In re R.T.W.

614 S.E.2d 489, 359 N.C. 539
Supreme Court of North Carolina·Decided July 1, 2005·No. No. 417PA04·Published·Cited by 83 cases

Opinion

NEWBY, Justice.

The issue is whether a trial court retains jurisdiction to enter an order terminating parental rights while a custody order in the same case is pending appellate review. We conclude it does and reverse the Court of Appeals.

I. BACKGROUND

In December of 2000, Child Protective Services (CPS) received a report alleging respondent — then age fourteen — had been sexually abused by her twenty-one-year-old half-brother while living with her mother in Hillsborough. An investigation revealed respondent was pregnant with her half-brother’s child. Respondent’s half-brother was eventually imprisoned for statutory rape.

Respondent gave birth to her son, R.T.W., on 4 May 2001. Thereafter, CPS referred fresh accusations of neglect to petitioner Orange County Department of Social Services (DSS). These allegations raised concerns about the family’s housing (a roach-infested residence with lead paint peeling off the walls that lacked electricity and running water and was later condemned), excessive alcohol consumption by respondent’s mother, respondent’s failure to bond with R.T.W., and inadequate adult supervision of both respondent and her newborn son.

In response to these allegations, DSS obtained a court order on 23 August 2001 granting it custody of fifteen-year-old respondent and three-and-one-half-month-old R.T.W. Respondent was sent to a residential group home for adolescents, and R.T.W. was placed in foster care. The next day, DSS filed a juvenile petition alleging R.T.W. was a neglected and dependent juvenile. At a 4 October 2001 adjudicatory [541] hearing, the trial court determined R.T.W. to be a dependent juvenile. See N.C.G.S. § 7B-101 (2003).

One month later, on 1 November 2001, the court held a combined custody review/permanency planning hearing.1 It entered an order (hereinafter “custody review order”) directing that R.T.W. remain in the custody of DSS and that efforts to reunify respondent and R.T.W. cease. The custody review order also set adoption as the permanent plan for R.T.W. and instructed DSS to file a petition or motion in the cause within sixty days to terminate respondent’s parental rights. Respondent appealed the order.

While this appeal was pending, on 20 December 2001, as instructed by the trial court, DSS filed a motion to terminate respondent’s parental rights. The trial court held hearings on the matter on four dates in 2002 and 2003. On 29 January 2003, the court entered a termination order. In its findings of fact, the court cited, inter alia, respondent’s need for years of therapy due to the abuse and neglect she had suffered and the risk of abuse and neglect to R.T.W. if returned to her care. Per N.C.G.S. § 7B-1111, the court concluded that respondent was incapable of properly caring for and supervising R.T.W. and that those circumstances would likely continue for the foreseeable future. Respondent also appealed the termination order.

Soon after R.T.W.’s second birthday, an unpublished Court of Appeals opinion filed on 20 May 2003 remanded the custody review order to the trial court for additional findings of fact. In re R.T.W., 157 N.C. 716, 580 S.E.2d 98, 2003 WL 2115340 (May 20, 2003) (No. COA03-728). Although the trial court entered a revised order with additional findings on 25 July 2003, it opined that its termination order had rendered this aspect of the matter moot.2

Nearly one year later, on 6 July 2004, the Court of Appeals vacated the termination order, ruling the trial court lacked jurisdiction to terminate parental rights during the pendency of respondent’s appeal of the custody review order. In re R.T.W., 165 N.C. App. 274, 600 S.E.2d 274, 2004 WL 1497710 (July 6, 2004) (No. COA03-728). [542] Following In re Hopkins, 163 N.C. App. 38, 592 S.E.2d 22 (2004), it based its holding on N.C.G.S. § 7B-1003, which permits trial courts to enter “‘temporary order[s] affecting . . . custody or placement’ ” while a custody order is pending appeal. R.T.W., 2004 WL 1497710 at *1 (quoting N.C.G.S. § 7B-1003) (emphasis added). The Court of Appeals found the statute’s use of the term “temporary” to be dis-positive: “[A termination order] ‘is ... a permanent rather than a temporary order affecting . . . custody or placement^]’ Therefore, the trial court does not have jurisdiction to terminate parental rights while a[n] appeal from an earlier order is pending.” Id. (alterations in original).

The court mentioned, but refused to follow, In re Stratton, 159 N.C. App. 461, 583 S.E.2d 323 (2003), which held the entry of a termination order rendered a father’s pending appeal of an earlier custody order moot.3 Hopkins and Stratton have produced two conflicting lines of cases. See In re V.L.B., 164 N.C. App. 743, 745, 596 S.E.2d 896, 897 (2004) (following Stratton); In re J.G.S., 164 N.C. App. 96, 101-03, 595 S.E.2d 155, 158-59 (2004) (distinguishing Hopkins and Stratton but following Hopkins); In re N.B., 163 N.C. App. 182, 183-84, 592 S.E.2d 597, 598 (2004) (following Stratton). Although the Court of Appeals has attempted to reconcile these cases, it recently conceded they are, in fact, “irreconcilable.” V.L.B., 164 N.C. App. at 746, 596 S.E.2d at 897.

We allowed DSS’s petition for discretionary review to resolve the conflict in our lower court’s case law. As neither party has any constitutional claim properly before this Court, we decide this case on purely statutory grounds. We hold the pending appeal of a custody order does not deprive a trial court of jurisdiction over termination proceedings. As explained below, our holding rests on the legislative intent evident in relevant portions of North Carolina’s Juvenile Code, Subchapter I (Abuse, Neglect, Dependency). We affirm Stratton as correctly implementing the legislature’s intent, and we specifically overrule Hopkins and J.C.S. A summary of parental rights and a review of the relevant aspects of Subchapter I are foundational to our analysis.

[543] II. PARENTAL RIGHTS

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In re R.T.W., 614 S.E.2d 489, 359 N.C. 539 (N.C. 2005).

614 S.E.2d 489 (In re R.T.W.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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