In re Rothemich

146 F.2d 287, 32 C.C.P.A. 791, 64 U.S.P.Q. (BNA) 228, 1944 CCPA LEXIS 144
CourtCourt of Customs and Patent Appeals
DecidedDecember 11, 1944
DocketNo. 4938
StatusPublished
Cited by1 cases

This text of 146 F.2d 287 (In re Rothemich) is published on Counsel Stack Legal Research, covering Court of Customs and Patent Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Rothemich, 146 F.2d 287, 32 C.C.P.A. 791, 64 U.S.P.Q. (BNA) 228, 1944 CCPA LEXIS 144 (ccpa 1944).

Opinion

Hatfield, Judge,

delivered the opinion of the court:

This is an appeal from the decision of the Board of Appeals of the United States Patent Office affirming the decision of the Primary [792]*792Examiner rejecting the claims (Nos. 14 and 15) in appellant’s application for patent for an alleged invention relating to “pigment-resin dispersions in the form of dry powders” to be used in organic film-forming compositions for modifying the shade of such compositions.

Claim 14 is sufficiently illustrative of the appealed claims. It reads:

14. A dry powder for pigmenting organic coating and decorating compositions containing hydrocarbon solvents, and dispersible in such compositions rapidly and substantially completely on simple agitation comprising a dispersion of pigment in a resin soluble in toluene and baying a melting point of at least 200° F, the particles being of such a size that substantially all of the powder passes a 20-mesh screen, the resin being present in sufficient quantity to at least satisfy the oil absorption of the pigment at room temperatures.

Claim 15 is similar to claim 14 except that it calls for the resin being “at least in 15 % excess above that required to form a plastic with the pigment on a two roll mill operated at 140° F.”'

The reference is: Verbyla, 2,000,003, April 30,1935.

As will be observed from quoted claim 14, appellant’s powder comprises a dispersion of pigment in a resin soluble in toluene. Each of the claims calls for a powder of such size that substantially all of it will pass through a 20-mesh screen; a resin having a melting point of at least 200° F.; an amount of resin admixed with the pigment sufficient in quantity to satisfy the oil absorption of the pigment at room temperatures; and, in addition, claim 15, as hereinbefore noted, calls for an amount of resin “at least in 15% excess above that required to form a plastic with the pigment on a two roll mill operated at 140° F.”

The patent to Verbyla relates to the preparation of pigments, and discloses a method of preparing a composition comprising finely divided pigments combined with thermoplastic resinous material of a type, as stated by the patentee, “suitable for use in a film-forming compound, such for example as a paint, enamel, lacquer or varnish, and which can be easily [and ‘readily’ as stated in claim 7] dissolved in a solvent such as may be used in such a compound.” The patentee states that the- pigments are “thoroughly disseminated in minute particles through the resin to form an apparently homogeneous mass”; that the pigment is incorporated in the resin by a “severe mixing, kneading, shearing and grinding action which breaks up the lumps or aggregates of the pigment and coats the resulting fine particles with the resin but causes the whole to coalesce into an apparently homogeneous mass,” which, when cool, may be broken up into “quite small pieces;” and that it is not necessary-to reduce the composition “to an impalpable powder.” After giving four examples by way of illustration, example 1 of which will be hereinafter referred to, the patentee states:

* * * that when the resin was dissolved in a vehicle of the type adapted for use in film-forming- compositions, the pigment was disseminated in a re[793]*793markably smooth manner showing a better quality of product than that produced by the usual grinding. This definitely indicates that the average particle size of the pigment has been reduced to a size adapted for use in film-forming compositions, whereas a simple mixture of the pigment with a vehicle would give no such result as is well known in the art.
The proportions of pigment to resin can of course be varied to a very substantial extent, depending upon the nature of the pigment and resin selected and upon the manner in which the product is to be used. Ordinarily it will be advisable to use approximately the maximum amount of pigment that can be coated and held together by the resin employed and this can readily be ascertained by experiment. However, a somewhat lesser amount of pigment may be used if the presence of a relatively large amount of resin will have no harmful effect on the final compound.

The patentee further states that the resins employed may be any of the “various resinous materials now employed in film-forming materials, such for example as the synthetic phenolic resins or resins of the glycerolphthalic-anhydride-fatty acid type, as well as others”; that “natural resins such as rosin may be employed or modified natural resins such as the ester gums. It is understood that these types of resins are not intended to be exclusive, but are named merely to indicate that dll types of resins that are adapted to he used m film-forming compounds and which can be softened by heat may be employed for my process.” [Italics ours.]

In his statement to the Board of Appeals, the Primary Examiner stated that example 1 of the patent discloses “a ratio of pigment to resin” which meets “the limitations in the claims as to the resiii content.”

In example 1, the patentee shows an excess of resin to pigment which is conceded by counsel for appellant to be within the ratio called for by the appealed claims. Counsel contends, however, that that disclosure was accidental and that the patentee does not teach the resin-pigment ratio as defined by the appealed claims.

Example 1 was given as an illustration of the patentee’s invention, and, although the patentee does not use the exact language of the claims here on appeal, he clearly discloses the resin-pigment ratio called for by the appealed claims. Accordingly, no further comment need be made with regard to that issue.

Example 3 of the patent discloses the use of ester gum as a resinous material in the production of a coated pigment.

The P’rimary Examiner held that ester gum would inherently have the properties of the resins called for by the appealed claims, and that the selection of an ester gum or other resin having a melting point of at least 200° F. was a matter of choice and did not involve invention. The examiner stated that, although the patentee did not specify that the size of his resin coated pigment particles was such as would pass through a 20-mesh screen, his particles “would inherently have this [794]*794size,” and that if there was any difference in size between the patentee’s resin coated pigment particles and those called for by the appealed claims, such difference would be only a matter of degree and would not involve invention.

The Board of Appeals concurred in the views expressed by the Primary Examiner, and, in addition, stated that appellant had done nothing more than discover the particular conditions under which the disclosure in the reference patent could be operated with maximum sue-, cess and that such discovery did not amount, to invention. Although the board agreed that the Verbyla patent relates to the making of paint, varnish, etc., whereas appellant’s product is used to “shade” paint and other organic coating and decorating compositions to secure exact duplication of color, it stated that “No reason is seen” why the composition disclosed in the reference patent “could not be xised in the same way” and for the same purpose as appellant’s composition, and that the most appellant had done was to make “a judicious selection of resins best suited for his purpose.”

It appears from the affidavits of one William A.

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Bluebook (online)
146 F.2d 287, 32 C.C.P.A. 791, 64 U.S.P.Q. (BNA) 228, 1944 CCPA LEXIS 144, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-rothemich-ccpa-1944.