In re Randell

67 F.2d 933, 21 C.C.P.A. 782, 1933 CCPA LEXIS 142
Court of Customs and Patent Appeals·Decided December 30, 1933·No. No. 3172·Published

Opinion

GaRRett, Judge,

delivered the opinion of the court:

The application, certain claims of which are here at issue, is entitled Improvements in Dams and Other Structures Subject to Fluid Pressure.”

In the form as finally acted upon by the Examiner of the United States Patent Office, there seem to have been thirty-five claims, although the three drawings required only three numerals to designate the alleged inventive features. The examiner allowed eleven claims and rejected the other twenty-four. Upon appeal the Board of'Appeals reversed the examiner as to three of these twenty-four, affirming as to the other twenty-one, and the appeal was taken to this court as to those so finally rejected by the board, being nos. 30-39, 4T-46, 52-54, 59, and 62-65, respectively. There are no method claims involved in the appeal, all of them being for the dam itself as a structure.

Claims 30,39,52, and 59 are regarded by us as fairly representative:

30. In a dam, the combination of a relatively impervious face, a supporting structure, and a porous layer drain located between and bonded to said face and said structure.
39. In a dam, the combination of a relatively impervious face, a supporting structure, and an open layer drain between said face and said structure; the downstream face of said drain being provided with a porous lining.
[783]*78352. In combination with a dam, a porous layer drain located approximately between the foundation and the body thereof and adhesively bonded to the adjacent materials; said drain being- adapted to function without hydrostatic pressure materially in excess of that necessary to raise the drainage, substantially without frictional loss of head, to an elevation at the downstream face of the dam sufficient to permit it to flow away therefrom by gravity.
59. In combination with a dam, an open layer drain approximately between the foundation and the body thereof.

The references, as stated in the brief of the Solicitor for the Patent Office, are:

Richardson, 378946, Nov. 29, 1887.
Hall, 923831, June 8, 1909.
Terzaghi, 1499956, July 1, 1924.

There was another reference below, but it applied to two of the claims rejected by the examiner, but allowed by the board, and is no longer involved in the case.

In addition, claims 52, 53, and 54 were rejected on allowed claim 51 which we also quote:

51. In combination with a dam, a porous layer drain located approximately between the foundation and the body thereof and adhesively bonded to the adjacent materials.

The description of the structures as given in the claims themselves is quite full, but for additional clarity we quote from the decision of the board as follows:

The invention is a dam. It consists of a main supporting structure 2 which applicant states may be made of stone, earth, crushed rock, plain or reinforced concrete, or cement. An impervious face 1 is provided on the upstream side, which may be made of wood, cement, concrete, steel, or steel embedded in an asphaltic or other water-proof material. Between the supporting structure and the impervious face and the foundation is placed a drain layer. Applicant states that this layer may be open, cellular, or relatively porous. It may consist of porous concrete, porous stone, other porous masonry, sand, gravel, crushed rock, concrete or other grillage or cells, air space or other suitable material or arrangement. The drain layer will drain any water passing through the face or through the support'ng structure.

By comparing claim 52, supra, with allowed claim 51, supra, it is obvious that no. 52 contains nothing not contained in no. 51, except a statement as to function. No structural differences are discernable. This is true of claims nos. 53 and 54 also. There was no error in the board’s holding that “ The inclusion of functional statements is insufficient to distinguish the claims.” By the allowance of claim no. 51 appellant is given all that he would obtain if the others of this class were granted and the inclusion of those others in the application was unnecessary. In re Einstein, 18 C.C.P.A. (Patents) 885, 46 F. (2d) 373.

[784]*784It is proper to say that appellant, who acted as his own counsel in preparing his brief and in presenting the case before us, in a supplemental statement filed before the hearing, goes so far as to concede “ reasonable room for differences of opinion ” as to “ claims 52, 53, and 54.” It is our opinion that they were properly rejected.

Claim 59, supra, was held to be broad enough to read on Terzaghi. The specification of the Terzaghi patent recites:

Tliis invention relates to means which will prevent tlie hollowing out or washing away of buildings, retaining walls, weirs and the like by that part of the backwater which leaks or trickles through the foundation. The characteristic feature of the invention consists in arranging either at the bottom of the building or weir facing the air or underneath the foundation of the building or the like a filter of such a character, that it will permit the free outflow of the underground-water but prevent the passing through of constituents or parts of the soil, and whereby the filter is loaded or weighted in such a manner, that the layers located underneath the filter and through which the leakage water flows cannot be driven upwardly.

Appellant grounds his argument as to this claim upon the assertion that it “specifies an open drain.” The expression in the claim itself, however, is “ an open layer drain.” (Italics ours.)

The drawings of the Terzaghi patent disclose and the specification, in terms, describes “ a layer / permeable to water ” located at the bottom end of the outside, or of the “ side facing the air,” of the weir. It is true, as stated by appellant, that the patent does not use the word “ drain,” and it is true also that there are structural differences in the respective devices, but claim 59 itself does not express such structural differences. It is broad in its terms. The layer “ permeable to water ” of Terzaghi manifestly serves as a drain, permitting, as it does, “ the free outflow of the underground water.” The mere name without some indication of structural difference, bj' which the feature is designated is not of importance in this case.

There was no error in the rejection of claim no. 59 on Terzaghi.

All the other claims were rejected on Hall, Richardson being cited upon a particular feature hereinafter to be considered.

Hall’s patent is for a dam, as a structure, and discloses a main supporting structure, made of relatively permeable material, such as loose rock, or rock or earth fill, having, at its upstream side, a lining made with spacer cement, or concrete walls spaaed apart by spreaders at frequent intervals, so as to withstand collapsing of the lining. The spaces between the concrete walls are sufficient to permit the passage of a person therethrough. Any water which finds its way through the walls drains to the bottom and is carried away bj' drain pipes.

[785]

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In re Randell, 67 F.2d 933, 21 C.C.P.A. 782, 1933 CCPA LEXIS 142 (ccpa 1933).

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