In Re Rothrock

154 P.2d 392, 25 Cal. 2d 588, 1944 Cal. LEXIS 341
CourtCalifornia Supreme Court
DecidedDecember 29, 1944
DocketS. F. 16934
StatusPublished
Cited by8 cases

This text of 154 P.2d 392 (In Re Rothrock) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Rothrock, 154 P.2d 392, 25 Cal. 2d 588, 1944 Cal. LEXIS 341 (Cal. 1944).

Opinion

THE COURT.

By a complaint filed in the Justice’s Court of San Jose Township, Donald A. Rothrock, then a member of the bar of California, was charged with the crime of petty theft. On February 5, 1941, Rothrock pleaded guilty to the charge and was sentenced to a term of six months in the county jail. After he had served about three months of *589 that time, he was paroled for the purpose of receiving medical treatment at the Veterans’ Bureau in Colorado.

In conformity with the provisions of the State Bar Act, a certified copy of the judgment of conviction was transmitted to this court which, on May 12, 1941, made an order disbarring Rothrock from practice. More than a year and one-half later, by a series of motions and petitions he challenged the validity of that order upon the grounds, generally stated, that the record of his conviction, as presented to this court, did not justify his disbarment. In support of one of these motions, he declares that petty theft does not necessarily involve moral turpitude. He also alleges that his crime, if any, was not petty theft and that the prosecuting officers, by overreaching him, induced him to enter a plea of guilty. At the time of committing the act and entering the plea, he continues, he was insane. Before ordering his disbarment based upon the conviction of petty theft, Roth-rock asserts, this court should have afforded him an opportunity to appear and defend against any finding of moral obliquity, and by reference or otherwise, ascertained the facts concerning the offense for which he was prosecuted. In two other notices of motion he attacks the order of disbarment upon some or all of the same grounds.

The State Bar Act provides that the clerk of the court in which an attorney is convicted of a felony or misdemeanor involving moral turpitude shall transmit a record of such conviction to this court. A plea of guilty is deemed to be a conviction. If the judgment is final, proceedings to disbar the attorney shall be undertaken by the Supreme Court and the record of conviction shall be conclusive evidence. (Bus. & Prof. Code, §§ 6100, 6101, 6102.) Rothrock admits that he was disbarred upon a record of conviction submitted in accordance with these provisions, but he contends that the crime of petty theft does not necessarily involve moral turpitude. He insists that only upon a consideration of the evidence concerning the act for which he was convicted may that question be determined. .

In a proceeding recently brought by an attorney at law to avoid disbarment because of a judgment of conviction, the effect of the record was considered and it was held that whether a person has been found guilty of a crime involving moral turpitude is a question of law which this court must *590 decide. (In re McAllister, 14 Cal.2d 602, 603 [95 P.2d 932].) And as since stated, “if the conviction on the face of the record shows moral turpitude, then the record is conclusive of the matter.” (In re Richardson, 15 Cal.2d 536, 540 [102 P.2d-1076].) More specifically, the court observed when passing upon the validity of an order disbarring Rothrock which was based upon his conviction of the offense of assault with a deadly weapon: “In cases such as those involving convictions of murder, forgery, extortion, bribery, perjury, robbery, embezzlement and other forms of theft, no difficulty would attend the determination of the question of moral turpitude from a consideration of the record of conviction alone.” (In re Rothrock, 16 Cal.2d 449, 454 [106 P.2d 907, 131 A.L.R. 226].)

. But because of the petitioner’s assertions that he did not commit petty theft, and that the plea of guilty upon which the order of disbarment now under attack is based was made as the result of an agreement with the district attorney to accept responsibility for an offense not committed, this court referred the matter to The State Bar for the purpose of taking evidence and making findings of fact concerning the issue of moral turpitude. The committee of The State Bar to which the matter was assigned for hearing accorded Rothrock an opportunity to appear as a witness in his own behalf. He did not do so but presented a letter which was received in evidence. The committee took the testimony of the deputy district attorney who prosecuted Rothrock and the justice of the peace before whom he pleaded guilty. This evidence, with the record of the proceedings in the justice’s court at the time of plea and sentence was presented to the Board of Governors, which made findings of fact substantially as follows:

On January 31, 1941, a complaint was filed against Roth-rock in the Justice’s Court of San Jose Township charging him with the commission of a felony. It was alleged that, with the intent to defraud one Mabel Beale, he drew a check in the sum of $5.83 upon the Bank of America, Colton branch, “knowing at the time that he had not sufficient funds in, or credit with, said bank to meet said check in full. ’ ’ There were at that time in the hands of the district attorney, three other checks, all of which had been drawn by Rothrock on the same bank, one to Hotel DeAnza for $25.07, one to Hotel *591 DeAnza for $3.00, and one to Mrs. Norma Butler for $12.01. Rothrock admitted to a deputy district attorney that he had used each of these checks to obtain money, and that he knew he had no money in the bank to cover them.

As the result of an arrangement described by the deputy district attorney as a “deal” which was made by him and counsel for Rothrock, a complaint charging the petitioner with petty theft was filed. This complaint was based upon Rothrock’s act in obtaining $5.83 from Mrs. Beale but it did not mention the check as the means he had used to get the money. To this complaint Rothrock entered a plea of guilty and a sentence of six months’ imprisonment in the county jail was thereupon imposed. The district attorney then dismissed the complaint charging a felony.

No promise was made by the deputy district attorney, or any other person, either to Rothrock or to his attorney that Rothrock would be given a suspended sentence. On the contrary, Rothrock was informed before he pleaded guilty that he would not be given a suspended sentence, and he knew that the result of his plea and conviction “might or would be suspension or disbarment.” Also, after his plea was entered and before he was sentenced, he admitted to the justice of the peace that he had passed the four checks which have been mentioned. After being sentenced he asked permission to withdraw his plea of guilty, but permission was denied. The judgment of conviction was never revoked, vacated, or set aside, and it has become final.

Shortly after his conviction and sentence Rothrock filed in the superior court an application for writ of habeas corpus. At the hearing in that proceeding he repeatedly admitted having issued the checks and his application was denied. In the habeas corpus matter, and also in the proceedings before the justice’s court, Rothrock was represented by counsel but not at all times by the same counsel.

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Bluebook (online)
154 P.2d 392, 25 Cal. 2d 588, 1944 Cal. LEXIS 341, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-rothrock-cal-1944.