developmental Disabilities Council, Vermont Protection and Advocacy, Inc. and Vermont Ass'n for Retarded Citizens.

Before ALLEN, C.J., PECK, GIBSON and DOOLEY, JJ., and BARNEY, C.J. (Ret.), Specially Assigned.

PECK, Justice.

The parents of S.A. appeal a district court judgment finding their son, S.A., eligible for conditional release to a community placement. We affirm.

*139 I.

S.A., age 44, has lived at Brandon Training School (Brandon) since age 4, after he suffered postinfectious encephalitis that damaged his central nervous system and left him profoundly mentally retarded. He requires twenty-four hour care and supervision due to his considerable health problems, including a seizure disorder that has caused fractures and osteomyelitis. The fracture of his mandible many years ago has remained an ongoing health concern because S.A. must wear a helmet at all times when he moves about. S.A.'s general level of ability corresponds to that of a young child. His gross motor skills enable him to get in and out of bed and walk on level surfaces, but he cannot climb or descend stairs. S.A.'s fine motor development has progressed to the level of opening "push" doors and grasping small items with his thumb and fingers. Although he is nonverbal, S.A. communicates through vocalizations, listens at least momentarily when spoken to by a caregiver, and smiles in response to the presence of familiar people. He does not, however, understand the word "no," or imitate sounds immediately. He also tends to wander unless closely supervised. S.A. has continued to learn during his adult years despite his severe handicaps: between 1972 and 1976 he learned to walk again after being nonambulatory for more than thirteen years.

Appellants were appointed S.A.'s coguardians in 1981 pursuant to 14 V.S.A. §§ 3069(b)(1) (power of general supervision, including choosing or changing his residence, care, habilitation, education, and employment) and 3069(b)(5) (power of consent to surgery or other medical procedures). The present controversy developed because appellants, S.A.'s parents, were not notified of the application for judicial review filed in the district court by the Attorney General, on behalf of the Department of Mental Health (DMH), on August 2, 1984. Appellants first learned that the application had been filed in March of 1988, when a paralegal from the Attorney General's Office wrote to them of the tentative judicial review hearing date set for April 7, 1988. They contend that as S.A.'s legal guardians they should have received notice of the application filing and had an opportunity to attend hearings at which the trial court assigned Vermont Legal Aid, Inc. (Legal Aid) as counsel for S.A., appointed a guardian ad litem, and three status conferences held in December of 1987, January and February of 1988.

Appellants claim on appeal that the court violated S.A.'s due process rights by failing to assure that he received an independent guardian ad litem and an independent lawyer and that the court overlooked their responsibilities and authority as S.A.'s legal guardians. They further assert that no legal standard exists making Brandon residents "eligible for conditional release" to community placements and, in the alternative, that even if such a legal standard does exist, the order finding that S.A. met this standard was inconsistent with the court's own findings of fact.

II.

A.

Appellants contend that their procedural due process rights were first disregarded when DMH failed to notify them of the filing of the judicial review application in August of 1984. Appellants' due process rights include the right to reasonable notice under the circumstances and an opportunity to be heard. Mullane v. Central Hanover Bank & Trust Co., 339 U.S. 306, 313, 70 S.Ct. 652, 656, 94 L.Ed. 865 (1950).

Appellants have not shown that they were harmed in any way by not being included in the prehearing proceedings. Appellants received notice of the tentative hearing date, and the court granted them a continuance. The court also granted appellants a hearing on the issue of the appointment of an independent guardian ad litem and counsel. The statute requires notice to parents and guardians only of the scheduling of a hearing on the application. Section 8834(c) of Title 18 provides that the court "shall fix a date for and give notice of a hearing to ... the person admitted to *140 the training school and [the] attorney, legal guardian and spouse, parents or children." (Emphasis added.) The statute was complied with in this case. Appellants have not shown that they were injured in any way by the procedures defined by § 8834(c).[1]

Appellants also complain that the hearing was scheduled for more than three years after the application was filed, and not within the thirty days required by 18 V.S.A. § 8834(c). Appellants have presented no specific assertions of prejudice related to that delay.

B.

Appellants further contest the lack of appointment of and notice to a guardian ad litem earlier in the review process. They view the procedure employed in this case as "a standardized routine" that ignored the rights of S.A. to be treated as an individual as prescribed by statute and procedural due process and that treated the guardian ad litem as mere "window dressing." Specifically, they claim that the sequence of appointing counsel prior to appointing a guardian ad litem precluded S.A., through his guardian ad litem,[2] from electing to retain counsel pursuant to 18 V.S.A. § 7111, if he could afford it. We disagree. The court committed no procedural errors by appointing counsel before a guardian ad litem.

The statutes differ with respect to the appointment of counsel and of a guardian ad litem. Section 7111 requires a Brandon resident to be represented by counsel "[i]n any proceeding." In contrast, § 8831 states that no commitment order "shall lead to a presumption of legal incompetence." Since the court has an obligation to appoint a guardian ad litem only for an incompetent person, V.R.C.P. 17(b), the appointment of a guardian ad litem in a judicial review proceeding depends upon a preliminary finding of legal incompetence by the court. Similar statutes concerning institutionalized persons appear elsewhere in Title 18. See, e.g., § 7706 (care and treatment of mentally ill or mentally retarded persons) and § 8844 (care for retarded persons who present a danger of harm to others). These provisions are designed to protect the liberty interests of an institutionalized person because they require courts to make specific findings on the issue of competency and not rely on "[m]ere recitations of diagnostic labels." State v. Ladd, 139 Vt.

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Related

Mullane v. Central Hanover Bank & Trust Co.
339 U.S. 306 (Supreme Court, 1950)
Hinckley v. Town of Jericho
543 A.2d 260 (Supreme Court of Vermont, 1988)
Peabody v. P.J.'s Auto Village, Inc.
569 A.2d 460 (Supreme Court of Vermont, 1989)
In Re R.S. Audley, Inc.
562 A.2d 1046 (Supreme Court of Vermont, 1989)
State v. Ladd
433 A.2d 294 (Supreme Court of Vermont, 1981)
In re M. G.
408 A.2d 653 (Supreme Court of Vermont, 1979)
In re S.B.L.
553 A.2d 1078 (Supreme Court of Vermont, 1988)
In re Judicial Review of S.A.
582 A.2d 137 (Supreme Court of Vermont, 1990)

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Bluebook (online)
582 A.2d 137, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-sa-vt-1990.