In re: Ronald H. Brown (Brannock Fee Application)

227 F.3d 466, 343 U.S. App. D.C. 294, 2000 U.S. App. LEXIS 22175
CourtCourt of Appeals for the D.C. Circuit
DecidedAugust 29, 2000
Docket95-0002
StatusPublished

This text of 227 F.3d 466 (In re: Ronald H. Brown (Brannock Fee Application)) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re: Ronald H. Brown (Brannock Fee Application), 227 F.3d 466, 343 U.S. App. D.C. 294, 2000 U.S. App. LEXIS 22175 (D.C. Cir. 2000).

Opinion

Opinion for the Special Court filed PER CURIAM.

ORDER

PER CURIAM:

This matter coming to be heard and being heard before the Special Division of the Court upon the petition of Lisa M. Brannock for reimbursement of attorneys’ fees and costs pursuant to Section 593(f) of the Ethics in Government Act of 1978, as amended, 28 U.S.C. § 591 et seq. (1994), and it appearing to the court for the reasons set forth more fully in the opinion filed contemporaneously herewith that the petition is not well taken, it is hereby

ORDERED, ADJUDGED, and DECREED that the petition of Lisa M. Bran-nock for attorneys’ fees she incurred during the investigation by Independent Counsel Daniel S. Pearson be denied.

ON APPLICATION FOR ATTORNEYS’ FEES

Lisa M. Brannock petitions this court under Section 593(f) of the Ethics in Government Act of 1978, as amended, 28 U.S.C. § 591 et seq. (1994) (the “Act”), for reimbursement of attorneys’ fees in the amount of $7,354.45 that she incurred during and as a result of the investigation conducted by Independent Counsel (“IC”) Daniel S. Pearson. Because we conclude that Brannock has not carried her burden of showing that the fees would not have been incurred but for the requirements of the Act, we deny the petition in its entirety.

Background

Ronald H. Brown began a term as Secretary of Commerce in January of 1993. Allegations arose thereafter concerning improprieties related to his financial transactions. In particular, there were media reports that Secretary Brown may have failed to disclose required information about First International, a company he owned with a business associate, No-landa S. Hill. As the Secretary of Commerce is a “covered person” under 29 U.S.C. § 591(b)(2), the Independent Counsel statute was triggered. On February 15, 1995, pursuant to 28 U.S.C. § 592(a)(1), the Department of Justice (“DOJ”) notified the Court that it had initiated a preliminary investigation concerning Secretary Brown’s finances. That investigation subsequently determined, inter alia, “that Secretary Brown received things of value totalling almost $500,000 from First International while he was Secretary of Commerce,” and after completion of the preliminary investigation the Attorney General applied to this Court for the appointment of an independent counsel. Application to the Court Pursuant to 28 U.S.C. § 592(c)(1) for the Appointment of an Independent Counsel, May 16, 1995. On July 6, 1995, we appointed Daniel S. Pearson independent counsel for this mat *468 ter. The Order appointing Pearson authorized him to investigate, inter alia, First International and other companies controlled or operated by Nolanda Hill. Lisa Brannock, the fee petitioner here, was the registered agent of one of Hill’s companies and former officer or director of two other Hill corporations.

The IC’s investigation was proceeding when, on April 3, 1996, Secretary Brown was killed in an airplane accident. IC Pearson subsequently determined that, in light of the Secretary’s death, “the original reason for the appointment of an Independent Counsel ... no longer existed,” Final REPORT OF THE INDEPENDENT COUNSEL In RE: Ronald H. Brown at 7 (submitted June 10, 1996) (hereinafter Final Report), and it would be “in the public’s best interest to transfer the investigation” to the Department of Justice, id. at 1. The DOJ agreed to the transfer, which was completed by May 31, 1996. Id. On June 10, 1996, IC Pearson submitted his final report to this Court. On July 7, 1999, the DOJ advised the Court that its investigations and prosecutions of all matters referred to it by the IC had been completed. Thereafter, the present fee petitioner filed an application with this Court, seeking reimbursement of attorneys’ fees assertedly incurred in connection with the IC’s investigation.

ANALYSIS

The Ethics in Government Act provides for reimbursement of attorneys’ fees expended by subjects in defense against an investigation under the Act. Specifically, 28 U.S.C. § 593(f)(1) states:

Upon the request of an individual who is the subject of an investigation conducted by an independent counsel pursuant to this chapter, the division of the court may, if no indictment is brought against such individual pursuant to that investigation, award reimbursement for those reasonable attorneys’ fees incurred by that individual during that investigation which would not have been incurred but for the requirements of this chapter.

Because the Act “constitutes a waiver of sovereign immunity it is to be strictly construed.” In re Nofziger, 925 F.2d 428, 438 (D.C.Cir.1991) (per curiam). Therefore, the Act provides only reimbursement for attorneys’ fees that survive an elemental analysis determining whether the petitioner is the “subject” of the independent counsel’s investigation, incurred the fees “during” that investigation, and would not have incurred them “but for” the requirements of the Act. The petitioner “bears the burden of establishing all elements of his entitlement.” In re North (Reagan Fee Application), 94 F.3d 685, 690 (D.C.Cir., Spec.Div., 1996) (per curiam).

As we have held, “[a]ll requests for attorneys’ fees under the Act must satisfy the ‘but for’ requirement of’ the Act. In re Sealed Case, 890 F.2d 451, 452 (D.C.Cir., Spec.Div., 1989) (per curiam). The purpose of awarding only fees that would not have been incurred “but for” the Act is to ensure that “officials who are investigated by independent counsels will be subject only to paying those attorneys’ fees that would normally be paid by private citizens being investigated for the same offense by” federal executive officials such as the United States Attorney. Id. at 452-53 (citing S. Rep. No. 97-496, at 18 (1982), reprinted in 1982 U.S.C.C.A.N. 3537, 3554 (referring to “fees [that] would not have been incurred in the absence of the special prosecutor [independent counsel] law”)). We conclude that Brannock has not met the “but for” requirement.

The Order appointing Pearson as IC authorized him to investigate “whether Ronald H. Brown, Secretary of the Department of Commerce, committed a violation of any federal criminal law ... in connection with: (1) accepting money and other things of value from Nolanda Hill or First International, Inc.” Order Appointing Independent Counsel, July 6,1995.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Samuel R. Pierce
178 F.3d 1350 (D.C. Circuit, 1999)
In Re Sealed Case
890 F.2d 451 (D.C. Circuit, 1989)
In Re Franklyn C. NOFZIGER
925 F.2d 428 (D.C. Circuit, 1991)
In Re Franklyn C. Nofziger
938 F.2d 1397 (D.C. Circuit, 1991)
In Re Oliver L. North (Reagan Fee Application)
94 F.3d 685 (D.C. Circuit, 1996)

Cite This Page — Counsel Stack

Bluebook (online)
227 F.3d 466, 343 U.S. App. D.C. 294, 2000 U.S. App. LEXIS 22175, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-ronald-h-brown-brannock-fee-application-cadc-2000.