In re Rathbun

169 P.3d 329, 285 Kan. 137, 2007 Kan. LEXIS 645, 2007 WL 3119653
CourtSupreme Court of Kansas
DecidedOctober 26, 2007
DocketNo. 98,608
StatusPublished
Cited by1 cases

This text of 169 P.3d 329 (In re Rathbun) is published on Counsel Stack Legal Research, covering Supreme Court of Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
In re Rathbun, 169 P.3d 329, 285 Kan. 137, 2007 Kan. LEXIS 645, 2007 WL 3119653 (kan 2007).

Opinion

Per Curiam:

This is an original proceeding in discipline filed by the Disciplinary Administrator against respondent, Kiehl Rathbun, of Wichita, an attorney admitted to the practice of law in Kansas on September 12, 1975. This action arose from two disciplinary complaints. A hearing panel of the Kansas Board for the Discipline of Attorneys conducted a formal hearing, as required by Kansas Supreme Court Rule 211 (2006 Kan. Ct. R. Annot. 284).

The hearing panel concluded that Rathbun violated Kansas Rules of Professional Conduct (KRPC) as follows: KRPC 1.1 (2006 Kan. Ct. R. Annot. 358) (competence); KRPC 1.3 (2006 Kan. Ct. R. Annot. 371) (diligence); KRPC 1.4 (2006 Kan. Ct. R. Annot. 386) (communication); KRPC 1.5 (2006 Kan. Ct. R. Annot. 401) (fees); KRPC 1.16 (2006 Kan. Ct. R. Annot. 448) (declining or terminating representation); KRPC 3.3(d) (2006 Kan. Ct. R. An-not. 467) (candor toward the tribunal); and KRPC 8.4(d) (2006 Kan. Ct. R. Annot. 510) (misconduct). Additionally, Rathbun was held to have violated Kansas Supreme Court Rule 211(b) (formal hearings). The hearing panel unanimously recommended that Rathbun be indefinitely suspended from the practice of law in the state of Kansas. Rathbun did not file exceptions to the final hearing report.

Hearing Panel’s Findings of Fact

The hearing panel, based upon clear and convincing evidence, made findings of fact. Highly summarized, the final hearing report [138]*138contained the following findings of fact regarding the two complaints against Rathbun.

The first complaint arose from Rathbun’s representation of a party in postdivorce proceedings. Rathbun filed a motion to modify child support. At a hearing on June 18, 2002, the court sustained Rathbun’s motion and directed Rathbun to prepare the journal entry. Rathbun failed to timely do so; it was not until March 2003— 8 months after the hearing—that Rathbun prepared the journal entry.

Simultaneous with the issues regarding support, motions were also pending regarding visitation. The court appointed a case manager who, on June 10, 2002, completed a plan for visitation. The plan included a provision that Rathbun’s client—the children’s father who lived in Kansas City—would pick up the children in Wichita on Friday, June 14, 2002, and return them on Sunday, June 16, 2002. On Friday, June 14, 2002, in an ex parte contact, Rathbun told the judge the mother was denying the father visitation. As a result, the judge signed an ex parte order that changed the visitation from Friday through Sunday to Saturday through Monday at 8 a.m. and required the mother to pick up the children in Kansas City.

Rathbun’s client had received the case manager’s visitation plan prior to the ex parte contact. Rathbun, however, did not inform the judge that the case manager’s plan required his client to pick up and return tire children to Wichita or that his client had been required to do the driving to and from visitation in the past.

As a result of the ex parte order, the children’s mother traveled to Kansas City on Sunday and spent the night in a hotel so she could pick up her children at 8 a.m. Monday morning. Because of the travel to Kansas City, the mother missed a day of work. The attorney representing the mother filed a motion seeking reimbursement of the mother’s expenses for travel, lodging, gasoline, and attorney fees and requiring Rathbun to compensate the case manager.

On June 25, 2002, a different judge imposed sanctions that were personally paid by Rathbun.

[139]*139The second complaint arose from Rathbun’s representation of a client in a criminal proceeding. Rathbun prepared an engagement letter which detailed the terms of the representation and the fee. According to the engagement letter, the fee was “earned on receipt” and was “not refundable.” Although an executed copy of the agreement was not an exhibit in the disciplinary proceeding, Rathbun testified during the final hearing that the engagement letter reflected the agreement of the parties and that he believed that he and his client signed the letter of engagement.

On the morning scheduled for the jury trial, Rathbun waived his client’s right to a jury and the case was tried to the court. During the trial, Rathbun, who had not interviewed any of the eyewitnesses, did not call any witnesses and advised his client not to testify. The client followed the advice. As a result, no factual defense was asserted.

Following the trial, the court directed the parties to brief a legal issue and submit written closing arguments. The prosecutor submitted a brief and closing argument. Rathbun, however, did not. On August 17, 2005, the court issued its decision in which it stated that the facts were not disputed. Rathbun’s client was convicted.

Before the sentencing hearing, Rathbun did not research his client’s criminal history or advise his client regarding the impact of previous convictions on the possible sentence or that the presumptive sentence was a term of imprisonment. Rathbun’s client served 14 months in prison.

Immediately following the sentencing hearing, Rathbun filed a notice of appeal but told his client he thought he should withdraw because the court did not look favorably on the respondent. Rathbun, however, never withdrew from the case nor took any further action.

Additionally, at one hearing, a court services officer presented a warrant for the arrest of Rathbun’s client. Rathbun became enraged and called the court services officer a “bitch.”

Complaints arising from these actions led to the Disciplinary Administrator filing a formal complaint in the instant case. Rathbun failed to file an answer to the formal complaint within 20 days, as [140]*140required by Supreme Court Rule 211(b). His answer was filed just 6 days before the hearing was held on the formal complaint.

Hearing Panel’s Conclusions of Law

Based upon these facts, the hearing panel made several conclusions of law. First, the hearing panel noted: “Lawyers must provide competent representation to their clients. KRPC 1.1. ‘Competent representation requires the legal knowledge, skill, thoroughness and preparation reasonably necessary for the representation.’ ” The hearing panel concluded that Rathbun failed to be thorough and prepared and thereby failed to competently represent his client in' the criminal case when he failed to interview witnesses to the crime. Accordingly, the hearing panel concluded Rathbun violated KRPC 1.1.

Second, the hearing panel noted: “Attorneys must act with reasonable diligence and promptness in representing their clients. See KRPC 1.3.” The hearing panel concluded Rathbun violated this provision when he failed to prepare a journal entry for a period of 8 months. Additionally, Rathbun failed to provide diligent representation in the criminal proceeding when he failed to file a letter brief and closing argument and failed to properly research his client’s criminal history.

Third, the hearing panel cited KRPC 1.4(b), which provides that a “lawyer shall explain a matter to the extent reasonably necessary to permit the client to make informed decisions regarding the representation.” The hearing panel concluded that Rathbun violated KRPC 1.4(b) when he failed to properly explain the effects of his client’s criminal history.

Fourth, the hearing panel noted that a lawyer’s fee must be reasonable. KRPC 1.5(a).

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Related

In re Rumsey
343 P.3d 93 (Supreme Court of Kansas, 2015)

Cite This Page — Counsel Stack

Bluebook (online)
169 P.3d 329, 285 Kan. 137, 2007 Kan. LEXIS 645, 2007 WL 3119653, Counsel Stack Legal Research, https://law.counselstack.com/opinion/in-re-rathbun-kan-2007.