In Re Rock

105 P.3d 1290, 279 Kan. 257, 2005 Kan. LEXIS 61
Supreme Court of Kansas·Decided February 18, 2005·No. 93,128·Published·Cited by 2 cases

Opinion

Per Curiam:

This is an original, uncontested proceeding in discipline filed by the office of the Disciplinary Administrator against Gordon M. Rock, Jr., an attorney licensed to practice law in the state of Kansas whose last known business address is in Johnson County, Kansas.

The formal complaint filed by the Disciplinary Administrator alleged that Rock violated Kansas Rules of Professional Conduct (KRPC) 1.1 (2004 Kan. Ct. R. Annot. 342) (competent representation), KRPC 1.3 (2004 Kan. Ct. R. Annot. 354) (diligence and promptness), KRPC 1.4 (2004 Kan. Ct. R. Annot. 367) (communication with client), KRPC 1.15(a) (2004 Kan. Ct. R. Annot. 414) (safekeeping property), KRPC 1.15(b) (prompt delivery of funds or property), KRPC 1.16(d) (2004 Kan. Ct. R. Annot. 426) (termination of representation), KRPC 3.4 (2004 Kan. Ct. R. Annot. 449) (compliance with discovery requests), KRPC 8.1 (2004 Kan. Ct. R. Annot. 480) (cooperation in disciplinary investigations), KRPC 8.4(a) (2004 Kan. Ct. R. Annot. 485) (professional misconduct), KRPC 8.4(b) (committing a criminal act), KRPC 8.4(c) (dishonest, fraudulent, or deceitful conduct), KRPC 8.4(d) (conduct prejudicial to the administration of justice), KRPC 8.4(g) (conduct adversely reflecting on fitness to practice), and Supreme Court Rule 207 (2004 Kan. Ct. R. Annot. 261) (cooperation with Disciplinary Administrator).

The complaint was heard by a duly constituted hearing panel of the Kansas Board for Discipline of Attorneys on May 20, 2004. The *258 respondent, Gordon M. Rock, Jr., although lawfully notified, failed to appear.

The hearing panel, after admitting exhibits and hearing testimony by seven witnesses, made the following findings of fact from the five different complainants, which are summarized as follows:

Monica Hayden-Carroll

In March 2001, Monica Hayden-Carroll retained Rock to bring a medical malpractice lawsuit against an orthopedic group that operated on her knee. Hayden-Carroll paid Rock approximately $1,150, including a filing fee, record copying fees, and an expert evaluation fee. Rock filed an action on behalf of Hayden-Carroll in the Johnson County District Court in August 2001. In March 2002, Rock advised Hayden-Carroll that she did not have a case and told her that he wanted to dismiss the case, investigate different options, and refile within 6 months. Although Hayden-Carroll repeatedly attempted to contact Rock and inquire about the status of her case, Rock failed to respond to any of Hayden-CarrolTs calls until July 2002. At that time, Rock informed Hayden-Carroll that she did not have a claim. Hayden-Carroll requested a copy of the medical expert’s report and the return of her records. Rock did not provide Hayden-Carroll with a copy of the medical expert’s report or return her medical records. In December 2002, this court issued a subpoena duces tecum to Rock requesting that he produce all of the files, memoranda, records, and documents regarding his representation of Hayden-Carroll. The Disciplinary Administrator’s office attempted to serve the subpoena but could not locate him. Rock failed to produce any of the documents requested, and Hayden-Carroll had to replace all of her medical records.

Owen Lecheler

Owen Lecheler hired Rock in February 2000 to represent Lecheler’s brother, Norbert, who lived in a nursing home because he had been paralyzed from the waist down in a car accident. Lecheler paid Rock $2,867.83 for medical records and an expert consultation. In November 2001, an insurance company offered to settle with Norbert for $500,000, but Rock advised Lecheler that the *259 offer was insufficient and he should proceed with a lawsuit. Lecheler attempted to call Rock numerous times regarding the status of his brother s case, but Rock failed to respond until he met with Lecheler and Norbert in October 2002. At that time, Lecheler paid Rock $1200: $200 for the filing fee and $1000 for a video about Norbert’s life. Lecheler again attempted to contact Rock regarding the case but discovered that Rock had left his office. Rock failed to respond to any of Lecheler’s messages. Lecheler never received the video about Norbert’s life, and Rock failed to file an action for Norbert. Lecheler contacted another attorney to pursue Norbert’s case, but the status of any lawsuit is unknown. Although another attorney requested Norbert’s file, Rock has not returned any of Norbert’s medical records. The Client Protection Fund reimbursed Lecheler for the money he paid Rock for expenses.

Kathy White

Kathy White retained Rock in October 2001 to pursue a possible medical malpractice action arising from the death of her husband. White obtained the majority of her husband’s medical records and provided them to Rock. After several months passed, White began trying to contact Rock, but none of her calls were returned. Finally, in July 2002, White left a message with Rock stating that she would withdraw her case if she did not hear from him. Rock returned this message but could not advise White regarding her case. He requested 10 days to review the records. Rock called White as promised but requested more time to review the records. When Rock failed to call her as promised, White left a message stating that she was terminating his representation. She asked Rock to return her husband’s records, but Rock claimed to have lost them and never returned them. White was unable to determine that she had an actionable claim until after the statute of limitations passed.

Marsha Mendenhall

Marsha Mendenhall engaged Rock in June 2001 to pursue a medical malpractice claim. Rock filed a petition on Mendenhall’s behalf in August 2001, but later failed to designate an expert in accordance with the court’s discovery order. As a result, the de *260 fendant filed a motion to dismiss in April 2002, and Mendenhall’s petition was dismissed. Mendenhall did not discover that her petition had been dismissed until June 2002, when she contacted the Wyandotte County District Court regarding her case. Mendenhall had left numerous messages for Rock from January 2002 until June 2002, but Rock never returned her calls. However, in October 2002, Rock contacted Mendenhall to ask if she wanted to refile her petition. Because she had contacted another attorney and continued to investigate her case, Mendenhall knew that she did not have a cause of action so she declined, but she requested that Rock return all of her personal records. Rock never returned Mendenhall’s records.

Gwendolyn G. Howard

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In Re Rock, 105 P.3d 1290, 279 Kan. 257, 2005 Kan. LEXIS 61 (kan 2005).

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