In re Richard S.

6 A.D.3d 1039, 776 N.Y.S.2d 604, 2004 N.Y. App. Div. LEXIS 5066
CourtAppellate Division of the Supreme Court of the State of New York
DecidedApril 29, 2004
StatusPublished
Cited by5 cases

This text of 6 A.D.3d 1039 (In re Richard S.) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Richard S., 6 A.D.3d 1039, 776 N.Y.S.2d 604, 2004 N.Y. App. Div. LEXIS 5066 (N.Y. Ct. App. 2004).

Opinion

Rose, J.

Appeal, by permission, from an order of the County Court of St. Lawrence County (Nicandri, J.), entered April 22, 2003, which granted petitioner’s applications pursuant to CPL 330.20 to continue to retain respondent at a nonsecure psychiatric facility.

While on probation after pleading guilty to manslaughter in the second degree for killing a male sex partner in 1978, respondent was charged with attempted murder in the second degree for stabbing a 15-year-old boy during a sexual encounter in 1980. In 1981, respondent pleaded not guilty by reason of mental disease or defect to that charge. At that time, he was diagnosed as suffering from atypical psychosis, substance abuse [1040]*1040disorder and a psychosexual disorder. Respondent was placed in petitioner’s custody for a period of six months and confined in various state mental facilities for the next 22 years pursuant to a succession of CPL 330.20 (9) retention orders. During his confinement, respondent disclosed his participation in other incidents of sexual violence, including the murder of another male sex partner in 1979. Although respondent’s conviction for that murder was reversed on appeal because his incriminating statements were deemed unreliable, he never denied taking the victim’s life.

In 2002, the Court of Appeals found a dangerousness component to be inherent in CPL 330.20 (1) (d) and remanded the matter of respondent’s retention under a 1999 order to Supreme Court, Orange County, for further inquiry as to the factors relating to dangerousness (Matter of David B., 97 NY2d 267, 280 [2002]). On remand, Supreme Court found the requisite dangerousness and again ordered respondent’s retention. In January 2003, following a hearing, petitioner’s applications for further retention were granted by County Court, St. Lawrence County, based on findings that respondent is presently dangerous and mentally ill. Respondent appeals, with permission, from the resulting order confining him in a nonsecure facility for a period of two years.

Citing the conflicting opinions of the psychiatric experts called by petitioner and respondent as to whether he is mentally ill and poses a danger to others, respondent argues that the evidence is insufficient to support County Court’s finding that he suffers from a mental illness warranting confinement. Upon review, our task is to determine whether petitioner established, by a fair preponderance of the credible evidence, that respondent meets the criteria for retention in a nonsecure facility under CPL 330.20 (1) (d) (see Matter of David B., supra at 278-279). In doing so, we will afford due deference to the findings of fact and credibility determinations made by County Court (see Matter of George L., 85 NY2d 295, 305 [1995]).

In David B., the Court of Appeals outlined the factors justifying an insanity acquittee’s retention in a nonsecure facility by first reviewing the higher level of dangerousness necessary to retain a person in a secure facility under CPL 330.20 (1) (c) (see e.g. Matter of George L., supra at 308) and then holding that similar factors indicative of dangerousness must be present, but need not be as pronounced, for the “next step-down level of confinement ... in non-secure facilities” (Matter of David B., supra at 278, 279). The Court of Appeals summarized those factors as follows: “Thus, in addition to recent acts of violence and [1041]*1041the risk of harm to the [acquittee] or others that would be occasioned by release from confinement, a court may consider the nature of the conduct that resulted in the initial commitment, the likelihood of relapse or a cure, history of substance or alcohol abuse, the effects of medication, the likelihood that the patient will discontinue medication without supervision, the length of confinement and treatment, the lapse of time since the underlying criminal acts and any other relevant factors that form a part of an insanity acquittee’s psychological profile” (id. at 278-279).

In support of retention, petitioner presented the testimony of two psychiatrists who participated in respondent’s evaluation and treatment at the St. Lawrence Psychiatric Center, where he has been confined since 2001. Jacqueline Johnson, the Clinical Director of the Center, testified that respondent has a very complex psychiatric condition and currently meets the criteria for four intertwined disorders: sexual sadism, gender identity disorder, antisocial personality disorder and borderline personality disorder. Johnson stated that these diagnoses are supported by respondent’s history and confirmed by recently observed behavior. Johnson noted that respondent’s diagnoses have also included poly-substance abuse in institutional remission. Johnson testified that respondent’s sexual sadism—his most dangerous condition—is shown by his history of achieving sexual gratification only through acts of violence or fantasies of such acts. Johnson testified that sexual sadism is a chronic condition which usually worsens over time and is difficult or perhaps impossible to fully treat. Johnson further indicated that respondent has refused the use of objective measures to evaluate his condition, is not open to treatment for it and denies that he is a sexual sadist. On this basis, Johnson opined that respondent has not moved beyond the first step of treatment for sexual sadism.

When asked for recent evidence of respondent’s dangerousness, Johnson cited his inability to control his anger on numerous occasions which intimidated other patients and staff, and what she called his “unkind manipulation” of his peers. Johnson also explained that respondent is a highly intelligent person who is manipulative, lies to protect himself and cannot accept anything bad about himself. Johnson further testified that the divergent opinions among the Center’s staff as to whether respondent still suffers from a mental illness are the result of his ability to present himself in ways that evoke favorable opinions of his condition in some staff members. Johnson indicated that the conflicting expert opinions are themselves evidence of his borderline personality disorder.

[1042]*1042A second psychiatrist called by petitioner was Zubulon Taintor, who agreed with the diagnoses identified by Johnson and opined that respondent requires inpatient psychiatric care. As to respondent’s sexual sadism, Taintor stated that there has been no progress in treatment due to respondent’s denial of his condition and cited several examples of that denial. Taintor attributed the opinion of other members of respondent’s treatment team that he does not have a dangerous mental disorder and is a “model patient” to respondent’s ability to charm people, tell them what they want to hear and further his agenda to appear as a model patient in order to obtain release. Taintor found the instances cited by Johnson when respondent was unable to control his anger to be “all the more striking” because of his concerted efforts to demonstrate that he is no longer mentally ill. Taintor also expressed concern about respondent’s likely resumption of substance abuse upon release because he never participated in a substance abuse treatment program, although directed to do so, and such substances would be much more available if he were not institutionalized.

The record also includes a written psychiatric evaluation of respondent, dated February 11, 1998, prepared by Gene Abel, a consulting psychiatrist.

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Bluebook (online)
6 A.D.3d 1039, 776 N.Y.S.2d 604, 2004 N.Y. App. Div. LEXIS 5066, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-richard-s-nyappdiv-2004.