In re Rhoads

70 Pa. D. & C.2d 509, 1974 Pa. Dist. & Cnty. Dec. LEXIS 99
CourtPennsylvania Court of Common Pleas, Lancaster County
DecidedJuly 3, 1974
Docketno. 135½ of 1971
StatusPublished

This text of 70 Pa. D. & C.2d 509 (In re Rhoads) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Lancaster County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Rhoads, 70 Pa. D. & C.2d 509, 1974 Pa. Dist. & Cnty. Dec. LEXIS 99 (Pa. Super. Ct. 1974).

Opinion

APPEL, J.,

On June 14, 1971, this court entered an order adjudging Judy Jones Rhoads an incompetent person under the Incompetents’ Estates Act and appointed the First National Bank of Strasburg guardian of her estate.

On May 2, 1974, the petition of Richard E. Coffin and Howard R. Coffin to have Judy Jones Rhoads declared competent was filed. A motion to dismiss without hearing has been argued and the matter is now before us f<5r disposition.

It appears that the present petitioners, the Coffins, are defendants in a civil action instituted on behalf of Judy Jones Rhoads entered to April term, 1968, no. 4, now in the civil division of the court. The suit arises from an automobile collision which occurred in 1966. At the time of the collision and when the suit was brought, Judy Jones Rhoads was a minor. The incompetency proceedings were instituted after she had become an adult.

It appears from the civil division proceedings that on April 10, 1974, a jury having been drawn, plaintiff presented a petition to amend the complaint to reflect the appointment of the guardian of the incompetent’s estate. The jury was discharged and a rule was granted. On May 2d, a petition for addi[511]*511tional time to answer was granted to permit defendants in the civil action to petition the Orphans’ Court Division for a decree of competency.

The petition which is before us asserts a belief that Judy Jones Rhoads is not now mentally incompetent and that she should so be declared, because otherwise the defenses intended to be presented in the trespass case would be “adversely affected,” because the “witnesses may not be able to testify on their behalf,” and “because they (defendants) may be subjected to excessive damages.”

The guardian of the incompetent has questioned the legal capacity of the Coffins to seek a determination of competency.

The provisions of the Incompetents’ Estates Act of February 28, 1956, P.L. (1955) 1154, as amended, 50 PS §§3301, et seq. are basically and in the main included in the Probate, Estates and Fiduciaries Code of June 30, 1972, (No. 164), 20 Pa. S. sections numbered §5501, and with numerical omissions, through §5537. That a person who has been adjudged an incompetent need not remain in that status until death is inherent in the provisions of section 5517, as follows:

“The court, upon petition and after such notice as it shall direct, may find, after a hearing at which good cause is shown, that a person previously adjudged incompetent has become competent.”

The section is silent as to the identity of petitioner. Counsel has cited no Pennsylvania case which discusses the question nor has our research been productive.

It has been suggested that those individuals on whom authority is conferred by section 5511 to petition for a decree of incompetency are those who [512]*512would be proper petitioners for competency. Such persons are the alleged incompetent’s spouse, a relative, a creditor, a debtor, or any person interested in the alleged incompeteiit’s welfare. Reference to cases in which competency adjudications have been sought do not support this suggestion. In each of the following cases, petitioner was the incompetent: Sigel Appeal, 381 Pa. 603 (1955); Pearlman Appeal, 400 Pa. 350 (1960); Nagle Estate, 418 Pa. 170 (1965); Urquhart Estate, 431 Pa. 134 (1968); and Earnshaw Appeal, 187 Pa. Superior Ct. 124 (1958). In re Di Vincentes, 25 Erie 369 (1942), is the only Pennsylvania case we have found in which petitioner is a person other than the incompetent, and in that case it was the incompetent’s spouse.

