in Re Robert L. Williams, Individually and on Behalf of the Estate of Alberta Sue Williams, and on Behalf of Wrongful Death Beneficiaries Robert L. Williams and Dustin Strom

Court of Appeals of Texas·Decided March 4, 2009·No. 10-08-00364-CV·Published

Opinion

IN THE

TENTH COURT OF APPEALS

No. 10-08-00364-CV

IN RE ROBERT L. WILLIAMS, INDIVIDUALLY AND ON BEHALF OF THE ESTATE OF ALBERTA SUE WILLIAMS, DECEASED AND ON BEHALF OF WRONGFUL DEATH BENEFICIARIES ROBERT L.

WILLIAMS AND DUSTIN STROM

Original Proceeding

MEMORANDUM OPINION

Robert L. Williams, individually and on behalf of the Estate of Alberta “Sue”

Williams, deceased, and on behalf of wrongful death beneficiaries Robert L. Williams and Dustin Strom, seeks a writ of mandamus directing Respondent, the Honorable Steve Smith, judge of the 361st Judicial District Court of Brazos County, to vacate an order compelling the production of Dustin’s mental health records. We conditionally grant the relief requested.

FACTUAL BACKGROUND

Sue, a tractor-trailer driver, sustained injuries in an accident with another tractor trailer. As a result, she suffered from chronic pain and depression. Her pain was controlled by medication. While her husband Robert, also a truck driver, was out of town working, Sue fell and was unable to get up. She went without food and water for approximately two days. Robert contacted authorities when he was unable to reach Sue. Sue was taken to College Station Medical Center. She suffered from dehydration, renal failure, and rhabdomyolysis. Physicians Wendell Lobb, M.D. and Steven Opersteny, M.D. treated her. After her discharge, Sue received home health care from Healthwise Home Health Care Agency. Approximately two and a half weeks later, Sue was found dead in her home.

At the time of Sue’s death, her fifteen-year old son Dustin resided in New York with his father and stepmother. Sue and Dustin’s father were in the midst of a custody battle. Dustin and Sue had not been getting along. Dustin was not invited to Sue’s and Robert’s wedding, and he had not spoken to Sue in several months or visited her in Texas. In March 2004, Dustin began meeting with a counselor. These sessions continued until January 2005, approximately two months after Sue’s death. Dustin subsequently dropped out of high school for missing too many days. He missed school because he lost approximately sixty pounds, which lowered his immune system and caused him to be ill more often. He opined that his weight loss may have resulted from the depression he suffered as a result of Sue’s death.

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Robert sued the Medical Center, Dr. Lobb, Dr. Opersteny, and Healthwise (“Real Parties in Interest”), alleging negligence and seeking mental anguish damages. At his deposition, Dustin declined to answer questions regarding his mental healthcare provider. Dr. Lobb and Dr. Opersteny filed a motion to compel production of Dustin’s mental health records. The Medical Center and Healthwise filed a joint motion to compel. Robert informed Respondent that the only available medical or mental health records were those created during Dustin’s counseling sessions. After an in camera inspection, Respondent ordered production of the records.

MANDAMUS REQUIREMENTS

Generally, privileged matters are not discoverable. In re Fort Worth Children’s Hosp., 100 S.W.3d 582, 587 (Tex. App.—Fort Worth 2003, orig. proceeding); see In re Nance, 143 S.W.3d 506, 510 (Tex. App.—Austin 2004, orig. proceeding). A discovery order is improper if it compromises a person’s right to possible claims of privilege or mandates the disclosure of privileged information that exceeds the scope of discovery. Fort Worth Children’s Hosp., 100 S.W.3d at 587. Mandamus is the appropriate remedy when the trial court has erroneously granted discovery of privileged documents. Id. Remedy by appeal in that case is ineffective because, once revealed, the documents cannot be protected. Id. The party claiming privilege has the burden to establish the privilege. Id; see also TEX. R. CIV. P. 193.4(a).

ISSUES PRESENTED

Robert contends that Respondent abused his discretion by compelling production of Dustin’s mental health records because they are protected by the mental health information privilege. Real Parties in Interest contend that the records are discoverable because: (1) the mental health information privilege was waived; (2) the patient-litigant exception applies; and (3) the offensive-use doctrine applies.

WAIVER

A party should not object to a request for written discovery on the grounds that it calls for production of material or information that is privileged but should instead comply with Rule 193.3. TEX. R. CIV. P. 193.2(f). A party who objects to production of privileged material or information does not waive the privilege but must comply with Rule 193.3 when the error is pointed out. Id. A party who claims that material or information responsive to written discovery is privileged may withhold the privileged material or information from the response. TEX. R. CIV. P. 193.3(a). The party must state--in the response (or an amended or supplemental response) or in a separate document--that: (1) information or material responsive to the request has been withheld (2) the request to which the information or material relates, and (3) the privilege or privileges asserted. Id.

Real Parties in Interest contend that Robert waived the mental health information privilege by failing to assert it in response to discovery requests. Specifically, in response to an interrogatory seeking the identities of all medical providers that “have or are presently treating Dustin Strom for injuries he alleges were caused by the events in question,” Dustin stated that he was “treated by a counselor in New York after his mother’s death whose name will be provided in supplement to this answer.” This answer was later supplemented: “Upon further investigation, Plaintiff has discovered

In re Williams Page 4 that Dustin has not been treated for any injuries related to the events in question.” In response to a request for “all medical records relating to any injury you allegedly suffered as a result of the alleged incident,” Robert objected on the basis of Rules of Civil Procedure 192.3, 194.1, 176.7, and 192.4.

Although Robert did not assert the mental health information privilege in response to these requests, he argues that Dustin’s mental health records were not responsive to these requests. Moreover, he asserted the privilege in response to a request for production specifically seeking “All medical reports and medical records pertaining to Dustin Strom”:

Plaintiff further objects to this request as violating and invading Dustin Strom’s physician-patient privilege set forth in T.R.E. 509 and 510, to the extent it seeks medical information beyond that relevant to an issue of the physical, mental or emotional condition of decedent on which any party relies as a part of their claim or defense.1

Moreover, during Dustin’s deposition, counsel instructed him not to answer any questions regarding whether he has seen any counselors, stating that such information is “not discoverable” and is “privileged.” Robert further asserted the privilege in response to the motion to compel production of Dustin’s mental health records.

Rule 193.3 makes clear that privileges need not be asserted in the response to discovery requests, but may be asserted in supplemental or amended responses or a separate document. See TEX. R. CIV. P. 193.3(a). Nor is there a time limit within which to assert such a privilege. See In re Graco Children’s Prods., 173 S.W.3d 600, 605 (Tex.

1 The response further stated, “An executed authorization of relevant medical records of Dustin Strom will be provided if and when it is determined that Dustin Strom has suffered from injuries that are or were treated by a health care provider.”

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in Re Robert L. Williams, Individually and on Behalf of the Estate of Alberta Sue Williams, and on Behalf of Wrongful Death Beneficiaries Robert L. Williams and Dustin Strom, (Tex. Ct. App. 2009).

in Re Robert L. Williams, Individually and on Behalf of the Estate of Alberta Sue Williams, and on Behalf of Wrongful Death Beneficiaries Robert L. Williams and Dustin Strom (in Re Robert L. Williams, Individually and on Behalf of the Estate of Alberta Sue Williams, and on Behalf of Wrongful Death Beneficiaries Robert L. Williams and Dustin Strom) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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