In Re Related Asbestos Cases

543 F. Supp. 1142, 11 Fed. R. Serv. 889, 13 Envtl. L. Rep. (Envtl. Law Inst.) 20294, 1982 U.S. Dist. LEXIS 13794
CourtDistrict Court, N.D. California
DecidedMay 5, 1982
DocketC-79-3588 RFP
StatusPublished
Cited by29 cases

This text of 543 F. Supp. 1142 (In Re Related Asbestos Cases) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In Re Related Asbestos Cases, 543 F. Supp. 1142, 11 Fed. R. Serv. 889, 13 Envtl. L. Rep. (Envtl. Law Inst.) 20294, 1982 U.S. Dist. LEXIS 13794 (N.D. Cal. 1982).

Opinion

ORDER

PECKHAM, Chief Judge.

The motions discussed herein having come before this court for hearing on March 23 and April 27, 1982, the court having reviewed the memoranda submitted in support of and in opposition to the motions, and having heard argument of counsel, the court’s rulings are as follows.

DEPOSITIONS OF DR. KENNETH W. SMITH

Plaintiff has moved to introduce into evidence the depositions of Dr. Kenneth Wallace Smith taken on two previous occasions in two separate proceedings: James Roy DeRocco and Andrew v. Carollo v. Forty-Eight Insulations, Inc., et al., Court of Common Pleas of Allegheny County, Pennsylvania, Civil Division, Case No. 7880, July Term, 1974, Case No. 2281, July Term, 1974; and Louisville Trust Co. v. Johns-Manville Corp., Jefferson Circuit Court, Common Pleas Branch, Seventh Division of Kentucky, Case No. 174-922. The DeRocco deposition was taken on January 13, 1966; the Louisville deposition on April 21, 1976.

Dr. Smith was employed by defendant Johns-Manville from the mid-1940s until 1966. He was the medical director of Canadian Johns-Manville until 1951. He subsequently became the medical director of Johns-Manville Corporation. He worked in the latter capacity until 1966. He died in 1977, the year after the Louisville deposition was taken.

In general, the deposition testimony in question tends to establish that Dr. Smith was aware of the hazards of asbestos as early as the 1940s and that he began warning Johns-Manville officers of the hazards in the late 1940s. The testimony is thus relevant to the question whether and at what point Johns-Manville had notice of the hazards of asbestos.

In order to introduce the Smith depositions into evidence, plaintiff must meet the requirements of Fed.R.Civ.P. 32(a) 1 and *1146 Fed.R.Evid. 804(b)(1). 2 Essentially, the requirements are that: (1) the deponent be unavailable to testify live; (2) the testimony be taken in the course of another proceeding, in compliance with the law; and (3) the party against whom the testimony is offered, or its predecessor in interest, have had an opportunity and similar motive to develop the testimony in full. These three requirements are discussed in turn below.

1. Unavailability of Deponent

As Dr. Smith died in 1977, this test is easily met.

2. Deposition Taken in Compliance with Law

a. The DeRocco deposition. The DeRocco deposition was taken in Pennsylvania. Penn.R.Civ.P. 4017(c) provides:

(c) When the testimony is fully transcribed the deposition shall be submitted to the witness for inspection and signing and shall be read to or by him and shall be signed by him, unless the inspection, reading and signing are waived by the witness and by all parties who attended the taking of the deposition, or the witness is ill or cannot be found or refuses to sign. Any changes in form or substance which the witness desires to make shall be entered with a statement of the reasons given by the witness for making the changes. If the deposition is not signed by the witness, the person before whom the deposition was taken shall sign it and state on the record the fact of the waiver or of the illness or absence of the witness or the refusal to sign together with the reason, if any, given therefor; and the deposition may then be used as fully as though signed, unless the court holds that the reasons given for the refusal to sign require rejection of the deposition in whole or in part.

Dr. Smith never signed the DeRocco deposition. Johns-Manville argues that this means the DeRocco deposition is inadmissible. This argument was recently rejected by Judge Milton I. Shadur of the Northern District of Illinois, who ruled that the lack of a signature was not fatal to the admissi *1147 bility of the DeRocco deposition, since Dr. Smith had submitted a signed list of corrections to the deposition on his own letterhead. This “constituted effective compliance with the controlling Pennsylvania law requirement of deposition signature by the witness (the deposition also contained the other legal assurances of authenticity: the court reporter’s statement and certificate.)” Consolidated Pretrial, 93 F.R.D. 853 (N.D. Ill., E. Div., 1982), reprinted in Asbestos Litigation Reporter, 4853, 4854 (April 9, 1982).

We concur in Judge Shadur’s reasoning and hold that the DeRocco deposition was in effective compliance with the signature requirement.

b. The Louisville deposition. The Louisville deposition was taken in Windsor, Ontario, Canada. It, too, was unsigned by Dr. Smith. Again, Johns-Manville argues that it is inadmissible for this reason. The governing law is that of Kentucky, the forum state of the Louisville deposition. Ky.R. Civ.R. 30.05 provides:

Rule 30.05. Submission to witness— Changes — Signing.—Any party to an action may make written request before the officer taking a deposition therein that it be submitted to the witness. In such event, and when the testimony is fully transcribed, the deposition shall be submitted to the witness for examination and shall be read to or by him. Any changes in form or substance which the witness desires to make shall be entered upon the deposition by the officer with a statement of the reasons given by the witness for making them. The deposition shall then be signed by the witness unless the witness is ill or cannot be found or refuses to sign. If the deposition is not signed by the witness, the officer shall sign it and state on the record the fact of the illness or absence of the witness or the fact of the refusal to sign together with the reason, if any, given therefor; and the deposition may then be used as fully as though signed, unless on a motion to suppress under Rule 32.04 the court holds that the reasons given for the refusal to sign require rejection of the deposition in whole or in part.

Although the rule just quoted suggests that review and signature of a deposition by the deponent is waived if it is not requested by a party, Kentucky case law indicates that such a waiver is effective only in the proceeding in which the deposition is originally taken. A waiver of review and signature by the original parties cannot serve to render the deposition admissible in a subsequent proceeding. Louisville & N. R. Co. v. Carter, 66 S.W. 508, 508-09 (Ky. 1902).

However, the federal courts have been fairly liberal in admitting unsigned depositions into evidence where the deponent is deceased. See Bernstein v. Brenner, 51 F.R.D. 9, 11-13 (D.D.C.1970).

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543 F. Supp. 1142, 11 Fed. R. Serv. 889, 13 Envtl. L. Rep. (Envtl. Law Inst.) 20294, 1982 U.S. Dist. LEXIS 13794, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-related-asbestos-cases-cand-1982.