The present petitioners, the Coffins, come within section 5511 only as debtors or possible debtors. There is a sound basis for the inclusion of debtors for a determination of incompetency, because, in some instances and under certain circumstances, there could arise a question of whether payment to a creditor would result in a sufficient and effective discharge. If a debtor should be in doubt as to the understanding or capacity of his creditor, the procedure for determination of the doubt is available to him. The debtor of the individual who has been adjudged incompetent is not jeopardized by payment to the guardian; therefore, the basis for inclusion of a debtor as a petitioner for incompetency would not be supportive of including a debtor as a person entitled to petition for competency proceedings.

Both counsel have referred to an Oklahoma proceeding, In re Vaughn’s Guardianship, 239 P. 2d 403 (1951), in support of their positions. Although [513]*513competency was there decreed on petition of a defendant in a civil suit, the facts of the case suggest that the efficacy of the initial declaration of plaintiffs incompetency was somewhat dubious. At all events, the Oklahoma statute, as do some others, provided that the application may be made by the ward or other interested party.

We note that section 5-430 of the Uniform Probate Code provides as follows:

“The protected person, his personal representative, the conservator or any other interested person may petition the Court to terminate the conservatorship.”

The Probate, Estates and Fiduciaries Code refers to “any person interested” in establishing the class of petitioners for incompetency; however, unlike the above provision of the Probate Code, the interest is circumscribed to “the alleged incompetent’s welfare.”

We are unable to conclude from the statutory or decisional law whether defendants in a trespass action in the Civil Division are proper parties to petition for a finding of competency in the Orphans’ Court Division.

Section 5517 requires that the finding of competency may be made “after a hearing at which time good cause is shown.” We, therefore, examine whether the petition alleges facts which would establish good cause. Petitioners’ interest is in the civil suit. They state a fear that their defense will be affected because the witnesses may not be able to testify and they may be subjected to excessive damages.

Although it is not within our province to determine competency of witnesses in the civil action, [514]*514our research suggests that the fear about witnesses is unfounded.

In Yacabonis v. Gilvickas, 376 Pa. 247 (1954), the court held that an adjudication of incompetency does not make the testimony of an adverse party incompetent. The court said:

“The court also held that the fact of alleged incompetence of the defendant and the guardianship proceedings should not have been admitted in evidence. The Act of 1887, P.L. 158, 28 PS §322, relating to competency of witnesses, applies only in cases where a party to a civil proceeding is dead or has been adjudged a lunatic. An adjudication of incompetency is not an adjudication of lunacy. See Henry on Pennsylvania Evidence, 1953 Revision, Vol. 2, §767. Under the circumstances, if the defense wants to excuse the absence of defendant at the trial, it must actually be shown that he is incapable of testifying.”

This conclusion was applied to the unusual situation presented in Formichella Petition, 51 D. & C. 2d 584 (1971), in which a petition was presented to determine whether an adjudged incompetent was a lunatic so that adverse parties would be rendered incompetent to testify in a trespass action arising from an automobile accident.

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Related

In Re Vaughn's Guardianship
239 P.2d 403 (Supreme Court of Oklahoma, 1951)
Yacabonis v. Gilvickas
101 A.2d 690 (Supreme Court of Pennsylvania, 1954)
Urquhart Estate
245 A.2d 141 (Supreme Court of Pennsylvania, 1968)
Pearlman Appeal
163 A.2d 530 (Supreme Court of Pennsylvania, 1960)
Nagle Estate
210 A.2d 262 (Supreme Court of Pennsylvania, 1965)
Ryman's Case
11 A.2d 677 (Superior Court of Pennsylvania, 1939)
Sigel Appeal
114 A.2d 117 (Supreme Court of Pennsylvania, 1955)
Earnshaw Appeal
144 A.2d 480 (Superior Court of Pennsylvania, 1958)

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Bluebook (online)
70 Pa. D. & C.2d 509, 1974 Pa. Dist. & Cnty. Dec. LEXIS 99, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-rhoads-pactcompllancas-1974.