In re Robert Lee Vogel, BPR 023374

482 S.W.3d 520, 2016 Tenn. LEXIS 74
CourtTennessee Supreme Court
DecidedFebruary 4, 2016
DocketM2015-00350-SC-BAR-BP
StatusPublished
Cited by22 cases

This text of 482 S.W.3d 520 (In re Robert Lee Vogel, BPR 023374) is published on Counsel Stack Legal Research, covering Tennessee Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Robert Lee Vogel, BPR 023374, 482 S.W.3d 520, 2016 Tenn. LEXIS 74 (Tenn. 2016).

Opinion

OPINION

JEFFREY S. BIVINS, J.,

delivered the opinion of the Court,

in which CORNELIA A. CLARK and HOLLY KIRBY, JJ., and CHARLES D. SUSANO, JR., Sp.J., joined. SHARON G. LEE, C.J, not participating.

The Board of Professional Responsibility (“Board”) initiated disciplinary proceedings against attorney Robert Lee Vogel based upon two unrelated complaints of professional misconduct. A hearing panel (“Panel”) determined that Mr. Vogel had violated the Rules of Professional Conduct (“RPC”) 1 and entered a judgment suspending Mr. Vogel from the practice of law. The Panel subsequently clarified the sanction in an “Agreed Order Amending *522 the Hearing Panel’s Findings of Fact and Conclusions of Law” (“Agreed Order”), The Agreed Order provided that Mr. Vo-gel would be suspended from the .practice of law for one. year, with all but thirty days of the suspension to be served on probation. Mr. Vogel’s probation would be conditioned upon his compliance with the terms of his Tennessee Lawyer’s Assistance Program (“TLAP”) agreement, completion of his treatment and counseling program, and weekly attendance at two twelve-step meetings. The Board petitioned- this Court for an order enforcing the Panel’s judgment and the Agreed Order. Pursuant to Tennessee Supreme Court Rule 9, section 8.4, 2 we determined that the punishment imposed by the Panel appeared inadequate and proposed that it be increased. Mr. Vogel subsequently requested oral argument, which we granted. The issue before the Court is whether the punishment imposed by the Panel is in uniformity -with prior disciplinary decisions in this state and appropriate' under the circumstances of this case. Upon a thorough review of the record and the applicable law, we hold that it is- not. Accordingly, we modify the Panel’s judgment to impose a oné-year suspension from the practice of law, with the entire suspension to be served on active suspension.

Factual and Procedural Background

On July 14, 2014, the Board filed a Petition for Discipline against attorney Robert Leé Vogel based upon two unrelated complaints of professional misconduct. On December i.8, 2014, a hearing panel appointed by the Board pursuant to Tennessee Supreme Court Rule 9, section 8.2, convened a hearing on the matter. The Board’s proof consisted of four exhibits, while Mr. Vogel’s proof consisted of ten exhibits, his personal testimony, and the testimony of four witnesses: Karen Vogel, Mr. Vogel’s wife; Cashauna Lattimore, an attorney licensed to practice law in Tennessee; Ted Rice, the Deputy Director of TLAP; and Guy Blackwell, a former Assistant U.S. Attorney. . The record with regard to each complaint, of misconduct may be summarized as follows:

The Horn-Brichetto Matter

Mr. Vogel served as court-appointed counsel for Lisa Horn-Brichetto in a criminal case in Morgan County, Tennessee. Ón June 13, 2013, while Ms. Horn-Brichet-to was free on bond, Mr. Vogel moved to withdraw as counsel based on an alleged conflict of interest with Ms. Horn-Brichet-to. In his motion to withdraw, Mr. Vogel maintained that, pursuant to RPC 1.6, he could not disclose the specific nature of the conflict of interest without violating the privilege of confidentiality., The trial court granted Mr. Vogel’s motion without conducting a hearing on the matter.

Ms. Horn-Brichetto learned of Mr. Vo-gel’s motion to withdraw through an email sent to her from Mr. Vogel’s law office on approximately June 14, 2013. She subsequently wrote a letter to Mr. Vogel asking him to explain his reasons for seéking to withdraw from the representation. Six weeks later, after receiving no response from Mr. Vogel, Ms.' Horn-Brichetto sent Mr. Vogel a second letter and sent a copy of this second letter to Judge E. Eugene Eblen, the judge assigned to hear her criminal case. Judge Eblen verbally instructed Mr. Vogel to respond to the second letter. In a letter sent to Ms. Horn- *523 Brichetto, dated August 26, 2013, Mr. Vo-gel explained his reasons for -withdrawing as counsel. Mr. Vogel also sent a copy of this letter to Judge Eblen.

With regard to the August 26, 2013 letter, the Panel stated in its Findings of Fact and Conclusions of Law:

Mr. Vogel’s letter contained assertions that cast Ms. Horn-Brichettó in a negative light. He provided a copy of this letter to Judge Eblen. Ms. Horn-Bri-chetto’s case was still pending before Judge Eblen at the time Judge Eblen received Mr. Vogel’s correspondence. As a result of Judge Eblen reading Mr. Vogel’s correspondence that included negative assertions made by Mr. Vogel about Ms. Horn-Brichetto, successor counsel moved to recuse Judge Eblen from her case. Judge Eblen granted successor counsel’s Motion to Recuse and removed himself from Ms. Hom-Brichetto’s case.
The parties to this proceeding agree that the communication between Mr. Vo-gel and Judge Eblen contained confidential information. Further, the parties agree that Ms. Horn-Brichetto did not explicitly consent to Mr, Vogel releasing the otherwise confidential information to Judge Eblen.

■In its Petition for Discipline, the Board alleged that Mr. Vogel violated RPCs 1.6(a), 3 1.9(c), 4 and 8.4(a) 5 by divulging information related to his representation of Ms. Horn-Brichetto without Ms. Horn-Brichetto’s informed consent and to her disadvantage. In its Findings of Fact and Conclusions of Law, entered on January 15, 2015, the Panel determined that “Mr. Vogel revealed otherwise confidential information of a former client to a third party (Judge Eblen) without his former Ghent’s informed consent, and without authority under Rule 1.6 of the Rules of Profession [sic] Conduct, to otherwise disclose this information.” 6

In reaching its' conclusion, the Panel found that, by sending Judge Eblen a copy of her second letter to Mr. Vogel, Ms. Horn-Brichetto did not give Mr. Vogel her informed consent to reveal confidential information to a third party. The Panel reasoned that “Mr. Vogel recognized that revealing the specific nature of the conflict existing between he and Ms, Horn-Bri-chetto would require that he reveal confidential — protected—information,” noting that “Mr. Vogel affirmatively acknowledged the confidential nature of the information and that Rule 1.6 precluded him *524 from revealing that information in his Motion to Withdraw.” The Panel stated that Mr. Vogel could have explained his reasons for withdrawing as counsel to Ms, Horn-Brichetto while also “assuring Judge Eblen that he had fully communicated with [Ms. Horn-Brichetto].” The Panel further stated that Mr. Vogel knew that disclosing client confidences to Judge.Eblen was not appropriate or necessary under the RPCs and that Mr. Vogel “understood — but chose to disregard — that prohibition.”

The Panel also found that Ms. Horn-Brichetto’s second letter to Mr.

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Bluebook (online)
482 S.W.3d 520, 2016 Tenn. LEXIS 74, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-robert-lee-vogel-bpr-023374-tenn-2016.